United States v. Kay

Court of Appeals for the Tenth Circuit·Decided July 21, 2025·No. 24-4018·Published

Opinion

FILED

United States Court of Appeals Tenth Circuit

PUBLISH

July 21, 2025

UNITED STATES COURT OF APPEALS Christopher M. Wolpert

FOR THE TENTH CIRCUIT Clerk of Court

UNITED STATES OF AMERICA, Plaintiff - Appellee, v. No. 24-4018 MICHAEL TROY KAY,

Defendant - Appellant.

Appeal from the United States District Court for the District of Utah

(D.C. No. 1:22-CR-00087-DS-1)

Bretta Pirie, Assistant Federal Public Defender (Scott Keith Wilson, Federal Public Defender, with her on the briefs), Salt Lake City, Utah, for Defendant- Appellant.

Joseph Palmer, Assistant United States Attorney (Trina A. Higgins, United States Attorney, with him on the brief), Salt Lake City, Utah, for Plaintiff- Appellee.

Before HARTZ, KELLY, and ROSSMAN, Circuit Judges.

ROSSMAN, Circuit Judge.

Appellant Michael Kay was convicted after pleading guilty to unlawfully possessing a firearm in violation of 18 U.S.C. § 922(g)(1). At sentencing, the district court found Mr. Kay had hidden the firearm in the trunk of his vehicle before his arrest, and over the defense’s objection, imposed a two-level enhancement for obstruction of justice under U.S.S.G. § 3C1.1. Mr. Kay was ultimately sentenced to 27 months’ imprisonment. On appeal, Mr. Kay challenges the imposition of the § 3C1.1 enhancement. He insists his pre- investigative conduct was not “likely to thwart” the investigation of the offense, as required by application note 1 in the commentary to § 3C1.1, so it could not serve as the factual basis for the enhancement. The district court rejected this argument. Exercising jurisdiction under 28 U.S.C. § 1291 and 18 U.S.C. § 3742(a), we affirm.

I

A1

On July 8, 2022, Mr. Kay was driving his car on a two-lane highway near Brigham City, Utah. His five-year-old son was in the back seat. At some point,

1 We take these facts from the district court record, including Mr. Kay’s

amended Presentence Investigation Report (PSR)—to which the record reveals no objections—and testimony at Mr. Kay’s sentencing hearing. As a point of clarification, only the amended PSR is included in the appellate record. The original PSR was not designated on appeal, but we take judicial notice of it. See United States v. Smalls, 605 F.3d 765, 768 n.2 (10th Cir. 2010) (taking judicial notice of a district court document not designated on appeal).

an SUV overtook Mr. Kay’s vehicle. Mr. Kay drove up next to the SUV and pointed a gun at its occupants. Mr. Jacob Strickland was driving the SUV, and his wife, Ms. Natalie Strickland, sat in the front passenger seat. Mr. Strickland sped off and called 9-1-1.

Mr. Kay pulled onto the shoulder and stopped his car. The Stricklands had driven ahead of Mr. Kay, and they also pulled over to “see . . . what was going on.” RII.38. Mr. Strickland, still in the driver’s seat, “was on the phone with dispatch, relaying to them what was happening.” RII.39. Ms. Strickland looked behind her and “saw the trunk of [Mr. Kay’s] car open.” RII.39. She could not see what Mr. Kay was doing, however.

Mr. Kay then pulled back onto the road and passed the Stricklands without engaging them. The Stricklands followed Mr. Kay for about 20 minutes. Mr. Strickland provided dispatch with information about Mr. Kay’s location until police officers arrived at the scene.

An officer from the Perry City Police Department then pulled over Mr.

Kay. Mr. Kay stuck both hands out of his car while holding a closed

The two PSRs appear substantively identical, except the amended PSR recommends the § 3C1.1 enhancement while the original PSR does not. Notably, however, the parties both indicate the original PSR recommended the § 3C1.1 enhancement. Op. Br. at 5; Ans. Br. at 6. That is incorrect. On our review, the obstruction enhancement was first sought by the government in its sentencing memorandum, which postdated the original PSR. RI.27. The docket also suggests the amended PSR was filed after the sentencing hearing. Nobody takes issue with this aspect of the procedural history, and neither do we.

pocketknife. The officer instructed Mr. Kay to drop the knife and exit his vehicle, and he did so. The officer then told Mr. Kay to turn around and keep his hands visible. Mr. Kay initially declined that instruction, but after the officer drew a firearm and repeated himself, Mr. Kay complied.

In response to law enforcement questioning, Mr. Kay admitted he and the Stricklands “had a road rage incident,” but he denied a firearm was involved. RIII.15. Mr. Kay also consented to a search of his car, and officers found methamphetamine and an empty handgun magazine. Mr. Kay’s son then told the officers that Mr. Kay had placed a gun in the trunk of his vehicle. The officers searched the trunk and discovered a gun underneath a cover and behind a spare tire. Mr. Kay denied owning any of the contraband discovered in his vehicle.

Mr. Kay was arrested at the scene. He had been prohibited from possessing a firearm due to his criminal history.

B

A federal grand jury in the District of Utah charged Mr. Kay with possessing a firearm as a convicted felon, under 18 U.S.C. § 922(g)(1) (Count I); possessing a firearm while subject to a protective order, under 18 U.S.C. § 922(g)(8) (Count II); and possessing methamphetamine, under 21 U.S.C. § 844(a) (Count III). Pursuant to a plea agreement, Mr. Kay pled guilty to

Count I, and the district court granted the government’s motion to dismiss Counts II and III.

The probation office then prepared a Presentence Investigation Report (PSR). The PSR assigned Mr. Kay a criminal history category of II. The PSR identified a base offense level of 14 for possessing a firearm after a felony conviction in violation of § 922(g)(1), U.S.S.G. § 2K2.1(a)(6), and then recommended a four-level enhancement for possessing the firearm in connection with another felony offense, U.S.S.G. § 2K2.1(b)(6)(B), and a three- level reduction for acceptance of responsibility, U.S.S.G. § 3E1.1(a)–(b). This resulted in a total offense level of 15. Based on these calculations, the PSR recommended an advisory Guidelines sentencing range of 21 to 27 months’ imprisonment. The record reveals no objections to the PSR.

The government filed a sentencing memorandum seeking a two-level enhancement for obstruction of justice under U.S.S.G. § 3C1.1. The government sought the enhancement because Mr. Kay’s “obstructive conduct (namely pulling off the road to hide the firearm behind a spare tire in the trunk of the vehicle), was an unsuccessful, yet willful and purposefully calculated act, designed to thwart the investigation.” RI.38.

Mr. Kay opposed the § 3C1.1 enhancement. In a written response, he pointed to application note 1 in the commentary, which instructs that pre- investigative obstructive conduct can serve as the factual basis for the

enhancement if it “was purposefully calculated, and likely, to thwart the investigation.” U.S.S.G. § 3C1.1 cmt. n.1 (Note 1). Mr. Kay argued Note 1 counseled against enhancing his sentence because his conduct—merely “putting the gun in the trunk of the vehicle”—“was not calculated nor likely to thwart any investigation.” RI.45.

The district court held a sentencing hearing. The government called Ms.

Strickland to testify. The prosecutor explained, “[G]iven the United States’ position on the [§ 3C1.1] enhancement, we’d like to . . . put that testimony on the record.” RII.33–34. Ms. Strickland testified about the incident on the road with Mr. Kay.

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