United States v. Joseph Wayne Pratt

351 F.3d 131, 62 Fed. R. Serv. 1562, 2003 U.S. App. LEXIS 24479, 2003 WL 22871645
CourtCourt of Appeals for the Fourth Circuit
DecidedDecember 5, 2003
Docket02-4833
StatusPublished
Cited by63 cases

This text of 351 F.3d 131 (United States v. Joseph Wayne Pratt) is published on Counsel Stack Legal Research, covering Court of Appeals for the Fourth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Joseph Wayne Pratt, 351 F.3d 131, 62 Fed. R. Serv. 1562, 2003 U.S. App. LEXIS 24479, 2003 WL 22871645 (4th Cir. 2003).

Opinions

[134]*134Affirmed by published opinion. Judge NIEMEYER wrote the opinion, in which Judge LUTTIG joined. Judge MOTZ joined in Parts I, II, IV, and V of the opinion and wrote a separate opinion dissenting from Part III and from the judgement.

OPINION

NIEMEYER, Circuit Judge:

Joseph Wayne Pratt was convicted on five drug trafficking counts: one count of conspiracy to traffic in cocaine, three counts of attempt to possess cocaine with the intent to distribute it, and one count of using a communication facility — a telephone — to facilitate one of the attempt violations. The district court sentenced Pratt to 188 months’ imprisonment.

On appeal, Pratt contends (1) that the evidence was insufficient to support the convictions on the three attempt counts and that, with their dismissal, the court must also dismiss the count charging him with using a communication facility to aid in one of the attempts; (2) that his right to due process was violated when the district court permitted a government agent to enter the jury room to “cue up” an audiotape on the tape recording machine to a portion requested by the jury; (3) that the district court abused its discretion in admitting audiotape transcripts; (4) that the district court abused its discretion in refusing to grant a multiple-conspiracy instruction; (5) that the district court abused its discretion in refusing to grant an entrapment instruction; (6) that Pratt was entitled to a new trial because of the cumulative effect of various allegations of pretrial misconduct by the government; and (7) that the district court, in sentencing Pratt, erroneously enhanced his Criminal History Category by taking into account two orders of “civil contempt for failure to pay child support.”

For the reasons that follow, we affirm.

I

Joseph Pratt was involved in a longtime cocaine-distribution conspiracy, beginning in the spring of 1996 and continuing to February 2002, which involved Christopher Lamont Hill, Mark Beale, Curtis Campbell, Larry Kelly, and others. Kelly was arrested, pleaded guilty in 1999 to drug conspiracy, and was sentenced to 210 months’ imprisonment. After his sentence, he agreed to cooperate with a law enforcement investigation in Westmore-land County, Virginia, in exchange for a promise to have his sentence reduced.

During the period of cooperation, Kelly traveled with the co-conspirators, wearing an audio recording device by which he recorded conversations with Pratt, beginning in September 1999 and ending in the spring of 2000. Upon completion of this investigation, a grand jury indicted Pratt on counts of conspiracy, attempted trafficking on September 9,1999, February 10, 2000, and March 30, 2000, and use of a communication facility to aid and facilitate the March 30 attempt. A jury convicted Pratt on all counts, and following sentencing, Pratt filed this appeal.

II

Pratt’s principal argument on appeal challenges the sufficiency of evidence on Counts 3, 4, 5, and 6. Counts 3 through 5, which incorporated the conspiracy allegations of Count 1, alleged additional conduct specific to September 9, 1999, February 10, 2000, and March 30, 2000, stating that on each occasion Pratt attempted to possess cocaine with the intent of distributing it or aiding and abetting such possession, each in violation of 21 U.S.C. § 846, 21 [135]*135U.S.C. § 841(a)(1), and 18 U.S.C. § 2. Count 6 charged Pratt with using a telephone in the commission of the March 30 attempt violation charged in Count 5, in violation of 21 U.S.C. § 843(b).

Pratt contends that the “words” that were recorded on the audiotapes and offered to prove the offenses alleged in Counts 3 through 5 constituted the only evidence to support his convictions on those counts and that they are insufficient proof of the crime of attempt. He asserts:

There is no evidence that Pratt possessed the specified drugs or money necessary to effect the transactions discussed on those dates ... or that he brought together someone [with] someone else who actually did have the specified drugs to sell in the same place as a prospective purchaser who actually had the money to buy. There was therefore insufficient proof of the “substantial step” required by law to support those convictions.

An attempt to commit a crime, which is recognized as a crime distinct from the crime intended by the attempt, punishes conduct that puts in motion events that would, from the defendant’s point of view, result in the commission of a crime but for some intervening circumstance. And 21 U.S.C. § 846 specifically punishes an attempt to violate the drug trafficking laws. While the statute does not define the elements of an attempt, the crime is nonetheless well understood in the law, and its elements are not generally disputed.

To establish that a defendant committed the crime of attempt, the government must prove that (1) the defendant had the requisite intent to commit a crime; (2) the defendant undertook a direct act in a course of conduct planned to culminate in his commission of the crime; (3) the act was substantial, in that it was strongly corroborative of the defendant’s criminal purpose; and (4) the act fell short of the commission of the intended crime due to intervening circumstances. See, e.g., United States v. Neal, 78 F.3d 901, 906 (4th Cir.1996); United States v. Sutton, 961 F.2d 476, 478 (4th Cir.1992); United States v. McFadden, 739 F.2d 149, 152 (4th Cir.1984) (developing Fourth Circuit’s standard from § 5.01 of the Model Penal Code); Model Penal Code § 5.01(l)(c); Clark and Marshall’s Treatise on the Law of Crimes § 4.06 (Melvin F. Wingersky ed., 6th ed. 1958). The Model Penal Code, from which this court’s formulation was originally drawn, provides the following list of acts strongly corroborating a defendant’s criminal purpose:

(a) lying in wait, searching for or following the contemplated victim of the crime;
(b) enticing or seeking to entice the contemplated victim of the crime to go to the place contemplated for its commission;
(c) reconnoitering the place contemplated for the commission of the crime;
(d) unlawful entry of a structure, vehicle or enclosure in which it is contemplated that the crime will be committed;
(e) possession of materials to be employed in the commission of a crime, that are specially designed for such unlawful use or that can serve no lawful purpose of the actor under the circumstances;

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Bluebook (online)
351 F.3d 131, 62 Fed. R. Serv. 1562, 2003 U.S. App. LEXIS 24479, 2003 WL 22871645, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-joseph-wayne-pratt-ca4-2003.