United States v. Jones, Dorian

472 F.3d 905, 374 U.S. App. D.C. 144, 2007 U.S. App. LEXIS 167, 2007 WL 28438
CourtCourt of Appeals for the D.C. Circuit
DecidedJanuary 5, 2007
Docket05-3166
StatusPublished
Cited by23 cases

This text of 472 F.3d 905 (United States v. Jones, Dorian) is published on Counsel Stack Legal Research, covering Court of Appeals for the D.C. Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Jones, Dorian, 472 F.3d 905, 374 U.S. App. D.C. 144, 2007 U.S. App. LEXIS 167, 2007 WL 28438 (D.C. Cir. 2007).

Opinions

Opinion for the Court filed by Circuit Judge TATEL.

Concurring opinion filed by Circuit Judge HENDERSON.

TATEL, Circuit Judge:

After pleading guilty to being a felon in possession of a firearm, appellant sought to withdraw his plea and proceed to trial. The district court denied the request, finding that because it had previously accepted the plea, appellant could withdraw it under Federal Rule of Criminal Procedure 11(d)(2) only for a “fair and just reason,” which he failed to offer. Appellant argues that the district court never accepted his plea, leaving him entitled under Rule 11(d)(1) to withdraw “for any reason or no reason.” Concluding that the district court did accept appellant’s guilty plea, we affirm.

I.

In early 2005, a federal grand jury indicted appellant Dorian Jones for possession with intent to distribute cannabis, use of a firearm in furtherance of a drug trafficking offense, and possession of a firearm by a convicted felon. In a written deal with prosecutors, Jones agreed to plead guilty to the third charge — illegal firearm possession — in exchange for the government dropping the other two. The parties also agreed on a sentencing range of 41 to 51 months. Under Federal Rule of Criminal Procedure 11(c)(1)(C), pursuant to which the parties entered the plea agreement, this range would become binding if the district court ultimately accepted the agreement.

The district court conducted a plea hearing in early June, during which it reviewed the factual basis for the plea, explained to Jones the rights he relinquished by pleading, and ensured that his plea was voluntary, knowing, and intelligent. See FED. R. CRIM. P. 11(b). The court then explained to Jones that “[i]f you plead guilty today and I ultimately accept your plea a presentence report will be prepared and I will then consider whether or not to accept the plea agreement.” Tr. of June 2, 2005 Hr’g at 31.

Hearing this explanation of the plea process, Jones’s attorney asked the court to “accept the agreement today before he pleads guilty or wait for the presentence report and then plead guilty on that.” Id. at 32. The court rejected this proposal, explaining that “we can’t [sic] a presen-tence report without a guilty plea and I can’t accept the plea agreement without a presentence report.” Id. at 32-33. The court said it would therefore “conditionally accept the guilty plea subject to review of the plea agreement and the presentence report that is prepared.” Id. at 33. In response, Jones’s attorney urged the court to commit to a sentencing range before Jones entered his plea, requesting that the parties “mak[e] a proffer as to what we believe the range is going to be once the presentence report is returned and the court make its decision today.” Id. at 33-34. Again demurring, the court reiterated its need to see a presentence report before it could pass on the propriety of the agreed-upon range.

[907]*907To ensure that “we’re all comfortable with it,” the court described the plea process for a second time. Id. at 35. “[T]he way it works,” the court explained, “is if you plead guilty today and I accept the plea then the presentence report is prepared, and I will then consider whether or not to accept the plea agreement that goes along with the plea.” Id. at 36. If it does not accept the plea agreement, the court continued, the defendant “ha[s] the right and will be given the opportunity to withdraw [his] plea and change [his] plea to not guilty.” Id. at 37.

Having twice heard the court’s explanation of the plea process, Jones pleaded guilty. The court then “conditionally accepted [the plea] subject to review of the plea agreement and the presentence report.” Id. at 41.

When time came for sentencing, though, Jones changed his mind. Midway through the sentencing hearing, as the district court and attorneys discussed the appropriate guidelines range, Jones, through counsel, asked to withdraw his plea. Addressing the court himself, Jones said he thought the plea would not be considered final until the court accepted the plea agreement.

Following a brief recess, the district court explained that under Federal Rule of Criminal Procedure 11(d)(1), a defendant may withdraw a guilty plea before the court accepts it “for any reason or no reason.” Tr. of Aug. 15, 2005 Hr’g at 31. But once the plea is accepted, the court continued, it may be withdrawn only if the defendant demonstrates a “fair and just reason for withdrawal.” Id. at 32. Unsure whether it had formally accepted the plea at the June hearing, the court ordered the transcript produced.

At a later status conference the court informed the parties that, based on its review of the transcript and the parties’ briefs, it believed it had in fact accepted the guilty plea at the June hearing. The court explained that under United States v. Hyde, 520 U.S. 670, 117 S.Ct. 1630, 137 L.Ed.2d 935 (1997), a district court may accept a guilty plea and at the same time defer decision on the underlying plea agreement — precisely what it had done by conditionally accepting Jones’s plea. Because Jones “ha[d] not offered [a fair and just] reason [for withdrawal]” or “assert[ed his] innocence,” and because “significant time ha[d] elapsed since the plea before the withdrawal was raised,” the court denied Jones’s motion to withdraw the plea. Tr. of Sept. 7, 2005 Hr’g at 5. The district court subsequently accepted the plea agreement and sentenced Jones to 48 months. Tr. of Sept. 23, 2005 Hr’g at 13.

Jones appeals, arguing that the district court should have granted his motion to withdraw the plea.

II.

Federal Rule of Criminal Procedure 11, which sets forth procedures for pleas and plea agreements, describes three instances in which a defendant may withdraw from a previously tendered guilty plea. First, Rule 11(d)(1) provides that “before the court accepts the plea,” the defendant may withdraw “for any reason or no reason” at all. Second, if the court has already accepted the plea, Rule 11(d)(2)(B) permits the defendant to withdraw if he “show[s] a fair and just reason for requesting the withdrawal.” Third, under Rule 11(d)(2)(A), the court must give the defendant an opportunity to withdraw his plea when the court rejects a plea agreement made pursuant to Rule 11(c)(1)(A) (which allows the agreement to provide that the government will not bring new charges) or — more important for present purposes — Rule 11(c)(1)(C) (which, as noted, permits the prosecution and defense to [908]*908agree on a particular sentence or sentencing range).

Construing an earlier version of the Federal Rules of Criminal Procedure, the Supreme Court in Hyde clarified that guilty pleas exist independently from plea agreements on which they rest, explaining that “the Rules nowhere state that the guilty plea and the plea agreement must be treated identically.” 520 U.S. at 677, 117 S.Ct. 1630.

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Cite This Page — Counsel Stack

Bluebook (online)
472 F.3d 905, 374 U.S. App. D.C. 144, 2007 U.S. App. LEXIS 167, 2007 WL 28438, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-jones-dorian-cadc-2007.