United States v. Krikheli

461 F. App'x 7
CourtCourt of Appeals for the Second Circuit
DecidedFebruary 2, 2012
Docket11-2865-cr (L), 11-2869-cr (Con)
StatusUnpublished
Cited by5 cases

This text of 461 F. App'x 7 (United States v. Krikheli) is published on Counsel Stack Legal Research, covering Court of Appeals for the Second Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Krikheli, 461 F. App'x 7 (2d Cir. 2012).

Opinion

SUMMARY ORDER

Defendants Ilya and Rachel Krikheli challenge their convictions after trial on three counts of Medicare fraud, see 42 U.S.C. § 1320a-7b(b)(l)(B), (2)(A), arguing that the evidence was insufficient to support conviction and that erroneous eviden-tiary rulings and an inadequate jury charge denied them a fair trial. We assume familiarity with the facts and the record of prior proceedings, which we reference only as necessary to explain our decision to affirm.

1. Sufficiency of the Evidence

The Krikhelis submit that the trial evidence was insufficient to prove a fraudulent scheme to pay bribes and receive kickbacks in connection with referrals to persons who would provide services paid with Medicare funds. They contend that the evidence showed only that they advertised or recommended the services of Eric Hagerbrant, the owner of a diagnostic imaging company, to physicians who then *9 exercised independent judgment in making referrals. See United States v. Miles, 360 F.3d 472, 479-81 (5th Cir.2004) (holding that medical provider could not be convicted under 42 U.S.C. § 1320a-7b(b)(2)(A) merely for hiring agency to send advertisements and promotional materials to physicians, and then paying agency for each patient referred). Assuming, without deciding, that this court would construe § 1320a-7b(b)(2)(A) as the Fifth Circuit did in Miles, the Krikhelis’ sufficiency challenge fails on the merits.

Although sufficiency review is de novo, we consider the evidence in the light most favorable to the prosecution, and we will not reverse as long as any reasonable jury could have returned the challenged verdict on that evidence. See United States v. O’Connor, 650 F.3d 839, 855 (2d Cir.2011), cert. denied, — U.S.-, 132 S.Ct. 1040, 181 L.Ed.2d 791 (2012). Here, audio and video recordings demonstrated that the Krikhelis did not simply advertise or recommend Hagerbrant’s services to physicians, but directly paid physicians or indirectly paid them through middlemen, such as co-defendants Bajwa and Srivastava, to induce referrals to Hagerbrant. That conduct is plainly proscribed by § 1320a-7b(b)(2)(A). Further, similar recorded evidence showed that the Krikhelis solicited and received payments from Hagerbrant in exchange for orchestrating the fraudulent scheme, conduct proscribed by § 1320a-7b(b)(l)(B). Such evidence distinguishes this case from Miles and sufficed to permit a reasonable jury to find defendants guilty on the counts of conviction.

The Krikhelis further contend that their inculpatory statements to Hagerbrant, then a government informant, about an uncharged kickback scheme involving their own diagnostic imaging facility should have been excluded because they were uncorroborated. This argument appears to derive from Smith v. United States, 348 U.S. 147, 152-53, 75 S.Ct. 194, 99 L.Ed. 192 (1954), and Opper v. United States, 348 U.S. 84, 90-91, 75 S.Ct. 158, 99 L.Ed. 101 (1954), which in some circumstances prohibit conviction of a defendant based solely on uncorroborated statements to law enforcement officers, see United States v. Simmons, 923 F.2d 934, 954 (2d Cir.1991). 1 Smith and Opper are inapposite, however, insofar as the statements in question here concern uncharged conduct. Moreover, the Krikhelis’ inculpatory statements were not made after commission of the crime in response to police interrogation, but during the crime to a person whom they believed, albeit mistakenly, to be a confederate in furtherance of their conspiracy. In the context of a co-conspirator statement, when defendants’ inculpatory statements were made “to further the ends of [a] ... criminal enterprise, it is irrelevant whether their admissions were corroborated by additional evidence.” Id.

2. Evidentiary Rulings

We review evidentiary challenges only for abuse of discretion, and identify none *10 here. See United States v. Simels, 654 F.3d 161, 168 (2d Cir.2011).

a. Bad Act Evidence

Defendants complain that the district court erred in allowing the government to inference, and the jury to consider, uncharged bad act evidence, specifically, their recorded statements admitting kickbacks for referrals to them own diagnostic imaging facility. To the extent the prosecution committed itself before trial to limited use of such evidence, the record shows that the district court sustained objections and gave appropriate limiting instructions whenever the prosecution reached beyond its commitment. In these circumstances, and in light of the overwhelming evidence of defendants’ guilt, we identify no prejudice warranting reversal. See United States v. Elias, 285 F.3d 183, 190 (2d Cir.2002) (identifying (1) severity of misconduct, (2) curative measures adopted, and (3) certainty of conviction notwithstanding misconduct as relevant factors in assessing prosecutorial misconduct). In any event, Rachel Krikheli’s own trial testimony put into question the issues of defendants’ opportunity and intent to commit the charged crime, at which point the district court permissibly allowed the jury to consider the other act evidence for this limited purpose. See Fed.R.Evid. 404(b); United States v. Edwards, 342 F.3d 168, 177-78 (2d Cir.2003).

b. Lay Opinion Testimony

The Krikhelis complain that the district court improperly allowed Hager-brant to offer lay opinion testimony as to the meaning of words and terms used by defendants in their recorded conversations with him. See Fed.R.Evid. 701. We need not decide whether the argument was properly preserved below because, even if we were to resolve that question in the Krikhelis’ favor, they fail to show abuse of discretion. The prosecution did not contend that the words and terms at issue were coded. Cf. United States v. Garcia, 291 F.3d 127

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Bluebook (online)
461 F. App'x 7, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-krikheli-ca2-2012.