United States v. Jones
Opinion
McHUGH, Circuit Judge.
*933 Mr. Arnold Jones is a Native American who pleaded guilty to child abuse for driving on a reservation while intoxicated with his minor son in the car. He entered a guilty plea both before a tribal court and, after serving his tribal sentence, before a federal district court. Although child abuse itself is not a federal offense, federal law incorporates state law offenses committed by Native Americans on tribal land. After Mr. Jones pleaded guilty in federal court, the district court imposed a forty-month sentence. But, as all parties agree, the district court made a miscalculation, imposing twelve unintended months.
Mr. Jones appeals, asking us to vacate his sentence and to remand for imposition of the intended sentence. The government requests that we affirm the erroneous sentence because, it argues, the miscalculation is harmless due to the district court's failure to impose a six-year mandatory minimum sentence. Concluding that the error was not harmless, we reverse and remand for the district court to correct the sentence.
I. BACKGROUND
Mr. Jones, a member of the Laguna Pueblo Indian Tribe, drove on tribal land while intoxicated with his six-year-old son in the car. Mr. Jones pleaded guilty in tribal court to driving while intoxicated and child abuse and served a one-year sentence in tribal custody. The federal government then brought charges against Mr. Jones. In federal court, he pleaded guilty to one count of child abuse in violation of
At sentencing, the district court imposed a forty-two-month sentence. But both parties now agree the district court made a calculation error, resulting in a sentence twelve months longer than the intended sentence. Mr. Jones filed this appeal, challenging that error. Although the government concedes the district court erred, it argues the error was harmless because Mr. Jones is subject to a six-year mandatory minimum sentence under New Mexico law. That conclusion, the government argues, is dictated by this court's decision in
United States v. Wood
,
II. DISCUSSION
We begin our analysis by agreeing with the parties that the district court's mathematical error resulted in a sentence different than the one it intended to impose. Next, we consider whether any error is harmless. To answer that question, we first explore the interplay among three distinct statutory provisions-
A. The Sentencing Error
If a crime is committed by an "Indian ... against the person or property of another Indian ... within the Indian country," the offender is "subject to the same law and penalties as all other persons committing" that offense "within the exclusive jurisdiction of the United States."
Prior to sentencing, the United States Probation Office prepared a Presentence Investigation Report (PSR), that listed a maximum but not a minimum term of imprisonment for Mr. Jones. Neither party objected to the omission of a minimum sentence. At the sentencing hearing, Mr. Jones requested that the district court sentence him to time served-the twelve months he served in tribal prison and the nine months he served in presentence detention-and "up to six months in the halfway house[ ] and intensive outpatient treatment." ROA, Vol. III at 8; see also Appellant's Br. at 5-6. The government requested a sixty-month sentence. 1 The district court did not accept either recommendation.
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McHUGH, Circuit Judge.
*933 Mr. Arnold Jones is a Native American who pleaded guilty to child abuse for driving on a reservation while intoxicated with his minor son in the car. He entered a guilty plea both before a tribal court and, after serving his tribal sentence, before a federal district court. Although child abuse itself is not a federal offense, federal law incorporates state law offenses committed by Native Americans on tribal land. After Mr. Jones pleaded guilty in federal court, the district court imposed a forty-month sentence. But, as all parties agree, the district court made a miscalculation, imposing twelve unintended months.
Mr. Jones appeals, asking us to vacate his sentence and to remand for imposition of the intended sentence. The government requests that we affirm the erroneous sentence because, it argues, the miscalculation is harmless due to the district court's failure to impose a six-year mandatory minimum sentence. Concluding that the error was not harmless, we reverse and remand for the district court to correct the sentence.
I. BACKGROUND
Mr. Jones, a member of the Laguna Pueblo Indian Tribe, drove on tribal land while intoxicated with his six-year-old son in the car. Mr. Jones pleaded guilty in tribal court to driving while intoxicated and child abuse and served a one-year sentence in tribal custody. The federal government then brought charges against Mr. Jones. In federal court, he pleaded guilty to one count of child abuse in violation of
At sentencing, the district court imposed a forty-two-month sentence. But both parties now agree the district court made a calculation error, resulting in a sentence twelve months longer than the intended sentence. Mr. Jones filed this appeal, challenging that error. Although the government concedes the district court erred, it argues the error was harmless because Mr. Jones is subject to a six-year mandatory minimum sentence under New Mexico law. That conclusion, the government argues, is dictated by this court's decision in
United States v. Wood
,
II. DISCUSSION
We begin our analysis by agreeing with the parties that the district court's mathematical error resulted in a sentence different than the one it intended to impose. Next, we consider whether any error is harmless. To answer that question, we first explore the interplay among three distinct statutory provisions-
A. The Sentencing Error
If a crime is committed by an "Indian ... against the person or property of another Indian ... within the Indian country," the offender is "subject to the same law and penalties as all other persons committing" that offense "within the exclusive jurisdiction of the United States."
