IN THE UNITED STATES COURT OF APPEALS
FOR THE FIFTH CIRCUIT
No. 02-40870
RONALD DAVID KRUEGER, Defendant-Appellant,
versus
UNITED STATES OF AMERICA, Plaintiff-Appellee.
Appeal from the United States District Court for the Eastern District of Texas (02-CR-3)
February 14, 2003
Before BENAVIDES, STEWART, and CLEMENT, Circuit Judges.
CARL E. STEWART, Circuit Judge:*
The Defendant, Ronald David Krueger (“Krueger”) appeals his sentence for possession of a
firearm in violation of 18 U.S.C. § 922(g)(1). Specifically, he appeals the district court’s finding that
his prior burglary conviction under Wisconsin law was a “crime of violence” pursuant to the career
offender enhancement provisions of the Sentencing Guidelines. For the following reasons, we find
* Pursuant to 5TH CIR. R. 47.5, the court has determined that this opinion should not be published and is not precedent except under the limited circumstances set forth in 5TH CIR. R. 47.5.4. that the district court did not err in its interpretation of the Sentencing Guidelines and conclusions
of fact and therefore, AFFIRM.
Procedural and Factual Background
Krueger pleaded guilty, pursuant to a written plea agreement, to being a felon in possession
of several firearms, in violation of 18 U.S.C. § 922(g)(1).1 The applicable Sentencing Guideline for
violating § 922(g)(1) is U.S.S.G. § 2K2.1. Under the Sentencing Guidelines, Krueger is eligible for
a base offense level of 22 because the offense involved a firearm enumerated in 26 U.S.C. § 5845(a)
and his prior felony conviction in violation of Wisconsin law is a crime of violence. U.S.S.G.
§ 2K2.1(a)(3). In Krueger’s pre-sentence report (PSR), the probation officer established both
requirements to calculate his base offense level. Krueger’s base offense level would have been 20 had
his prior felony conviction not been a “crime of violence.” Krueger objected to the two-level increase
as a result of the PSR’s determination that his burglary conviction was a “crime of violence.”
Krueger’s objection was that the Wisconsin statute under which he was convicted does not
distinguish between burglary of a building and burglary of a dwelling. Under the Sentencing
Guidelines, if he had been convicted of burglary of a building, Krueger’s prior felony conviction
would not have been a “crime of violence.” See United States v. Jackson, 22 F.3d 583, 585 (5th Cir.
1994) (“Jackson I”) (holding that burglary of a building is no t a crime of violence). Krueger
contended that because he burglarized homes that were under construction and still unoccupied, he
1 Although the plea agreement contains a waiver of appeal, Krueger specifically reserved his right to appeal “issues related to the application of the Sentencing Guidelines.” R. 1, 56. Because the issue presented in this appeal concerns the district court’s alleged incorrect application of U.S.S.G. § 2K2.1(a)(3), the waiver does not bar Krueger’s appeal.
2 burglarized a building rather than a dwelling and therefore, did not commit a crime of violence. In
support of his objection to the PSR, Krueger attached an occupancy permit which showed that the
burglarized property was not legally inhabitable at the time of the burglary. The probation officer
responded that because the Wisconsin charging document refers to the structures as dwellings,
Krueger committed a crime of violence. Krueger maintained the same objection during sentencing.
The district court overruled Krueger’s objection and explained that it cannot go beyond the charging
instrument to determine whether a defendant committed a crime of violence. The district court
sentenced Krueger to 63 months’ imprisonment, three years’ supervised release, and a $100 special
assessment. Krueger now appeals.
Discussion
Standard of Review
This Court reviews a district court’s interpretation and application of the Sentencing
Guidelines de novo. United States v. Charles, 301 F.3d 309, 312-13 (5th Cir. 2002) (en banc). We
review findings of facts for clear error. United States v. Claiborne, 132 F.3d 253, 254 (5th Cir. 1998).
We are bound by the Sentencing Guidelines and the charging instrument in order to determine
whether Krueger’s prior burglary co nviction was for a crime of violence. Id; United States v.
