United States v. Koch

978 F.3d 719
Court of Appeals for the Tenth Circuit·Decided October 9, 2020·No. 19-8034·Published·Cited by 20 cases

Opinion

FILED

United States Court of Appeals Tenth Circuit

October 9, 2020

PUBLISH Christopher M. Wolpert Clerk of Court

UNITED STATES COURT OF APPEALS

TENTH CIRCUIT

UNITED STATES OF AMERICA,

Plaintiff - Appellee,

v. No. 19-8034 DANIEL AARON KOCH,

Defendant - Appellant.

APPEAL FROM THE UNITED STATES DISTRICT COURT FOR THE DISTRICT OF WYOMING (D.C. NO. 1:18-CR-00167-ABJ-1)

Dean Sanderford, Assistant Federal Public Defender (Virginia L. Grady, Federal Public Defender, with him on the briefs), Denver, Colorado, for Defendant- Appellant.

Timothy J. Forwood, Assistant United States Attorney (Mark A. Klaassen, United States Attorney, with him on the brief), District of Wyoming, Cheyenne, Wyoming, for Plaintiff-Appellee.

Before HARTZ, MURPHY, and MATHESON, Circuit Judges.

MURPHY, Circuit Judge.

I. INTRODUCTION

Daniel Koch pleaded guilty to receipt of child pornography. See 18 U.S.C.

§ 2252A(a)(2)(A). The district court sentenced Koch to a twenty-year term of incarceration, to be followed by a ten-year term of supervised release. Without objection, the district court ordered Koch to comply with the following special condition of supervised release (the “Sexual Material Prohibition”):

[Koch] shall not possess, send or receive any pornographic, sexually oriented, or sexually stimulating visual, auditory, telephonic or electronic signs, signals or sounds from any source, unless part of a treatment regimen. Defendant shall not visit bulletin boards, chat rooms or other Internet sites where any pornographic, sexually oriented or sexually stimulating images or messages are discussed.

He shall not send or receive e-mail or other documents discussing any pornographic, sexually oriented, or sexually stimulating images or messages.

For the first time on appeal, Koch asserts the district court erred in imposing upon him the Sexual Material Prohibition without first making particularized findings justified by compelling circumstances and based on an individual assessment of his case. 1 This obligation arises, Koch argues, because

1 To be clear, Koch’s challenge on appeal is narrowly directed to the procedures employed by the district court before imposing the condition. Koch does not challenge, and this court does not address, any substantive aspects of the condition. Nevertheless, in analyzing the issue raised by Koch on appeal, this court cannot ignore the exceedingly broad nature of the Sexual Material Prohibition. To state just one relevant example, the Sexual Material Prohibition on the possession of “pornographic, sexually oriented, or sexually stimulating auditory . . . signs, signals or sounds” appears to be so broad on its face so as to bar Koch from even non-pornographic materials like, for instance, an audio book (continued...)

the condition interferes with his fundamental First Amendment right to access legal, sexually oriented materials. See United States v. Burns, 775 F.3d 1221, 1223 (10th Cir. 2014) (holding that although district courts typically have “broad discretion to impose conditions on supervised release,” when “the court imposes a special condition that invades a fundamental right or liberty interest, the court must justify the condition with compelling circumstances”); United States v. Martinez-Torres, 795 F.3d 1233, 1238 (10th Cir. 2015) (holding, in the context of reviewing a special condition of supervised release, that the First Amendment generally protects even the substantially broader “right to possess sexually explicit material involving adults”).

1 (...continued)

version of Gustave Flaubert’s Madame Bovary. Cf. United States v. Brune, 767 F.3d 1009, 1018 (10th Cir. 2014) (“An imprecise law that criminalizes access to Nabokov’s Lolita or Woody Allen’s Manhattan will not survive constitutional scrutiny even if it also bans access to actual hardcore images of underage victims.”); cf. also United States v. Wise, 391 F.3d 1027, 1034 (9th Cir. 2004) (noting potential breadth of the terms “sexually oriented” and “sexually stimulating”). Accordingly, in analyzing whether the district court plainly erred in imposing the Sexual Material Prohibition without first making the requisite particularized findings, this court declines the government’s implied request to view the Sexual Material Prohibition as applying only to pornography. In so doing, this court is well aware that “where a broad condition of supervised release is ambiguous and could be read as restricting a significant liberty interest, we construe the condition narrowly so as to avoid affecting that significant liberty interest.” United States v. Bear, 769 F.3d 1221, 1230 (10th Cir. 2014). Here, however, the Sexual Material Prohibition restricts “pornographic, sexually oriented, or sexually stimulating” material, so a narrow reading of the condition as a restriction on pornography alone is simply not possible.

Upon review of the relevant Tenth Circuit authorities, we conclude the district court plainly erred in imposing the Sexual Material Prohibition without first making the necessary case-specific findings. Accordingly, exercising jurisdiction pursuant to 28 U.S.C. § 1291, this court vacates the condition and remands the matter to the district court for further proceedings consistent with this opinion.

II. BACKGROUND

An indictment charged Koch with, inter alia, receipt of child pornography.

See 18 U.S.C. § 2252A(a)(2)(A). Pursuant to a plea agreement, Koch pleaded guilty to the charge. In advance of sentencing, a United States Probation Officer prepared a Presentence Investigation Report (“PSR”). Among other things, the PSR increased Koch’s offense level by five levels because Koch engaged in “a pattern of activity involving the sexual abuse or exploitation of a minor.” See U.S.S.G. § 2G2.2(b)(5); id. § 2G2.2 cmt. n.1 (“‘Pattern of activity involving the sexual abuse or exploitation of a minor’ means any combination of two or more separate instances of the sexual abuse or sexual exploitation of a minor by the defendant, whether or not the abuse or exploitation (A) occurred during the course of the offense; (B) involved the same minor; or (C) resulted in a conviction for such conduct.”). In support of the application of § 2G2.2(b)(5), the PSR noted Koch’s 2004 Indiana state felony conviction for “Child Molesting” and an ongoing investigation in Campbell County, Wyoming, for sexual abuse of a

minor. The PSR also included disturbing background summaries of the facts underlying the activities used to support the applicability of § 2G2.2(b)(5). Koch filed a response to the PSR, which objected to proposed restitution figures and offered minor biographical corrections. Koch did not, however, object to the applicability of § 2G2.2(b)(5) or to the PSR’s summaries of the factual bases of the two instances of child sex abuse underlying the applicability of § 2G2.2(b)(5).

At the sentencing hearing, the district court reviewed Koch’s personal and criminal history in light of the factors set forth in 18 U.S.C. § 3553(a). The district court repeatedly noted Koch’s prior conviction for child molestation and the then-current investigation into his sexual abuse of a fifteen-year-old girl. The district court deemed this history “very, very concerning” and noted the difficulty of ascertaining “what leads an individual . . . into this kind of abuse.” Finally, the district court recognized that society does not “know at this point how a person can ever be rehabilitated from these charges from this conduct.” Although the district court noted there exist “sex offense classes and so forth,” it did not “have any good statistics as to how effective they are.”

The district court then sentenced Koch to twenty years in prison and ten years of supervised release. Prior to delineating the applicable conditions of supervised release, the court stated that “due to the nature of [the] offense of conviction, conditions are recommended to address [Koch’s] risk of sexually deviant behavior.” Among those conditions, the district court imposed the Sexual

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