United States v. Jorge Guevara, AKA "Santa,"

298 F.3d 124, 2002 U.S. App. LEXIS 15624, 2002 WL 1738577
CourtCourt of Appeals for the Second Circuit
DecidedJuly 26, 2002
DocketDocket 00-1133
StatusPublished
Cited by28 cases

This text of 298 F.3d 124 (United States v. Jorge Guevara, AKA "Santa,") is published on Counsel Stack Legal Research, covering Court of Appeals for the Second Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Jorge Guevara, AKA "Santa,", 298 F.3d 124, 2002 U.S. App. LEXIS 15624, 2002 WL 1738577 (2d Cir. 2002).

Opinion

JACOBS, Circuit Judge.

Our opinion deciding this appeal, dated December 18, 2001, held that: [1] “by virtue of Apprendi [v. New Jersey, 530 U.S. 466, 120 S.Ct. 2348, 147 L.Ed.2d 435 (2000) ], a statutory mandatory minimum sentence specified in either [21 U.S.C.] § 841(b)(1)(A) or § 841(b)(1)(B) cannot mandate a prison sentence that exceeds the highest sentence to which the defendant would otherwise have been exposed (i.e., the top of the federal Guideline range, based on district court findings under the Guidelines, with or without a departure) if the applicability of subsections (A) or (B) depends on a finding of drug quantity not made by the jury;” and [2] under United States v. Olano, 507 U.S. 725, 113 S.Ct. 1770, 123 L.Ed.2d 508 (1993), there was plain error that seriously “affected the fairness of the judicial proceedings.” United States v. Guevara, 277 F.3d 111, 118, 123-25.

The government petitioned for rehearing, challenging both holdings and arguing, inter alia, that pursuant to Neder v. United States, 527 U.S. 1, 119 S.Ct. 1827, 144 L.Ed.2d 35 (1999) and Johnson v. United States, 520 U.S. 461, 117 S.Ct. 1544, 137 L.Ed.2d 718 (1997), this Court should have *126 undertaken to review the trial evidence and “consider whether a properly instructed jury would have found the relevant fact — here, that Guevara’s offense involved at least one kilogram of heroin.” Gov’t Brief in Support of Petition, 32. On April 12, 2002, we denied rehearing in an order observing that the Supreme Court in Ap-prendi “did not undertake a Neder analysis. Nor did our in banc opinion in United States v. Thomas, 274 F.3d 655 (2d Cir.2001).” United States v. Guevara, 298 F.3d 182 (2d Cir.2002). We concluded that “in the circumstances presented in this case as well, Neder does not control.” Id. We stayed the mandate, however, pending disposition of two cases taken up by the Supreme Court that had likely bearing on the outcome of this appeal, and which have now been decided: July 26, 2002 Harris v. United States, - U.S. -, 122 S.Ct. 2406, 153 L.Ed.2d 524 (2002), and United States v. Cotton, - U.S.-, 122 S.Ct. 1781, 152 L.Ed.2d 860 (2002).

After the Supreme Court spoke, this Court sua sponte directed the parties to brief the impact, if any, of the new Supreme Court authority. Having reviewed these submissions, we now reconsider the denial of the government’s petition for rehearing, and grant rehearing.

Upon rehearing, we conclude that for reasons evident in Cotton and set forth below, defendant-appellant Guevara cannot establish that any error seriously affected the fairness of judicial proceedings within the meaning of Olano. We therefore alter the terms of our mandate and affirm the judgment of the district court. That done, we have no occasion to revisit the other holding of Guevara.

I

Pursuant to Rule 52(b) of the Federal Rules of Criminal Procedure, “before an appellate court can correct an error not raised at trial, there must be (1) ‘error,’ (2) that is ‘plain,’ and (3) that ‘affect[s] substantial rights.’ ” Johnson, 520 U.S. at 466-67, 117 S.Ct. 1544 (quoting Olano, 507 U.S. at 732, 113 S.Ct. 1770). “If all three conditions are met, an appellate court may then exercise its discretion to notice a forfeited error, but only if (4) the error ‘seriously affeet[s] the fairness, integrity, or public reputation of judicial proceedings.’ ” Id. at 467, 117 S.Ct. 1544 (internal quotation marks omitted) (quoting Olano, 507 U.S. at 732, 113 S.Ct. 1770).

In Johnson, the Supreme Court used Olano’s plain error analysis to decide whether the trial court’s failure to instruct the jury on the element of materiality- — an Apprendi-type error — should be corrected, and ruled that the error did not “seriously affect the fairness, integrity, or public reputation of judicial proceedings” because the evidence on the omitted element of materiality was “overwhelming” and “essentially uncontroverted at trial.” Id. at 469^70, 117 S.Ct. 1544. In applying the Olano test to the Apprendi error in Guevara’s sentence, we did not believe that the weight of the trial evidence, under Johnson and Neder, had bearing on the fairness of the proceedings, because the Apprendi Court did not look to weight of the trial evidence on the omitted element. (In Neder, the Supreme Court concluded that a trial court’s error in failing to elicit a jury finding as to the element of materiality was subject to review for harmless error, which analysis in turn depended on the weight of the trial evidence regarding the omitted element. Neder, 527 U.S. at 15, 119 S.Ct. 1827.) We are now convinced otherwise.

Cotton establishes that where an Apprendi error is recognized and plain error analysis applies, the reviewing court must consider the weight of trial evidence *127 bearing on the omitted element; and if such evidence is "overwhelming" and "essentially uncontroverted," there is "no basis for concluding that the error `seriously affect{s] the fairness, integrity or public reputation of judicial proceedings.'" Cotton, U.S. at , 122 S.Ct. at 1786 (quoting Johnson, 520 U.S. at 470, 117 S.Ct. 1544). According to the Supreme Court, "[t]he real threat then to the `fairness, integrity, and public reputation of judicial proceedings' would be if [the defendant], despite the overwhelming and uncontroverted evidence that [he was] involved in a vast drug conspiracy, [was] to receive a sentence prescribed for those committing less substantial drug offenses because of an error that was never objected to at trial." Id. at 1787. Guevara argues that this view is impliedly limited to cases in which the drug conspiracy is "vast." We disagree. Fairly read, this passage does not limit the scope of Cotton's holding to drug conspiracies, let alone just those deemed "vast": it suggests that the judicial process is not subverted when an error that, if corrected, would vacate an outcome compelled by the evidence and result in an outcome incompatible with the evidence, goes uncorrected.

II

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Bluebook (online)
298 F.3d 124, 2002 U.S. App. LEXIS 15624, 2002 WL 1738577, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-jorge-guevara-aka-santa-ca2-2002.