United States v. Jose Daniel

962 F.2d 100, 1992 U.S. App. LEXIS 6041, 1992 WL 65054
CourtCourt of Appeals for the First Circuit
DecidedApril 3, 1992
Docket91-1554
StatusPublished
Cited by16 cases

This text of 962 F.2d 100 (United States v. Jose Daniel) is published on Counsel Stack Legal Research, covering Court of Appeals for the First Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Jose Daniel, 962 F.2d 100, 1992 U.S. App. LEXIS 6041, 1992 WL 65054 (1st Cir. 1992).

Opinion

FEINBERG, Senior Circuit Judge.

Jose Daniel appeals from the sentence he received in the United States District Court for the District of Puerto Rico, Jaime Pier-as, Jr., J., after pleading guilty to a charge of aiding and abetting the possession, with intent to distribute, of 25 kilograms of cocaine. Appellant was sentenced to 151 months imprisonment, five years supervised release and a special monetary assessment of $50.00. Appellant claims that the district court committed plain error by: forcing him to proceed to sentencing pro se; forcing upon him the assistance of counsel with a possible conflict of interest; and not granting him a two-level reduction as a minor participant under § 3B1.2(b) of the Sentencing Guidelines. For the reasons given below, we affirm.

Background

This appeal arises out of a five-count indictment of appellant and three co-defendants in November 1990 for crimes in connection with a conspiracy to import 620 kilograms of cocaine from the Republic of Colombia into the United States. After initially entering a plea of not guilty, appellant filed a motion for a change of plea and a petition to enter a plea of guilty, pursuant to a written plea agreement with the government. In January 1991, after a hearing, the district court accepted appellant’s guilty plea to Count Five, which, as stated above, charged him with aiding and abetting the possession, with intent to distribute, of 25 kilograms of cocaine. In May 1991, shortly before the sentencing hearing, appellant filed a pro se motion to withdraw his guilty plea. At the subsequent hearing, the district court denied the motion and proceeded to sentencing.

At sentencing, appellant’s court-appointed attorney, Luis Padilla, raised a possible conflict based upon appellant’s allegation of ineffective assistance of counsel in his motion to withdraw his guilty plea. The district court then asked Padilla whether he was prejudiced, and Padilla responded that he was not. ■ The district court subsequently asked appellant whether he wished to be represented by Padilla; appellant responded, “[n]ot quite, sir.” The court then told appellant to represent himself, while requiring Padilla to remain in the courtroom and assist appellant when possible. The district court then imposed the sentence already described above. This appeal followed.

Discussion

A. Right to counsel

Appellant argues that he did not waive his right to be represented by counsel but was nevertheless forced by the district court to proceed pro se. Appellant also alleges that the district court erred in de facto' assigning him the court-appointed counsel who had been representing him.

We begin with the question whether appellant was forced to proceed pro se, as he contends. It is true that the district judge’s words on this point seem unequivocal: After asking appellant whether he wanted Padilla to continue with the hearing and receiving the response, “[n]ot quite, sir,” the judge said to appellant, “Well, then you represent yourself.” These words should not, however, be taken out of context. Immediately after they were uttered, the judge addressed Padilla, the de *102 fense attorney, and said, “You stay here.” He also instructed Padilla that “if you think that you can help him in any way, you will inform the Court of that fact.”

After agreeing to follow the judge’s instruction, Padilla successfully argued against the presentence report’s characterization of appellant as a supervisor or manager. He also argued vigorously against the upward departure recommended in the presentence report; after this argument the government decided not to request the departure, and the court exercised its discretion not to follow the Probation Department’s recommendation to depart upward. In light of the substance of what actually took place, we find that appellant was not required to proceed pro se at the sentencing hearing. Cf. United States v. Mateo, 950 F.2d 44, 49 (1st Cir.1991) (finding that where standby counsel is affirmatively rejected by the litigant throughout the proceedings and does not provide any advice or assistance, the court cannot ignore the reality of self-representation) (citing Maynard v. Meachum, 545 F.2d 273, 277 (1st Cir.1976)).

Appellant also argues that he was forced to be represented at sentencing by court-appointed counsel who had raised a possible conflict of interest. Padilla did indeed raise the possibility that he “might have a conflict” given that appellant accused him of not providing effective assistance, and that he therefore “may be somewhat prejudiced in continuing to represent this defendant at this time.” After hearing Padilla’s statement, however, the court asked him directly, “Are you prejudiced?,” to which Padilla responded, “[n]o, sir. I am not.” If there were independent evidence of a potential conflict of interest, such inquiry might well have been unduly cursory. However, the only evidence of a potential conflict of interest was Padilla’s own suggestion, which was obviously made in an attempt to lean over backwards in protecting appellant. The suggestion was immediately countered by Padilla’s own unequivocal assertion that he was not prejudiced. Moreover, as discussed above, Padilla then persuasively demonstrated that he was not prejudiced against his client by arguing vigorously and successfully on appellant’s behalf during the remainder of the sentencing hearing.

Beyond appellant’s pro se motion to withdraw his plea and his statement that he did “not quite” want counsel to continue with the sentencing hearing, appellant did not actually object to counsel’s participation in the sentencing hearing. In fact, appellant was silent during the hearing and permitted Padilla to make arguments on his behalf, arguments that ultimately prevailed. Under the circumstances disclosed by this record, we find that the court in effect allowed Padilla’s appointment as counsel for appellant to continue and that this was not error. Cf. United States v. Betancourt-Arretuche, 933 F.2d 89, 94 (1st Cir.), cert. denied, — U.S. —, 112 S.Ct. 421, 116 L.Ed.2d 441 (1991).

B. No Adjustment for Minor Role

Appellant claims that the district court committed plain error when it did not grant appellant a two-level reduction as a minor participant under § 3B1.2(b) of the Sentencing Guidelines. As appellant concedes, a district court’s application of the Sentencing Guidelines is entitled to great deference on appeal. See United States v. Bradley, 917 F.2d 601, 605 (1st Cir.1990). Absent a mistake of law, this court will review the sentencing court’s fact-based applications of the Guidelines only for clear error. United States v. Martinez, 922 F.2d 914, 925 (1st Cir.1991). As Chief Judge Breyer made clear in United States v. Wright,

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962 F.2d 100, 1992 U.S. App. LEXIS 6041, 1992 WL 65054, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-jose-daniel-ca1-1992.