United States v. Joseph Felix

• Court: Court of Appeals for the Ninth Circuit
• Decided: March 13, 2018
• Docket: 15-10147
• Status: Unpublished

Opinion

FILED NOT FOR PUBLICATION MAR 13 2018 UNITED STATES COURT OF APPEALS MOLLY C. DWYER, CLERK U.S. COURT OF APPEALS

FOR THE NINTH CIRCUIT

UNITED STATES OF AMERICA, Nos. 15-10147 16-10401 Plaintiff-Appellee, D.C. No. v. 2:13-cr-00042-APG-PAL-1

JOSEPH FELIX, MEMORANDUM* Defendant-Appellant.

Appeal from the United States District Court for the District of Nevada Andrew P. Gordon, District Judge, Presiding

Argued and Submitted February 16, 2018 San Francisco, California

Before: SCHROEDER, TORRUELLA,** and RAWLINSON, Circuit Judges.

Defendant-Appellant Joseph Felix (“Felix”) appeals his conviction and

sentence, following a jury verdict finding him guilty of being a convicted felon in

possession of a firearm in violation of 18 U.S.C. §§ 922(g)(1) and 924(a)(2). We

* This disposition is not appropriate for publication and is not precedent except as provided by Ninth Circuit Rule 36-3. ** The Honorable Juan R. Torruella, United States Circuit Judge for the First Circuit, sitting by designation. affirm Felix’s conviction, but vacate his sentence and remand to the district court for

resentencing. We address each of Felix’s arguments in turn.

1. Felix first argues that the Government's belated discovery disclosures violated

Brady v. Maryland, 373 U.S. 83 (1963), and Giglio v. United States, 405 U.S. 150

(1972), and that the district court abused its discretion when it failed to sanction the

Government by excluding Healy as a Government trial witness.

A Brady/Giglio violation occurs when (1) the evidence at issue is favorable to

the accused, either because it is exculpatory or impeaching; (2) that evidence is

suppressed by the prosecution, either willfully or inadvertently; and (3) prejudice

ensues. United States v. Williams, 547 F.3d 1187, 1202 (9th Cir. 2008) (quoting

Strickler v. Greene, 527 U.S. 263, 281–82 (1999)). When there is a belated

disclosure, the inquiry on appeal is “whether the lateness of the disclosure so

prejudiced appellant’s preparation or presentation of his defense that he was prevented

from receiving his constitutionally guaranteed fair trial.” United States v. Miller, 529

F.2d 1125, 1128 (9th Cir. 1976).

Felix fails to show that the belatedly disclosed evidence revealed anything that

required further extensive investigation, or that he was unable to investigate its full

impeachment and evidentiary value. Notably, Felix repeatedly declined the district

court’s offers to continue the case to allow him additional time to investigate the

2 disclosures. Under these circumstances, the Government’s actions did not prejudice

Felix such that he was “prevented from receiving his constitutionally guaranteed fair

trial.” Miller, 529 F.2d at 1128.

2. Felix next asserts that the district court applied the wrong legal standard in

response to his Batson challenge during jury selection, and erroneously found that he

failed to establish a prima facie showing of racial discrimination. See Batson v.

Kentucky, 476 U.S. 79 (1986).

During jury selection, the Government used a peremptory strike to remove Juror

No. 19, an African American woman. Although the court applied an incorrect legal

standard to the extent it required demonstration of a prima facie case of

discrimination, a comparison of the jurors reveals that, Juror No. 19—unlike any of

the other seated jurors—was unemployed. Felix argues that, in this case, the

distinction between “unemployed” and “retired” is one without a difference, but the

two are not synonymous and we cannot require that the Government consider them

to be so. We note that the Government also struck the two other members of the

venire who stated that they were unemployed.

3. Nor did the district court err in its evidentiary rulings. First, Felix maintains

that the district court violated his Fifth Amendment privilege against self-

incrimination when it permitted the Government to elicit testimony from two

3 witnesses, Officer Rowe and Paramedic Lott-Shaw, about Felix’s silence. The

objective circumstances show that Felix was not “in custody” for purposes of Miranda

when questioned by Officer Rowe. While Felix was not free to leave at the time the

question was asked, there are many circumstances in which “a person . . . detained

by law enforcement officers . . . is not ‘in custody’ for Miranda purposes.” United

States v. Butler, 249 F.3d 1094, 1098 (9th Cir. 2001).