Fitzhugh, 954 F.2d 253 (5th Cir. 1992).
Interpretation of the Sentencing Guidelines
In Charles, we held “that sentences involving possession of a firearm by a felon, which also
involve a prior conviction for an alleged ‘crime of violence,’ are to have the ‘crime of violence’
determination made only in accordance with the definition in § 4B1.2(a) and its accompanying
3 commentary.” 301 F.3d at 312. Section 4B1.2(a) defines a “crime of violence” as any offense under
federal or state law that is punishable by imprisonment for more than one year that “(1) has as an
element the use, attempted use, or threatened use of physical force against the person of another, or
(2) is burglary of a dwelling, arson, or extortion, involves use of explosives or otherwise involves
conduct that presents a serious potential risk of physical injury to another.” § 4B1.2(a) (emphasis
added). The application note to § 4B1.2 explains that all crimes that have as an element the
threatened use of physical force against another person or that present a serious risk of physical injury
to another are crimes of violence. § 4B1.2, comment. (n.1). The Sentencing Commission listed
burglary of a dwelling, but not burglary of a building as a crime of violence. Id.
In 1995, Krueger was convicted of burglary in violation of WIS. STAT. § 943.10. The statute
states:
(1)Whoever intentionally enters any of the following places without the consent of the
person in lawful possession and with intent to steal or commit a felony in such place
is guilty of a Class C felony:
(a) Any building or dwelling
WIS. STAT. § 943.10(1)(a)(1995). Wisconsin does not distinguish between a dwelling or a building
in its burglary statute. Nonetheless, in the charging instrument, the State specifically charged Krueger
of burglary of a dwelling. In Fitzhugh, we ruled that “[t]he sentencing court should consider conduct
expressly charged in the count of which the defendant was convicted, but not any other conduct that
might be associated with the offense.” 954 F.2d at 255 (emphasis added). In Wisconsin, a criminal
complaint can be a defendant’s only charging document. See United States v. Sebero, 45 F.3d 1075,
4 1077 (7th Cir. 1995); State v. Derango, 613 N.W.2d 833, 847 (Wis. 2000). Krueger’s criminal
complaint states:
Count #2: On June 9, 1994 or June 10, 1994 at N16 W301142 Timberbrook Court
in the Town of Delafield, Waukesha County, Wisconsin, the defendant, Ronald D.
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IN THE UNITED STATES COURT OF APPEALS
FOR THE FIFTH CIRCUIT
No. 02-40870
RONALD DAVID KRUEGER, Defendant-Appellant,
versus
UNITED STATES OF AMERICA, Plaintiff-Appellee.
Appeal from the United States District Court for the Eastern District of Texas (02-CR-3)
February 14, 2003
Before BENAVIDES, STEWART, and CLEMENT, Circuit Judges.
CARL E. STEWART, Circuit Judge:*
The Defendant, Ronald David Krueger (“Krueger”) appeals his sentence for possession of a
firearm in violation of 18 U.S.C. § 922(g)(1). Specifically, he appeals the district court’s finding that
his prior burglary conviction under Wisconsin law was a “crime of violence” pursuant to the career
offender enhancement provisions of the Sentencing Guidelines. For the following reasons, we find
* Pursuant to 5TH CIR. R. 47.5, the court has determined that this opinion should not be published and is not precedent except under the limited circumstances set forth in 5TH CIR. R. 47.5.4. that the district court did not err in its interpretation of the Sentencing Guidelines and conclusions
of fact and therefore, AFFIRM.
Procedural and Factual Background
Krueger pleaded guilty, pursuant to a written plea agreement, to being a felon in possession
of several firearms, in violation of 18 U.S.C. § 922(g)(1).1 The applicable Sentencing Guideline for
violating § 922(g)(1) is U.S.S.G. § 2K2.1. Under the Sentencing Guidelines, Krueger is eligible for
a base offense level of 22 because the offense involved a firearm enumerated in 26 U.S.C. § 5845(a)
and his prior felony conviction in violation of Wisconsin law is a crime of violence. U.S.S.G.
