United States v. Jose R. Diaz-Rosado

615 F. App'x 569
CourtCourt of Appeals for the Eleventh Circuit
DecidedJune 25, 2015
Docket14-10746
StatusUnpublished
Cited by2 cases

This text of 615 F. App'x 569 (United States v. Jose R. Diaz-Rosado) is published on Counsel Stack Legal Research, covering Court of Appeals for the Eleventh Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Jose R. Diaz-Rosado, 615 F. App'x 569 (11th Cir. 2015).

Opinion

PER CURIAM:

Jose Diaz-Rosado (“Defendant”) was sentenced to life imprisonment after pleading guilty to one count of conspiracy to possess with intent to distribute five kilograms or more of cocaine, in violation of 21 U.S.C. §§ 841 (b)(1)(A)(ii) and 846. He appeals, challenging both his conviction and his sentence. We find no merit in the challenge to his conviction, but do reverse his sentence and remand for resentencing by the district court.

I. BACKGROUND

Defendant was a participant in an extensive drug-trafficking conspiracy that transported large quantities of cocaine from Venezuela, through the Caribbean, to the United States. On August 6, 2012, a two-crewman vessel registered to Defendant was seized off the coast of Puerto Rico by United States agents, who found on board approximately 1,032 kilograms of cocaine. Later that year, on December 30, 2012, another two-crewman vessel was seized, this time off the coast of St. Croix in the United States Virgin Islands, and it contained 1,157 kilograms of cocaine. The serial numbers on that vessel’s outboard motors matched ones purchased by confidential informant Walter Abreu (“Abreu”), at the request of Defendant.

Defendant agreed to speak to law enforcement officers about the incidents, and the latter offered Defendant the opportunity to cooperate. These negotiations came to nothing, in part because the officers concluded that Defendant had been dishonest with them, and, in particular,' that he had hidden the fact that he was then planning, yet again, to assist in the transport of cocaine. Defendant was arrested and indieted by federal authorities (“the Government”) in August 2013 in the Southern District of Florida for his alleged role in the cocaine transport uncovered by the December 2012 seizure. He was also indicted in the District of Puerto Rico in August 2013 for his role in the cocaine importation scheme leading to the August 2012 seizure.

Defendant pled guilty in November 2013 in the Southern District of Florida to the charge arising from the December 2012 seizure. Although he had numerous convictions in the 1990s for property crimes, 1 his criminal history under the United States Sentencing Guidelines (“Guidelines”) was only a category I, due to the age of these prior convictions. Because of the very large quantity of drugs involved in the December seizure (2,189 kilograms), his base offense level under the Guidelines was 38. The district court applied two additional enhancements. Finding that Defendant had exercised leadership over other criminal participants, the court applied a four-level § 3Bl.l(a) enhancement for aggravated role. Based on its conclusion that Defendant had lied to the Government during the investigation and had encouraged the confidential informant to do the same, the court also applied a two- *572 level § 3C1.1 enhancement for obstruction of justice. Even though Defendant had pled guilty, the court denied his request for a § 3E1.1 acceptance-of-responsibility reduction. Adding all these enhancements together, Defendant’s total offense level would have been 44, except that the Guidelines top out at 43. The Guidelines range for an offense level of 43 is life imprisonment, no matter the criminal history category, and the district court imposed a life sentence.

In this appeal, Defendant challenges his conviction by contesting the validity of his guilty plea. He also challenges two rulings by the district court in calculating his Guidelines: the court’s application of the four-level aggravated-role enhancement and its denial of Defendant’s request for a two-level acceptance-of-responsibility adjustment. We find error only in the district court’s imposition of the aggravated role enhancement.

II. VALIDITY OF DEFENDANT’S GUILTY PLEA

Defendant entered his guilty plea on the day that trial was set to begin and without a plea agreement. He contends now that this guilty plea was invalid because the district court failed to establish a factual basis for the plea and to explain the elements of the offense, both of which are required by Federal Rule of Criminal Procedure Rule 11. We find no error by the court.

A. Guilty Plea Colloquy

During the change-of-plea hearing, the district court went over with Defendant all those matters that Rule 11 requires to be discussed before a court can accept a defendant’s plea of guilty. 2 As to the factual basis for the plea, the court directed the prosecutor to summarize the evidence that would have been presented at trial. In response, the prosecutor stated that the Government could prove beyond a reasonable doubt:

That on December 30th, 2012, the Coast Guard interdicted a vessel approximately 15 miles southwest of St. Croix, U.S. Virgin Islands. Aboard that vessel were two individuals. Also aboard the vessel was recovered 1,157 kilograms of cocaine.
It should be noted that further investigation revealed that this Defendant was the organizer and leader of a drug-trafficking organization that would facilitate the importation of cocaine from South America, specifically, Colombia and Venezuela, and. then would organize a maritime boat-to-boat transfer of bales of cocaine.
He would obtain the vessels used to import the cocaine to the United States. He would purchase these vessels from various places, including a company in Broward County called Boats 4 Less. He would take those vessels and then stage them in various places, specifically in this instance in either Puerto Rico or St. Croix, and would have those vessels *573 staged there, ready for a maritime transfer of cocaine.
In this case, there was seized, as indicated, on December 30th 1,157 kilograms. The Government’s evidence would also show that this Defendant was also involved as a related conduct [sic] on an August 6th, 2012, seizure of also [sic] cocaine, a maritime seizure off the coast of Puerto Rico. And in that case, there was 1,032 kilograms of cocaine seized.

Defendant confirmed to the court that the information provided by the prosecutor was correct, with one exception: Defendant denied that he was the leader of the' organization at issue. Government counsel then summarized the evidence he would have presented at trial to prove that Defendant was a leader, which evidence consisted of audio recordings in which Defendant discusses the smuggling activities and his role in them.

At this point, the court interrupted, saying, “Mr. Rosado, let me discuss this for a moment, because I want you to make sure that you’re aware of the consequences of the dispute.” The court explained that, although disagreement as to Defendant’s leadership role would not bar entry of the guilty plea, Defendant’s insistence on denying his leadership role could have implications for the sentence to be imposed.

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Related

United States v. Diaz-Rosado
857 F.3d 89 (First Circuit, 2017)

Cite This Page — Counsel Stack

Bluebook (online)
615 F. App'x 569, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-jose-r-diaz-rosado-ca11-2015.