United States v. Lamont

18 F.R.D. 27, 1955 U.S. Dist. LEXIS 4040
CourtDistrict Court, S.D. New York
DecidedJuly 27, 1955
StatusPublished
Cited by19 cases

This text of 18 F.R.D. 27 (United States v. Lamont) is published on Counsel Stack Legal Research, covering District Court, S.D. New York primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Lamont, 18 F.R.D. 27, 1955 U.S. Dist. LEXIS 4040 (S.D.N.Y. 1955).

Opinion

WEINFELD, District Judge.

These are motions to dismiss indictments returned separately against each defendant charging him with violations of 2 U.S.C.A. § 192 in refusing to answer specific questions before the Permanent Subcommittee on Investigations of the Senate Committee on Government Opera[30]*30tions. Each defendant attacks the validity of the indictment upon constitutional and other grounds. Since the motions present issues of law common to each indictment they may be considered together. The indictments are identical, except for the dates of the hearings and the refusals to answer, each of which is the subject of a separate count.

The indictment against the defendant Abraham Unger is typical. It charges:

“Introduction

“1. On or about the 17th day of September, 1953, in the Southern District of New York, the Permanent Subcommittee on Investigations of the Committee on Government Operations was holding hearings pursuant to Public Law 601, 79th Congress, Second Session, Chapter 753 [60 Stat. 812], as amended; Senate Resolution No. 180, 81st Congress, Second Session, dated February 1, 1950; Senate Resolution 280, 82nd Congress, Second Session, dated March 3, 1952; Senate Resolution 40, 83rd Congress, First Session, dated January 30, 1953.

“2. The defendant, Abraham Unger having been summoned as a witness by the authority of the United States Senate to give testimony, appeared as a witness before the Permanent Subcommittee aforesaid at the place and on the date above stated, and was asked questions which were pertinent to the question then under inquiry. At the place and times stated, the defendant refused to answer those pertinent questions. The allegations of this introduction are adopted and incorporated into the counts of this indictment, which follow, the same as if set forth therein in extenso, each of which counts will, in addition merely describe the questions Which were asked of the defendant, Abraham Unger and which he refused to answer. (Title 2, United States Code,-Section 192).

“Count 1. Were you active in the Professional Communist Group in New York?

“Count 2. Were you head of the Professional Group of the Communist Party in New York?

“Count 3. Are you a member of the Communist Party as of this moment?

“Count 4. Do you know whether you are a member of the Communist Party? (Title 2, Section 192, United States Code.)”

The first ground of the defendants’ attack is that the indictment fails to set forth the essential elements necessary to charge a crime under § 192, which provides:

“Every person who having been summoned as a witness by the authority of either House of Congress to give testimony or to produce papers upon any matter under inquiry before either House, or any joint committee established by a joint or concurrent resolution of the two Houses of Congress, or any committee of either House of Congress, willfully makes default, or who, having appeared, refuses to answer any question pertinent to the question under inquiry, shall be deemed guilty of a misdemeanor * *

The requirement that every ingredient of the offense charged must be clearly and accurately alleged in the indictment is compelled by the Sixth Amendment to the Constitution and is specifically directed by Rule 7(c) of the Federal Rules of Criminal Procedure, 18 U.S.C.A. This is a matter of substance and not of form.1 The underlying reason is of course to assure that the accused shall be informed of the nature of the charge so that he may defend himself and not be taken by surprise upon the trial and further to protect him against another prosecution based on the [31]*31same facts.2 Another reason, and one sometimes overlooked, is to enable the court to decide whether the facts alleged are sufficient in law to withstand a motion to dismiss the indictment or to support a conviction in the event that one should be had.3

The requirement, that the indictment clearly define the essential elements of the crime charged, the importance of which was fully expounded by Mr. Chief Justice Marshall in the early case of The Schooner Hoppet & Cargo v. United States,4 has consistently been adhered to by the Supreme Court in a long series of decisions.5 Thus in United States v. Hess, the Court held:

“The general, and with few exceptions, of which the present is not one, the universal rule, on this subject, is, that all the material facts and circumstances embraced in the definition of the offense must be stated, or the indictment will be defective. No essential element of the crime can be omitted without destroying the whole pleading. The omission cannot be supplied by intendment, or implication, and the charge must be made directly and not inferentially, or by way of recital.” 6

The rule was reiterated and underscored in Ledbetter v. United States:

“We have no disposition to qualify what has already been frequently decided by this court, that where the crime is a statutory one it must be charged with precision and certainty, and every ingredient of which it is composed must be clearly and accurately set forth, and that even in the cases of misdemeanors the indictment must be free from all ambiguity, and leave no doubt in the minds of the accused and the court of the exact offense intended to be charged.” 7

On the argument of these motions the defendants contended the indictment was defective since it failed to plead that the refusals to answer were “willful”.

The government took the contrary view, relying upon United States v. Josephson,8 which held “refusal to answer any question pertinent to any matter under inquiry is a violation of the second branch of the statute as much when the refusal is ‘willful’ as when it is not.” Since the argument of the motion, the Supreme Court has resolved this issue, and it is now beyond peradventure that “Section 192, like the ordinary federal criminal statute, requires a criminal intent — in this instance, a deliberate, intentional refusal to answer.33 This element of the offense, like any other, must be proved beyond a reasonable doubt.” 9

[32]*32Thus, the Supreme Court held that where a witness raises an objection to a question or challenges the authority of the committee, he must be clearly apprised that the committee demands his answer notwithstanding his objections— and failing such a direction to the witness the requisite criminal intent necessary to support a conviction under § 192 is absent.

Since willfulness, or a deliberate, intentional refusal to answer,10 is an essential element of the offense which the government must prove, it must also be pleaded in the indictment. Nor does the fact that the second clause of § 192 makes no reference to the willfulness of the refusal to answer eliminate the necessity to plead it, for, as the Supreme Court has long held:

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Cite This Page — Counsel Stack

Bluebook (online)
18 F.R.D. 27, 1955 U.S. Dist. LEXIS 4040, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-lamont-nysd-1955.