§ 2K2.1(a)(3). In Krueger’s pre-sentence report (PSR), the probation officer established both
requirements to calculate his base offense level. Krueger’s base offense level would have been 20 had
his prior felony conviction not been a “crime of violence.” Krueger objected to the two-level increase
as a result of the PSR’s determination that his burglary conviction was a “crime of violence.”
Krueger’s objection was that the Wisconsin statute under which he was convicted does not
distinguish between burglary of a building and burglary of a dwelling. Under the Sentencing
Guidelines, if he had been convicted of burglary of a building, Krueger’s prior felony conviction
would not have been a “crime of violence.” See United States v. Jackson, 22 F.3d 583, 585 (5th Cir.
1994) (“Jackson I”) (holding that burglary of a building is no t a crime of violence). Krueger
contended that because he burglarized homes that were under construction and still unoccupied, he
1 Although the plea agreement contains a waiver of appeal, Krueger specifically reserved his right to appeal “issues related to the application of the Sentencing Guidelines.” R. 1, 56. Because the issue presented in this appeal concerns the district court’s alleged incorrect application of U.S.S.G. § 2K2.1(a)(3), the waiver does not bar Krueger’s appeal.
2 burglarized a building rather than a dwelling and therefore, did not commit a crime of violence. In
support of his objection to the PSR, Krueger attached an occupancy permit which showed that the
burglarized property was not legally inhabitable at the time of the burglary. The probation officer
responded that because the Wisconsin charging document refers to the structures as dwellings,
Krueger committed a crime of violence. Krueger maintained the same objection during sentencing.
The district court overruled Krueger’s objection and explained that it cannot go beyond the charging
instrument to determine whether a defendant committed a crime of violence. The district court
sentenced Krueger to 63 months’ imprisonment, three years’ supervised release, and a $100 special
assessment. Krueger now appeals.
Discussion
Standard of Review
This Court reviews a district court’s interpretation and application of the Sentencing
Guidelines de novo. United States v. Charles, 301 F.3d 309, 312-13 (5th Cir. 2002) (en banc). We
review findings of facts for clear error. United States v. Claiborne, 132 F.3d 253, 254 (5th Cir. 1998).
We are bound by the Sentencing Guidelines and the charging instrument in order to determine
whether Krueger’s prior burglary co nviction was for a crime of violence. Id; United States v.
Fitzhugh, 954 F.2d 253 (5th Cir. 1992).
Interpretation of the Sentencing Guidelines
In Charles, we held “that sentences involving possession of a firearm by a felon, which also
involve a prior conviction for an alleged ‘crime of violence,’ are to have the ‘crime of violence’
determination made only in accordance with the definition in § 4B1.2(a) and its accompanying
3 commentary.” 301 F.3d at 312. Section 4B1.2(a) defines a “crime of violence” as any offense under
federal or state law that is punishable by imprisonment for more than one year that “(1) has as an
element the use, attempted use, or threatened use of physical force against the person of another, or
(2) is burglary of a dwelling, arson, or extortion, involves use of explosives or otherwise involves
conduct that presents a serious potential risk of physical injury to another.” § 4B1.2(a) (emphasis
added). The application note to § 4B1.2 explains that all crimes that have as an element the
threatened use of physical force against another person or that present a serious risk of physical injury
to another are crimes of violence. § 4B1.2, comment. (n.1). The Sentencing Commission listed
burglary of a dwelling, but not burglary of a building as a crime of violence. Id.
In 1995, Krueger was convicted of burglary in violation of WIS. STAT. § 943.10. The statute
states:
(1)Whoever intentionally enters any of the following places without the consent of the
person in lawful possession and with intent to steal or commit a felony in such place
is guilty of a Class C felony:
(a) Any building or dwelling
WIS. STAT. § 943.10(1)(a)(1995). Wisconsin does not distinguish between a dwelling or a building
in its burglary statute. Nonetheless, in the charging instrument, the State specifically charged Krueger
of burglary of a dwelling. In Fitzhugh, we ruled that “[t]he sentencing court should consider conduct
expressly charged in the count of which the defendant was convicted, but not any other conduct that
might be associated with the offense.” 954 F.2d at 255 (emphasis added). In Wisconsin, a criminal
complaint can be a defendant’s only charging document. See United States v. Sebero, 45 F.3d 1075,
4 1077 (7th Cir. 1995); State v. Derango, 613 N.W.2d 833, 847 (Wis. 2000). Krueger’s criminal
complaint states:
Count #2: On June 9, 1994 or June 10, 1994 at N16 W301142 Timberbrook Court
in the Town of Delafield, Waukesha County, Wisconsin, the defendant, Ronald D.
