United States v. Jose Sarmiento-Funes

374 F.3d 336, 2004 U.S. App. LEXIS 12205, 2004 WL 1376637
CourtCourt of Appeals for the Fifth Circuit
DecidedJune 21, 2004
Docket03-40741
StatusPublished
Cited by76 cases

This text of 374 F.3d 336 (United States v. Jose Sarmiento-Funes) is published on Counsel Stack Legal Research, covering Court of Appeals for the Fifth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Jose Sarmiento-Funes, 374 F.3d 336, 2004 U.S. App. LEXIS 12205, 2004 WL 1376637 (5th Cir. 2004).

Opinions

KING, Chief'Judge:

The defendant pleaded guilty to illegally reentering the country after having been deported. On appeal, he principally challenges the imposition of a sixteen-lével sentence enhancement under U.S.S.G. § 2-L1.2. We affirm the conviction but vacate the sentence and remand for resen-tencing.

[338]*338I. BACKGROUND

Defendant-Appellant Jose Sarmiento-Funes, a citizen of Honduras, was indicted in January 2003 for violating 8 U.S.C. § 1326 by unlawfully reentering the United States after having been removed following an aggravated felony conviction. Sarmiento-Funes pleaded guilty. The forty-eight-month sentence imposed by the district court in May 2003 included a sixteen-level enhancement based on a previous conviction for a “crime of violence” within the meaning of U.S.S.G. § 2L1.2 cmt. n.l(B)(ii) (2002).

The prior conviction that generated the sentence enhancement was a 2002 Missouri conviction for “sexual assault,” which the state statutes define as follows: “A person commits the crime of sexual assault if he has sexual intercourse with another person knowing that he does so without that person’s consent.” Mo. Ann. Stat. § 566.040(1) (West 1999).1 Sarmiento-Funes objected to the enhancement, pointing out that Missouri has a different statute, § 566.030, that outlaws “forcible rape.” The sexual assault statute under, which he was convicted, Sarmiento-Funes urged the district court, does not require the use of force. The district court overruled the objection, concluding that the offense defined by § 566.040 has as an element the use of force, namely the force inherent in sexual penetration.

Sarmiento-Funes appeals, challenging primarily the sentence enhancement but also the constitutionality of part of the illegal-reentry statute.

II. ANALYSIS

A. Sentence Enhancement

The 2002 Sentencing Guidelines, the version in effect at the time of sentencing, provide that the term “crime of violence”:

(I) means an offense under federal, state, or local law that .has as an element the use, attempted use, or threatened use of physical force against the person of another; and
(II) includes murder,' manslaughter, kidnapping, aggravated assault, forcible sex offenses (including sexual abuse of a minor), robbery, arson, extortion, extortionate extension of credit, and burglary of a dwelling.

U.S.S.G. § 2L1.2 cmt. n.l(B)(ii) (2002). An offense can be a “crime of violence” either because it has as an element the use of force under paragraph (I) or because it fits within the enumerated list in paragraph (II). United States v. Rayo-Valdez, 302 F.3d 314, 316-19 (5th Cir.2002). The district court enhanced the defendant’s sentence based on paragraph (I). . We review the district court’s interpretation of the Sentencing Guidelines de novo and any findings- of fact for clear error. United [339]*339States v. Ocana, 204 F.3d 585, 588 (5th Cir.2000).

1. Use of force as an element

We begin by observing that Sarmiento-Funes is correct that the Missouri sexual assault statute does not require force in the same sense as does a traditional forcible rape statute. That is, the sexual assault statute does not require that physical violence, coercion, or threats accompany the sex act. Instead, the sexual assault, statute makes it an offense for a person to “ha[ve] sexual intercourse with another person knowing that he does so without that person’s consent.” Mo. Ann. Stat. § 566.040(1). The crime is a Class C felony that carries a statutory maximum of seven years, including both imprisonment and conditional release. Id. § § 558.011(1), 566.040(2). As noted above, a different Missouri statute outlaws rape that is accomplished with “the use of forcible compulsion.” Id. § 566.030(1).2 The statutory maximum sentence for forcible rape under Missouri law is life imprisonment. Id. § 566.030(2). Of course, that Missouri has a forcible rape statute that evidently describes a “crime of violence” does not necessarily mean that Missouri’s relatively less aggravated sexual' assault statute therefore lacks the use of force as an element. The district court did not find the existence of the two different statutes determinative, and the government agrees with the district court’s conclusion that the sexual assault offense involves the “use of force” for purposes of the Guidelines regardless of whether the offense involves overt physical violence, forcible compulsion, or threats.

The Missouri sexual assault statute requires that the perpetrator engage in sexual intercourse, which means “any penetration, however slight.” Id. § 566.010(4). The government has at points suggested that the statute involves the use of force merely by virtue of the force inherent in the act of penetration. Its principal support for this contention is United States v. Yanez-Saucedo, 295 F.3d 991 (9th Cir.2002). That case did not involve the “crime of violence” definition at issue here but instead considered whether a certain Washington sex offense counted as “rape” within the meaning of 8 U.S.C. § 1101(a)(43)(A). The Ninth Circuit held that the term “rape” did not require any force beyond that inherent in the act of penetration. Id. at 996.3 The court therefore held that although the state statute did not require forcible compulsion, the defendant’s prior offense could still be considered rape because of the force inherent in penetration. Id. at 995-96.4

[340]*340It is true that the very act of penetration (like less serious and intimate forms- of bodily contact) involves “force” in a physics or engineering sense. See Flores v. Ashcroft, 350 F.3d 666, 672 (7th Cir.2003) (noting that practically every crime involves “force” in this sense). Nonetheless, it is not open to us to hold that the force of penetration per se amounts to the “use of force” to which the Sentencing Guidelines refer. Indeed, a recent decision of this court rejects that precise proposition. See United, States v. Houston, 364 F.3d 243, 246 (5th Cir.2004) (holding that a certain sex crime did not involve the “use of force” despite the fact that the defendant was charged with “causing] his sex organ to contact and penetrate the female sex' organ of [the victim]”);5 accord United States v. Meader, 118 F.3d 876, 881-82 (1st Cir.1997); Shannon, 110 F.3d at 384-85 (both holding that statutory rape offenses did not involve the use of force under U.S.S.G. § 4B1.2); cf. United States v. Velazquez-Overa,

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Bluebook (online)
374 F.3d 336, 2004 U.S. App. LEXIS 12205, 2004 WL 1376637, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-jose-sarmiento-funes-ca5-2004.