United States v. Kinsella

545 F. Supp. 2d 148, 2008 U.S. Dist. LEXIS 28884, 2008 WL 963022
District Court, D. Maine·Decided April 8, 2008·No. No. CR-05-27-B-W·Published·Cited by 4 cases

Opinion

ORDER ON MOTIONS IN LIMINE ON DEFENDANT’S WAIVER OF ATTORNEY-CLIENT PRIVILEGE

JOHN A. WOODCOCK, JR., District Judge.

Because the Defendant disclosed his attorney’s advice in an extradition proceeding, he waived the attorney-client privilege and his attorney may testify on the subject matter the Defendant disclosed. The Court reserves ruling on the scope of the waiver. In this failure to appear case, the attorney may, in any event, testify as to whether he informed the Defendant of the date, time, and place of the hearing without violating the attorney-client privilege, [151]*151because such information is not confidential.

1. STATEMENT OP FACTS

A. Background to the Pending Motions

Arthur Michael Kinsella is charged with failure to appear, a violation of 18 U.S.C. § 3146(a)(1). Second Superseding Indictment (Docket # 66). On March 19, 2005, Mr. Kinsella was arrested in the United States on drug trafficking charges, and on April 12, 2005, a federal grand jury returned a two-count indictment against him. Indictment (Docket # 16). After pleading not guilty on April 16, 2005, Mr. Kinsella, a Canadian citizen, appeared in court on May 10, 2005 and requested to be permitted to live in Canada pending trial. Def.’s Mot. to Modify Conditions of Release (Docket # 32). On the same day, the magistrate judge granted the motion and issued an amended order, mandating that he appear as required in the United States District Court in Bangor, Maine; Mr. Kinsella signed a $5,000.00 unsecured appearance bond. Am. Order Setting Conditions of Release (Docket # 33); Appearance Bond {Unsecured) (Docket # 110).

On July 12, 2005, a federal grand jury returned a two-count superseding indictment, charging Mr. Kinsella with the same counts as in the original indictment, but altering the alleged duration of the conspiracy. Superseding Indictment (Docket # 51). After granting an extension to allow Mr. Kinsella to appear for arraignment on the superseding indictment after August 1, 2005, because of his inability to pay for transportation to Bangor and back, the Court set his arraignment for August 2, 2005. Notice of Hr’g (Docket # 60). Mr. Kinsella failed to appear and the Court issued a bench warrant. Order Granting Mot. for Warrant (Docket # 62). On November 9, 2005, the grand jury issued a second superseding indictment, adding a third count alleging he had failed to appear after having been judicially released. Second Superseding Indictment.

The United States successfully sought Mr. Kinsella’s extradition from Canada and, after extradition, he was arraigned and detained on September 27, 2007. Minute Entry (Docket # 71); Order of Revocation and Detention (Docket # 73). On November 13, 2007, Mr. Kinsella moved to sever Counts One and Two from Count Three. Def.’s Mot. for Severance of Counts with Mem. (Docket # 84). On January 11, 2008, the Court granted the motion and ordered that the trial of Count Three, the failure to appear count, take place first. Order on Def.’s Mot. for Severance of Counts (Docket # 98).

Count Three is set for trial to commence on April 9, 2008. Notice (Docket # 108). On April 3, 2008, both the Government and Mr. Kinsella moved in limine to obtain a ruling on the proposed testimony of Mr. Kinsella’s former attorney, Matthew Ericson. Mot. in Limine (Docket # 128) {Def.’s Mot. in Limine); Mot. in Limine of the United States for Pre-trial Ruling on Def.’s Waiver of Att’y-Client Privilege (Docket # 129) {Government’s Mot. in Li-mine).

B. The Pending Motions

In its trial brief, the Government revealed it intended to call Matthew Erickson, Mr. Kinsella’s former attorney, to testify. Government’s Trial Br. at 4-5 (Docket # 120). The Government represented that when it attempted to extradite him from Canada, Mr. Kinsella filed an affidavit against his extradition in which he claimed that Attorney Erickson had counseled him not to return to the United States. Id. The Government said that Mr. Erickson will deny instructing Mr. Kinsel-la not to return and, instead, will testify [152]*152that he told Mr. Kinsella to return as directed. Id. at 5. Noting that Mr. Kinsel-la would likely object on attorney-client privilege grounds, the Government contended that he had waived his privilege by disclosing his communications with Mr. Erickson during the extradition proceedings. Id.

Mr. Kinsella agrees that the Government can call and question Mr. Erickson “about a very limited topic: whether [he] notified Mr. Kinsella about the time and place of the hearing.” Def.’s Mot. in Limine at 2 (citing United States v. Gray, 876 F.2d 1411 (9th Cir.1989)). However, Mr. Kinsella objects to any testimony about the actual advice Mr. Erickson gave him. Id. at 2-3. Mr. Kinsella says that this line of inquiry would be irrelevant to the trial issues and notes that the Government does not intend to call Mr. Erickson to demonstrate the truth of what Mr. Kinsella said in his affidavit, but to demonstrate that what he said was not true. Id. at 2.

C. The Affidavit

To its motion, the Government attached Mr. Kinsella’s Canadian affidavit. Government’s Mot. in Limine at Ex. B (Canadian Aff.). Regarding Mr. Erickson, the affidavit stated:

Subsequent to my consultation with Mr. Kelly [Mr. Kinsella’s Canadian solicitor] in May 2006, Mr. Erickson visited me in Saint John, New Brunswick on one occasion, possibly in June 2005, for a solicitor-client interview at my residence while I was released from custody on conditions in relation to the said criminal charges. During this interview, I told Mr. Erickson that a Saint John lawyer, David Kelly, with whom I consulted about this matter during my release had counseled me not to return to Bangor. Mr. Erickson advised me that I should take the advice of Mr. Kelly. He also suggested to me that, Daniel Perry, the Assistant United States Attorney, District of Maine, would not want me to return because I would raise allegations against him of false charges and malicious prosecution and because these allegations might jeopardize chances of his promotion in relation to a position he anticipated taking in Portland, Maine.

Id. at ¶ 25.

II. DISCUSSION
A. The Elements of the Offense

To prove a violation of 18 U.S.C. § 3146(a)(1), the Government must establish the following elements: (1) That the defendant was previously charged in this court with a felony with a maximum punishment of 20 years; (2) That the defendant had been released on bond by a United States Magistrate Judge on condition that he appear in court; (3) That the defendant failed to appear i n court as required; and, (4) That the defendant willfully 1 failed to appear i n court as required.2 [153]*153See Government’s Trial Br. at 4 (Docket # 120); Def.’s Trial Br.

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United States v. Kinsella, 545 F. Supp. 2d 148, 2008 U.S. Dist. LEXIS 28884, 2008 WL 963022 (D. Me. 2008).

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