United States v. Joseph De Sena

490 F.2d 692
CourtCourt of Appeals for the Second Circuit
DecidedDecember 28, 1973
Docket396, 397 and 484, Dockets 73-2048, 73-2086 and 73-2559
StatusPublished
Cited by9 cases

This text of 490 F.2d 692 (United States v. Joseph De Sena) is published on Counsel Stack Legal Research, covering Court of Appeals for the Second Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Joseph De Sena, 490 F.2d 692 (2d Cir. 1973).

Opinions

WATERMAN, Circuit Judge:

Appellants, jointly indicted as principals in a two-count indictment charging violations of two of the federal bank robbery statutes, 18 U.S.C. §§ 2113(a) and 2113(d), were tried together to a jury. Each was found guilty of both of the crimes charged. They have appealed these convictions, and we find their contentions to be without merit.

On September 17, 1970 there was an armed robbery at the Peninsula National Bank in Far Rockaway, New York. The robbery was carried out by three men who entered the bank, and one witness tended to establish the existence of a fourth perpetrator, a driver of a “getaway” car, who had remained outside the bank during the commission of the crime. After the three men inside the bank had taken approximately $50,000 of the federally insured deposits they successfully escaped.

The sole factual issue at trial was whether appellants were participants in the robbery. In support of its claim that they were, the Government offered the testimony of six eyewitnesses to the crime; five were bank employees and the sixth was a bank customer who happened to observe from outside the bank many of the events connected with the consummation of the crime. These witnesses had had substantial opportunities to view the robbers during the commission of the crime, and at trial the six witnesses, in varying combinations, made positive in-court identifications of each of the appellants as one of those robbers. The Government sought to bolster these in-court identifications by testimony that each witness, some eighteen months after the crime and a year be-, fore trial, had previously identified from photographs each particular appellant whom he was now identifying in court.

To controvert the Government’s claim that they were the robbers, each appellant adduced alibi testimony which the jury apparently disbelieved.

Prior to trial the defense was aware that the Government believed that these three appellants were not the sole participants in the robbery. For example, the grand jury indictment had stated that the appellants and “other persons” had carried out the robbery. Moreover, the Government appears to have indicated at the arraignment of the three of them that the appellants and a known colleague of theirs, one James LaRuffa, had committed the crime.1 When, immediately before the first prosecution witness was to testify, the defense moved for production of any statement taken by the Government “implicating anybody else in this bank robbery or suggesting that another person committed this bank robbery,” the Assistant United States Attorney declared that the Government had obtained a statement which indicated that LaRuffa had been the driver of the getaway car. This statement which was made by someone other than LaRuffa, was furnished to the district court for an in camera inspection to ascertain whether it must be shown to the defense under the doctrine of Brady v. Maryland, 373 U.S. 83, 83 S.Ct. 1194, 10 L.Ed.2d 215 (1963). Judge Costantino determined that it was not Brady material and therefore refused to order that it be turned over. At the start of the second day of trial appellant De Sena’s counsel indicated that the Government had apparently granted to LaRuffa (who had earlier pleaded guilty before a different judge, [694]*694Judge Weinstein, to an information which was designed to cover all pending federal charges against him, including any connected with the Peninsula National Bank robbery) immunity from any prosecution for any crime involved with the Peninsula National Bank stickup. The Government acknowledged the promise of immunity but denied a further assertion of defense counsel that this immunity would not have been granted if the Government had not had in its possession a statement from La-Ruffa himself.

The trial then proceeded. The defense, as an act of trial strategy, chose not to call LaRuffa as a defense witness.

More than two months after the return of the jury’s verdict a motion for a new trial was made by the appellants, pursuant to Rule 33 of the Federal Rules of Criminal Procedure, on the basis of an affidavit of one of defense counsel that LaRuffa had now made a statement to this lawyer that fully exculpated appellants of any part in the bank robbery. At the hearing on the Rule 33 motion LaRuffa refused to testify about the robbery of the Peninsula National Bank, but he did categorically deny having made any statement about the case to anyone. The hearing was then adjourned, but LaRuffa, at this point relying on his constitutional rights, including his right against self-incrimination, remained adamant in his refusal to testify. Referral was made to Judge Wein-stein who, as previously noted, had taken LaRuffa’s plea to the information, and had accepted the Government’s promise not to prosecute for the Peninsula National Bank robbery. Judge Weinstein stated that he would enforce this government promise.

Before Judge Costantino the Government reaffirmed this promise not to prosecute, although it chose not to seek a grant of formal statutory immunity. LaRuffa continued to refuse to testify. Inasmuch as LaRuffa was then under a New York State life sentence for murder, which he had not yet begun to serve,2 Judge Costantino regarded any order to compel LaRuffa to testify as being an utterly futile judicial gesture.

Appellants first argue that Judge Costantino’s failure to order LaRuffa to testify at the Rule 33 hearing, coupled with the refusal of the United States Attorney to seek a formal statutory grant of immunity, constitutes the suppression of evidence to which the defense was entitled. There is no merit to this contention.

On the facts here we need not decide whether the defense can compel the Government to seek a grant of formal statutory immunity. Both the Government and appellants agree that LaRuffa had been granted de facto immunity from prosecution for the robbery of the Peninsula National Bank. The Government’s public promise not to prosecute, reaffirmed at the Rule 33 hearing, was without doubt judicially enforceable. In re Kelly, 350 F.Supp. 1198, 1199-1200 (D.Ark.1972); see Santobello v. New York, 404 U.S. 257, 262-263, 92 S.Ct. 495, 30 L.Ed.2d 427 (1971).

Appellants’ argument is thus reduced to an assertion that Judge Costantino’s failure to compel a witness to testify, despite the fact that immunity had been granted to him, amounted to “suppression of evidence.” This line of reasoning must be rejected.

We note initially that appellants could have, of course, sought to elicit exculpatory information from LaRuffa by calling him as a defense witness at trial. The fact that the defense deliberately chose to avoid this expeditious and reasonable procedure permits the inference that the defense believed that LaRuffa’s testimony would not have been helpful.

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United States v. Joseph De Sena
490 F.2d 692 (Second Circuit, 1973)

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490 F.2d 692, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-joseph-de-sena-ca2-1973.