Krueger, did intentionally enter a dwelling without the consent of the person in lawful
possession thereo f, to-wit: Kenneith Kauer, and with intent to steal, contrary to
Section 943010(1)(a), Wisconsin Statutes. . . .
Count #3: Between September 2, 1994 and September 9, 1994 at N14 W30422
Willowhill Court in the Town of Delafield, Waukesha County, Wisconsin, the
defendant, Ronald D. Krueger, did intentionally enter a dwelling without the consent
of the person in lawful possession thereof, to-wit: William Groskopf, and with intent
to steal, contrary to Section 643.10(1)(a), Wisconsin Statutes. . . .
The district court did not err in its interpretation of the Sentencing Guidelines to limit its
review to the charging instrument in order to determine whether Krueger was convicted of a crime
of violence.” The district court relied on United States v. Christopher Rodriguez Jackson to
determine that under the Sentencing Guidelines it could only review Krueger’s charging document
to consider whether Krueger had been convicted of a crime of violence thereby declining to review
the occupancy permits. 220 F.3d 635 (5th Cir. 2000) (“Jackson 2") rev’d en banc on other grounds
sub nom. United States v. Charles, 301 F.3d 309 (5th Cir. 2002). Although, Charles overruled the
holding in Jackson 2 that motor vehicle theft is a crime of violence under Texas law, the Fifth Circuit
still adheres to the rule delineated by Jackson 2 that the Court may consider only information
contained in the charging document for the purposes of sentencing. See United States v. Turner, 305
5 F.3d 349, 351 (5th Cir. 2002) (“The Guidelines and our jurisprudence require that for this part of the
analysis, we consider only the conduct charged in the count of which the defendant was convicted.”).
The district court did not err when it decided that to review the occupancy permits would go beyond
the scope of the charging instrument which is contrary to Fifth Circuit law.
Following the conduct charged in the counts, the complaint contains a narrative section which
indicates that the dwelling involved in count three was still being constructed when Krueger
burglarized it; there is no such indication as to count two. Krueger argues that the nature of the item
stolen in count two (a whirlpool) establishes that the building was still under construction and not yet
a dwelling. The question becomes whether the district court can look beyond the conduct charged
in counts two and three to determine whether Krueger was convicted of burglary of a dwelling.
Although the Fifth Circuit has not expressly determined whether extraneous facts alleged in the
charging instrument can be considered, we were clear in Turner that “only the conduct charged in the
count of which the defendant was convicted” can be considered to determine whether the Defendant
was previously convicted of a crime of violence. 305 F.3d at 351 (emphasis added); see Fitzhugh, 954
F.2d at 255; but c.f., United States v. Sebero, 45 F.3d 1075 (7th Cir. 1995) (holding that the district
court can examine extraneous extrinsic evidence to clarify whether the Defendant was convicted of
a crime of violence when Defendant’s criminal complaint alleged “burglary of a building, to wit: a
cabin”). In this case, the conduct charged in counts two and three was that Krueger “did intentionally
enter a dwelling.” The district court was not obliged to look beyond the conduct charged in counts
two and three. Under the Sentencing Guidelines, burglary of a dwelling is an enumerated offense
which constitutes a “crime of violence.” Thus, Krueger’s sentence was properly enhanced.
6 Conclusion
The district court did not err when it considered the conduct charged in counts two and three to make
a determination that Krueger’s prior conviction for burglary in violation of WIS. STAT. § 943.10(a)(1)
constituted a “crime of violence” under U.S.S.G. § 4B1.2. For the foregoing reasons, we affirm.
AFFIRMED.