United States v. Juan Hernandez-Ramirez, AKA Juan M. Hernandez

254 F.3d 841, 2001 Daily Journal DAR 6267, 2001 Cal. Daily Op. Serv. 5089, 89 A.F.T.R.2d (RIA) 386, 2001 U.S. App. LEXIS 13756, 2001 WL 687001
CourtCourt of Appeals for the Ninth Circuit
DecidedJune 20, 2001
Docket99-50354
StatusPublished
Cited by22 cases

This text of 254 F.3d 841 (United States v. Juan Hernandez-Ramirez, AKA Juan M. Hernandez) is published on Counsel Stack Legal Research, covering Court of Appeals for the Ninth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Juan Hernandez-Ramirez, AKA Juan M. Hernandez, 254 F.3d 841, 2001 Daily Journal DAR 6267, 2001 Cal. Daily Op. Serv. 5089, 89 A.F.T.R.2d (RIA) 386, 2001 U.S. App. LEXIS 13756, 2001 WL 687001 (9th Cir. 2001).

Opinion

RYMER, Circuit Judge:

Although we have previously upheld application of a two-level adjustment for obstruction of justice under USSG § 3C1.1 (Nov. 1998) for providing false information to a probation officer, we have never considered whether submission of a false financial affidavit to a magistrate judge for the purpose of obtaining appointed counsel is sufficiently related to the offense of conviction to support the adjustment. 1 This appeal requires us to do so. We hold that it is.

Juan Hernandez-Ramirez challenges his sentence on this and other, grounds, none of which requires reversal. We therefore affirm.

I

Hernandez, a tax preparer in Huntington Beach, California, was charged in a 16-count indictment with one count of corruptly impeding and obstructing the administration of tax laws in violation of 26 U.S.C. § 7212(a); twelve counts of willfully assisting the preparation of false tax returns in violation of 26 U.S.C. § 7206(2); and three counts of passing forged treasury checks, in violation of 18 U.S.C. § 510(a)(2). He pled guilty to counts 1, 2, 7, 13, and 16.

Hernandez told the probation office that among his assets was the “Time Out Sports Bar and Grill” in Hemet, California, which he had purchased in July 1997 for $85,000 with a down payment of $45,000 and a $40,000 note. He also said that he had placed ownership of the bar in the name of a nominee (one of his tax clients) to facilitate obtaining a liquor license, and that he earned about $1,300 per month from the bar. Hernandez reported that the bar closed down the day after his arrest.

However, when Hernandez made his initial appearance in federal court June 29, 1998, he executed a “Financial Affidavit in Support of Request for Attorney, Expert or Other Court Services Without Payment of Fee.” Under the “Obligations and Debts” portions of the affidavit, Hernandez listed a $35,000 “business debt” with a monthly payment of $670. His signature certified that the information in the affidavit was correct. 2 The affidavit was submitted to Magistrate Judge Nakazato, who found Hernandez eligible for appointed counsel.

In its sentencing memorandum, the government took the position that Hernandez’s failure to disclose his ownership interest in the Time Out Sports Bar in the Financial Affidavit constituted obstruction *843 of justice warranting a two-level adjustment under USSG § 3C1.1. Hernandez objected on the footing that he was not the registered owner of the bar, and believed that he had “effectively lost” his interest in it because he was behind in his payments on the note. He also argued that the omission was neither material nor intentional. The district court overruled Hernandez’s objections, and found that it was improbable that he did not understand that the purpose of the affidavit was to ascertain his financial status. Accordingly, it applied the two-level adjustment in sentencing Hernandez to 57 months imprisonment, three years supervised release, and restitution in the amount of $3,260.

Hernandez timely appeals.

II

An adjustment for obstruction of justice is appropriate

If (A) the defendant willfully obstructed or impeded, or attempted to obstruct or impede, the administration of justice during the course of the investigation, prosecution, or sentencing of the instant offense of conviction, and (B) the obstructive conduct related to (i) the defendant’s offense of conviction and any relevant conduct; or (ii) a closely related offense....

USSG § 3C1.1. This section was amended November 1, 1998 to add Part (B). 3 The Commentary indicates that “[ojbstructive conduct can vary widely in nature, degree of planning, and seriousness. Application Note 4 sets forth examples of the types of conduct to which this adjustment is intended to apply.” USSG § 3C1.1, comment. (n.3). Application Note 4(f), in turn, indicates that the adjustment applies to “providing materially false information to a judge or magistrate.” Id., comment. (n.4(f)).

Hernandez contends that his conduct was not willful or material, and that the district court did not find that it was. This is incorrect. The district court specifically noted that Hernandez objected to the adjustment on the ground that his omission was neither intentional nor material to the determination of eligibility for court-appointed counsel, and that had he included his interest in the bar, he would nevertheless have been qualified. The court overruled Hernandez’s objection. Further, the court found it improbable that Hernandez did not know the purpose of the Financial Affidavit. We cannot say these findings are clearly erroneous. Hernandez points out that “not all inaccurate testimony or statements necessarily reflect a willful attempt to obstruct justice” and “may result from confusion, mistake, or faulty memory,” USSG § 3C1.1, comment. (n.2). While true, Hernandez was a professional tax preparer, familiar with the concept of assets and liabilities. He reported that he had a business debt of $35,000, but reported no offsetting equity. However, at the time, he had equity of $45,000. If, as Hernandez contends, he did not believe that he owned the bar because he was not its nominal owner, or because he was unable to make payments on the note and assumed he would lose his interest, then he would have no debt. Either way, the affidavit was willfully false.

Hernandez also contends that the omission cannot be material because he would still have been eligible for appointed counsel even if the true facts had been disclosed. This position runs counter to a long line of cases in which we have held *844 that false representations to probation officers are material whether or not they result in an actual obstruction. See, e.g., United States v. Verdin, 243 F.3d 1174, 1180 (9th Cir.2001) (providing false identity to probation officer); United States v. Barnes, 125 F.3d 1287, 1293 (9th Cir.1997) (failing to inform probation officer about a fourth marriage); United States v. Magana-Guerrero, 80 F.3d 398, 401 (9th Cir.1996) (lying to pretrial services officer); United States v. Baker, 894 F.2d 1083, 1084 (9th Cir.1990) (misstating number of prior convictions to probation officer). In this sense, as we explained in Magañas-Guerrero, lack of candor to judicial officers is treated differently from lack of candor to law enforcement officers. Magañas-Guerrero,

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254 F.3d 841, 2001 Daily Journal DAR 6267, 2001 Cal. Daily Op. Serv. 5089, 89 A.F.T.R.2d (RIA) 386, 2001 U.S. App. LEXIS 13756, 2001 WL 687001, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-juan-hernandez-ramirez-aka-juan-m-hernandez-ca9-2001.