United States v. Josephine Adams

569 F. App'x 174
CourtCourt of Appeals for the Fourth Circuit
DecidedApril 29, 2014
Docket13-4371
StatusUnpublished

This text of 569 F. App'x 174 (United States v. Josephine Adams) is published on Counsel Stack Legal Research, covering Court of Appeals for the Fourth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Josephine Adams, 569 F. App'x 174 (4th Cir. 2014).

Opinion

PER CURIAM:

In this appeal, we consider whether the district court abused its discretion in denying a defendant’s motion to continue her trial to present exculpatory testimony from her codefendant husband, who previously had been hospitalized and deemed incompetent to stand trial. Upon our review, we vacate the district court’s judgment.

I.

Dr. Barton Joseph Adams, the husband of appellant Josephine Artillaga Adams (Mrs. Adams), owned and operated a “pain management” medical practice in West Virginia. In 2008, Dr. Adams was indicted *175 on charges of health care fraud for allegedly submitting false claims to Medicare and Medicaid. However, before he could be tried on those charges, the district court determined that Dr. Adams was “suffering from a mental disease or defect rendering him mentally incompetent” to understand the proceedings against him. In June 2011, in accordance with 18 U.S.C. § 4241(d), the court committed Dr. Adams to the Attorney General’s custody for hospitalization “for such a reasonable period of time, not to exceed four months, as is necessary to determine whether there is a substantial probability that in the foreseeable future he will attain the capacity to permit the proceedings to go forward.” (Emphasis in original.)

In September 2011, Dr. and Mrs. Adams were charged in a single indictment alleging sixteen counts of obstruction of justice and related charges. These charges arose from Dr. and Mrs. Adams’ acts occurring between 2007 and 2009 involving the alleged concealment of financial proceeds from the. underlying health care fraud. The district court severed the defendants’ trials based on Mrs. Adams’ speedy trial rights and the court’s earlier determination that Dr. Adams was incompetent to stand trial. On November 1, 2011, the grand jury issued a superseding indictment against both parties that reflected only minor factual changes.

On November 5, 2011, Mrs. Adams filed a petition for writ of habeas corpus ad testificandum seeking the presence of Dr. Adams to offer exculpatory evidence at her trial. Although the government did not oppose the petition, Dr. Adams’ counsel filed a motion requesting that the petition be quashed.

At a November 7, 2011 hearing, Dr. Adams’ counsel informed the court that Dr. Adams repeatedly had indicated that he wanted to testify at Mrs. Adams’ trial. According to Dr. Adams’ counsel, Dr. Adams had concluded that “his testimony would exonerate [Mrs. Adams] as it would tend to prove that she had no actual knowledge of the charged transactions.” Nonetheless, Dr. Adams’ counsel asserted that Dr. Adams “was not capable of rationally consulting with counsel” to determine whether to waive his constitutional right against self-incrimination.

The district court denied Mrs. Adams’ petition for writ of habeas corpus ad testificandum by order dated November 8, 2011. In its order, the court stated that “given Dr. Barton Adams’ current status as incompetent to stand trial and [his] inability to cooperate with his attorney,” a decision permitting Dr. Adams to testify could potentially violate his right to counsel under the Sixth Amendment, as well as his Fifth Amendment right against self-incrimination.

Three days later, on Friday, November 11, 2011, Mrs. Adams filed a motion to continue her trial until Dr. Adams was declared competent. 1 On Monday, November 14, 2011, the first day of Mrs. Adams’ trial, the district court denied her continuance motion and concluded that the motion was “filed in bad faith.” In explaining its ruling, the district court stated, in part, that Dr. Adams “had been sent away for the four-month period” and that “it is not certain when or whether Doctor Adams would ever be competent to assist in the preparation of his defense.” The court also observed that the motion to continue was filed “immediately before tri *176 al,” and that interpreters and jurors already had been designated.

After a three-day trial, the jury returned a guilty verdict on all sixteen counts alleged in the indictment. The district court entered a judgment order, and later denied Mrs. Adams’ post-trial motions for a new trial and for dismissal of the indictment.

Two months after Mrs. Adams’ trial, on January 24, 2012, the warden at the medical center where Dr. Adams had been committed filed a certificate with the district court in accordance with 18 U.S.C. § 4241(e), indicating, that Dr. Adams was “now competent to stand trial.” After holding a hearing, the district court found Dr. Adams competent and ultimately accepted his guilty plea to a reduced number of charges. See United, States v. Adams, No. 13-4203, 560 Fed.Appx. 213, 214, 2014 WL 945012, at *1, 2014 U.S.App. LEXIS 4613, at *1-2 (4th Cir. March 12, 2014) (per curiam, unpublished).

In May 2013, the district court sentenced Mrs. Adams to a period of three years’ probation for the obstruction of justice convictions. Mrs. Adams timely filed the present appeal.

II.

Mrs. Adams argues that the district court abused its discretion in denying her continuance motion, because the court improperly speculated that Dr. Adams remained incompetent on November 14, 2011, the date of Mrs. Adams’ trial. In response, the government contends that Mrs. Adams failed to demonstrate two factors necessary to obtain a continuance for production of a witness. The government asserts that, under the holding in United States v. Clinger, 681 F.2d 221, 223 (4th Cir.1982), Mrs. Adams was required, but failed, to show the content of Dr. Adams’ expected testimony and that Dr. Adams could “probably be obtained” to testify at Mrs. Adams’ trial. We disagree with the government’s position.

We review a district court’s denial of a continuance motion for abuse of discretion. United States v. Williams, 445 F.3d 724, 739 (4th Cir.2006). And, even when a court engages in such an abuse, the defendant also must show that “the error specifically prejudiced her case.” Id. (quoting United States v. Hedgepeth, 418 F.3d 411, 419 (4th Cir.2005)). When a party requests a continuance to secure the attendance of a witness, the moving party must show: (1) the name of the witness; (2) the expected content of the witness’s testimony; (3) how such testimony will be relevant to the issues at trial; (4) that the witness “can probably be obtained if the continuance is granted;” and (5) that the moving party acted with due diligence to obtain the witness’s attendance at trial. Clinger, 681 F.2d at 223 (citation omitted). After reviewing the record, we easily conclude that Mrs. Adams satisfied the three Clinger factors that are not disputed on appeal, namely, identifying Dr.

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569 F. App'x 174, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-josephine-adams-ca4-2014.