United States v. Khan

94 F. App'x 33
CourtCourt of Appeals for the Second Circuit
DecidedApril 16, 2004
DocketNo. 03-1161, 03-1227, 03-1228
StatusPublished
Cited by1 cases

This text of 94 F. App'x 33 (United States v. Khan) is published on Counsel Stack Legal Research, covering Court of Appeals for the Second Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Khan, 94 F. App'x 33 (2d Cir. 2004).

Opinion

[36]*36 SUMMARY ORDER

The government appeals the sentences of defendants Akbar Khan, Ali Khan, and Fazal Subhan, imposed following conviction by a jury in the United States District Court for the Eastern District of New York (Weinstein, /.), for conspiracy to commit bulk cash smuggling and related substantive offenses. The three were arrested at the airport while boarding a flight to Pakistan, and each falsely denied that his luggage contained large quantities of United State currency. Familiarity is assumed as to the facts, the procedural context, and the specification of appellate issues.

I. Relevant Conduct

Count One of the indictment charged all three defendants with conspiring to commit bulk cash smuggling (in excess of $10,000), but it did not specify the precise scope of the conspiracy or the extent of its agreed-upon object. Relevant conduct encompasses “all reasonably foreseeable acts and omissions of others in furtherance of the jointly undertaken criminal activity.” USSG § lBl.SfyXIXB).1 Whether certain acts were reasonably foreseeable qualifies as a factual finding subject to review for clear error. United States v. Ekwunoh, 12 F.3d 368, 370 (2d Cir.1993).

At Subhan’s sentencing, the district court found that the conspiracy involved Ah Khan and Akbar Khan helping Subhan smuggle $35,000 from the United States to Pakistan. This finding was not clearly erroneous. Accordingly, the district court properly determined Subhan’s relevant conduct on the basis of $35,000.

In determining relevant conduct for the two other defendants, the district court relied wholly on the amount that each was transporting without including Subhan’s $35,000. In view of the finding that the conspiracy was to transport Subhan’s $35,000, the omission of that $35,000 from the relevant conduct of Ali Khan and Akbar Khan was clearly erroneous. In Ali Kahn’s case, this omission was harmless because an additional $35,000 would not have altered his base offense level. See USSG §§ 2B1.1(b)(1)(G)-(H), 2S1.3. But the additional $35,000 would have increased Akbar Khan’s base offense level from 16 to 18. See id. §§ 2B1.1(b)(1)(F)-(G), 2S1.3.

II. Acceptance of Responsibility

A district court’s determination regarding acceptance of responsibility pursuant to USSG § 3El.l(a) is ordinarily reviewed for clear error. United States v. Rodriguez, 928 F.2d 65, 67 (2d Cir.1991). But “to the extent that an application of the Guidelines is influenced by a mistaken view of the law, our review is plenary.” Id.

Both Akbar Khan and Subhan went to trial and contested their factual guilt; the district court found that they accepted responsibility essentially on the basis of remorse and responsibility that was manifested after their convictions. Reducing a defendant’s offense level for acceptance of responsibility is “rare” in such circumstances and requires some exceptional justification. See United States v. Taylor, 92 F.3d 1313, 1335 (2d Cir.1996); United States v. Castano, 999 F.2d 615, 617 (2d Cir.1993) (per curiam). Because the district court has specified no such justification, its acceptance findings were without foundation and therefore were clearly erroneous. The two-point reductions in Akbar Khan’s and Subhan’s offense levels were improper.

[37]*37If and when Akbar Khan is re-sentenced, the district court may not credit him for acceptance of responsibility. As to Subhan, however, the district court found, and the government does not challenge, that a downward departure is appropriately based on Subhan’s limited mental capacity. The government concedes therefore that its appeal from the finding that Subhan accepted responsibility would be mooted if we affirm Subhan’s relevant conduct. We have, and Subhan’s sentence therefore is affirmed.

III. Downward Departures

A district court may depart from a defendant’s guideline range where it “finds ‘that there exists an aggravating or mitigating circumstance of a kind, or to a degree, not adequately taken into consideration by the Sentencing Commission.’ ” USSG § 5K2.0, p.s. (quoting 18 U.S.C. § 3553(b)). This Court reviews de novo whether a ground relied on for a downward departure is a permissible one, a standard that is unaffected by enactment of the Prosecutorial Remedies and Other Tools to End the Exploitation of Children Today Act of 2003 (“PROTECT Act”), Pub.L. No. 108-21, § 401(d), 117 Stat. 650, 670-71 (codified at 18 U.S.C. § 3742(e)). United States v. Stultz, 356 F.3d 261, 264 (2d Cir.2004). Likewise, the Court continues to review for clear error the factual findings that underlie a district court’s decision to depart. Compare United States v. Barresi, 316 F.3d 69, 72 (2d Cir.2002) (pre-PROTECT Act), with 18 U.S.C. § 3742(e) (post-PROTECT Act). But under the PROTECT Act, this Court now reviews de novo the district court’s decision that the facts justify a departure, and this provision is retroactive to cases, such as this one, in which the PROTECT Act became law after sentencing but during the pendency of appeal. United States v. Kostakis, 364 F.2d 45, 47 (2d Cir.2004).

A. Akbar Khan

The district court permissibly granted Akbar Khan a downward departure based on aberrant behavior. But it erroneously departed on account of his family circumstances and on the basis of cultural assimilation (i.e., “American roots may subject him to pressure when he returns to Pakistan”). In addition, Akbar Khan’s “frustration” and his intent to leave the country were impermissible bases for departure.

1. Aberrant Behavior

A downward departure may be appropriate in exceptional circumstances where a defendant’s criminal conduct qualifies as “aberrant behavior.” USSG § 5K2.20. “ ‘Aberrant behavior’ means a single criminal occurrence or single criminal transaction that (A) was committed without significant planning; (B) was of limited duration; and (C) represents a marked deviation by the defendant from an otherwise law-abiding life.” Id. cmt. n. 1.

The money that Akbar Khan was expatriating for himself was evidently accumulated by his own honest labors, and the planning consisted of little more than wrapping the cash in sealed parcels and putting them in his luggage. The district court therefore properly determined that its factual findings, which are not clearly erroneous, justified a downward departure.

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Related

United States v. Khan
325 F. Supp. 2d 218 (E.D. New York, 2004)

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Bluebook (online)
94 F. App'x 33, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-khan-ca2-2004.