No law enforcement was present during the paramedic’s questioning of Felix,

and the paramedic was acting as a private actor, not an agent of the Government.

Thus, the paramedic was not bound by the Fifth Amendment’s privilege against self-

incrimination. See United States v. Oplinger, 150 F.3d 1061, 1066-67 (9th Cir. 1998),

overruled per curiam on other grounds, United States v. Contreras, 593 F.3d 1135

(9th Cir. 2010).

Nor did the district court abuse its discretion in qualifying Fried as an expert

witness and permitting him to testify. This Circuit has found toolmark identification

evidence to be reliable and held expert testimony of that evidence to be admissible.

United States v. Cazares, 788 F.3d 956, 988 (9th Cir. 2015). The district court heard

extensive testimony about Fried's qualifications at the Daubert hearing, and acted well

within its limits in qualifying Fried as an expert. See Kumho Tire Co., Ltd. v.

4 Carmichael, 526 U.S. 137, 152–53 (1999) (stating that a district court is afforded

broad latitude to determine the reliability of expert testimony).

The district court did not violate Felix's Sixth Amendment right to confrontation

by permitting the Government to present the jury with the 911 call made after Felix

was shot. The Confrontation Clause bars “‘admission of testimonial statements of a

witness who doesn't appear at trial’ if the statements are offered to ‘establish[] the

truth of the matter asserted,’ unless the witness is unavailable and the defendant has

had a prior opportunity for cross-examination.” United States v. Brooks, 772 F.3d

1161, 1167 (9th Cir. 2014) (quoting Crawford v. Washington, 541 U.S. 36, 53–54,

59–60 n.9 (2004)). But, when the primary purpose of the statement is to respond to

an emergency, it is not testimonial as it is not designed to “create a record for trial,”

and is therefore not subject to confrontation. Michigan v. Bryant, 562 U.S. 344, 358

(2011); see Davis v. Washington, 547 U.S. 813, 822 (2006). Here, the purpose of the

911 call was to seek medical assistance for Felix, and therefore it was not testimonial.

Finally, Felix’s claim that the cumulative effect of the district court's

evidentiary rulings denied him a fair trial must fail. There were no evidentiary errors

warranting reversal, and the cumulative effect of those proper rulings was not

prejudicial.

5 4. The district court likewise did not err in denying Felix’s motion for acquittal

at the close of the Government’s case-in-chief pursuant to Federal Rule of Criminal

Procedure 29(a), or his renewed motion for judgment of acquittal pursuant to Federal

Rule of Criminal Procedure 29(c).

Viewing the evidence in the light most favorable to the prosecution, United

States v. Mincoff, 574 F.3d 1186, 1192 (9th Cir. 2009), a rational jury could have

found that the Government presented evidence sufficient to meet all of the elements

of the crime charged. The combination of the 911 call, which was properly admitted

into evidence, see supra Part 3, as well as testimony from Sergeant Pennucci about the

entrance and exit points of the bullet into Felix’s leg, the bullet’s trajectory, and the

angle of the gun when it was deployed, amounted to sufficient evidence from which

a reasonable jury could have concluded that Felix shot himself—and therefore

possessed a firearm.

The jury could have also reasonably concluded that the gun that Felix possessed

was the Springfield charged in the indictment. The Government presented

circumstantial evidence, see United States v. Cordova Barajas, 360 F.3d 1037, 1041

(9th Cir. 2004), of the following: despite a search of the shooting site, no gun was

found; an individual nicknamed “Tank”had been at the party when Felix was shot, but

had fled before the police arrived; Healy identified a house where the gun might be

6 located, and upon searching it, police found Tank present and a Springfield handgun

submerged in the toilet; the submerged gun had no magazine in it; the magazines

found at the shooting site matched the Springfield found in the toilet; Felix’s DNA

matched the blood on the magazines found at the shooting site; the odds of a DNA

mismatch were less than one in 700 billion; and the bullets and casing found at the

scene were not inconsistent with the Springfield.

5. The district court similarly did not err in denying Felix's motion for a new trial.

Felix proposes several reasons why he believes a new trial should have been granted.

The first of them pertains to newly discovered evidence of a meeting between Healy,

a prosecutor, and federal agents during the second day of trial. Just prior to the

meeting, Healy told her third version of the events, that Tank shot Felix with a

different firearm and that she had been threatened into being untruthful earlier. In

response, the prosecutor gave Healy copies of the statutes for perjury, see 18 U.S.C.

§ 1621, and making a false statement to a federal officer, see 18 U.S.C. § 1001, and

advised Healy of the relevant penalties. The prosecutor pointed out that Healy's

different versions—first that she shot Felix, and then that Tank shot Felix—were

mutually exclusive and therefore one of those statements had to be false, in violation

of § 1001. Finally, the prosecutor admonished Healy, stating that “we both know that

neither of those are what actually happened, and you need to tell the truth.”

7 Felix avers that the prosecutor threatened Healy to testify favorably for the

Government, or else she would have been prosecuted for a crime, and that the

Government violated Brady and Giglio by failing to disclose that threat. But, to find

a Brady violation, the details of the meeting, taken in context of the entire record,

must “reasonably be taken to put the whole case in such a different light as to

undermine confidence in the verdict.” Strickler v. Greene, 527 U.S. at 290 (quoting

Kyles v. Whitley, 514 U.S. 419, 435 (1995)). Here, the Government's failure to

disclose the meeting was inconsequential as there was no reasonable probability of a

different result.

The Government’s conduct did not amount to such a substantial interference

that it denied Felix a fair trial. Perjury warnings are not improper per se, and “[a]

defendant’s constitutional rights are implicated only where the prosecutor . . . employs

coercive or intimidating language or tactics.” United States v. Vavages, 151 F.3d

1185, 1189 (9th Cir. 1998). In this case, Healy’s three accounts of how Felix was

shot, along with her relationship status with the defendant, gave the Government a

valid basis for believing Healy would lie on the stand. Even if the prosecutor's

admonition was a strong one, it was justified here. See id at 1190. (“[U]nusually

strong admonitions against perjury are typically justified only where the prosecutor

has a more substantial basis in the record for believing the witness might lie.”).

8 The Government also did not substantially interfere, or commit fraud on the

court, by failing to grant Healy sufficient immunity to testify. There is no evidence

in the record to support Felix’s claim that the Government’s conduct interfered with

Healy’s “free and unhampered determination to testify.” Williams v. Woodford, 384

F.3d 567, 602 (9th Cir. 2004). Rather, the Government granted Healy “use immunity”

and argued that Healy was compelled to answer questions because, as a result of her

immunity, she did not have a Fifth Amendment right to assert. Healy was aware, and

even confirmed to the district court, that she knew that she could not incriminate

herself with anything that she said, other than for perjury. Felix seeks relief from the

very thing for which he advocated in the district court: the exclusion of Healy's

testimony. This argument too must fail.

Finally, the district court did not abuse its discretion in denying Felix an

evidentiary hearing on his motion for new trial. The district court correctly found no

Brady or Giglio violations, prosecutorial misconduct, or fraud on the court, and

properly relied on inferences supported by the facts in the record. Further, all the facts

necessary to make its decision were contained in the record and there was no need for

additional findings requiring a hearing.

6. The parties agree that Felix received a sentencing enhancement under the

Armed Career Criminal Act’s now-invalid residual clause, see Johnson v. United

9 States, 135 S. Ct. 2551 (2015), and that the case should be remanded for resentencing.

We therefore vacate Felix's sentence and remand for resentencing. Felix's challenge

to the substantive reasonableness of his sentence is therefore moot.

Felix's conviction is AFFIRMED. His sentence is VACATED and

REMANDED for resentencing.

10 FILED U.S. v. Felix, Case Nos. 15-10147 and 16-10401 MAR 13 2018 Rawlinson, Circuit Judge, concurring: MOLLY C. DWYER, CLERK U.S. COURT OF APPEALS I concur in the majority disposition. I write separately to emphasize how

close the government came to coercion in its dealings with Ms. Healy. It is one

thing to caution a prospective witness against committing perjury. It is quite

another thing to inform a witness that she has already essentially committed

perjury before she even takes the stand. In my view, the latter scenario comes

perilously close to coercion. See United States v. Vavages, 151 F.3d 1185, 1188

(9th Cir. 1998) (“Unnecessarily strong admonitions against perjury aimed at

discouraging defense witnesses from testifying have been held to deprive a

criminal defendant of his Sixth Amendment right to compulsory process . . .”). It

would behoove the government to hew more closely to the approved admonitions.