Prior to sentencing, the United States Probation Office prepared a Presentence Investigation Report (PSR), that listed a maximum but not a minimum term of imprisonment for Mr. Jones. Neither party objected to the omission of a minimum sentence. At the sentencing hearing, Mr. Jones requested that the district court sentence him to time served-the twelve months he served in tribal prison and the nine months he served in presentence detention-and "up to six months in the halfway house[ ] and intensive outpatient treatment." ROA, Vol. III at 8; see also Appellant's Br. at 5-6. The government requested a sixty-month sentence. 1 The district court did not accept either recommendation.
Instead, the district court concluded that Mr. Jones should serve "an additional nine months" beyond the time he had already served. ROA, Vol. III at 32. But then, as both parties agree, the district court made a calculation error. It sentenced Mr. Jones to forty-two months but reduced his sentence to forty months by permitting him the good-time credits he would have received if he had spent his first twelve months in federal as opposed to tribal custody. The district court explained its sentencing decision as follows: "42 months, minus the 12 months ... already served" and "the 12 months you've served in tribal custody, the nine-and-a-half months that you've served in federal custody, leaves you approximately nine months." ROA, Vol. III at 32. The district court seems to have double-counted the twelve months Mr. Jones served in tribal custody because that twelve-month period was the only twelve months "already served." Absent this explanation, we, like the government, "cannot come up with any equation that starts with 40 or 42 months and results in 9 months for [Mr.] Jones left to serve." See Appellee's Br. at 4. Accordingly, we agree with the parties that the district court made a calculation error that resulted in a sentence longer than the court intended to impose.
Generally, in circumstances such as these, we would vacate Mr. Jones's sentence *935 and remand for the district court to resentence him. But the government argues this avenue is unavailable because Mr. Jones was subject to a six-year mandatory minimum sentence under New Mexico law. And because the erroneous sentence is below six years, the government argues Mr. Jones cannot show harm. For the reasons we now explain, we disagree.
B. Harmlessness
1. Statutory Interplay
To place this issue in context, we begin with a discussion of the three statutes relevant to this dispute: the ACA; the IMCA; and the Sentencing Act. The ACA was the first of these statutes to be enacted. "[I]n the 1820s, Daniel Webster introduced the ACA," in a time "when federal criminal statutes were few" and thus federal enclaves
2
"were pretty literally lawless."
United States v. Christie
,
The IMCA, the first version of which was enacted in 1885,
see
United States v. Doe
,
*936
"[B]ecause of the similarities between the [ACA and IMCA]," it is unsurprising that courts look to cases interpreting one to shed light on the interpretation of the other.
See
Wood
,
In
United States v. Garcia
,
In its opinion in
United States v. Norquay
,
*937
The Ninth Circuit held that the Guidelines did not apply to the IMCA and distinguished
Garcia
based on the divergent language of the two statutes.
United States v.Bear
,
The Guidelines were designed to promote uniformity among federal sentences. Our decision in this case, however, is predicated upon a different kind of concern for uniformity: intrastate uniformity in sentencing for Indians and non-Indians who commit the same state offenses. Holding that an Indian who commits a state law crime of burglary should be sentenced differently than a non-Indian who commits the same state law crime would clearly undermine the policy of uniformity Congress sought to promote in passing [the IMCA]. Our decision upholds that policy.
Prior to 1990, § 3351(a) of the Sentencing Act stated that "[e]xcept as otherwise specifically provided, a defendant who has been found guilty of an offense described in any Federal statute ... shall be sentenced in accordance with the provisions of this chapter."
Garcia
,
It is with this backdrop that we considered the relationship between the IMCA and the now-amended Sentencing Act in Wood .
2. United States v. Wood
Prior to
Wood
, it was unsettled in this circuit whether
Garcia
's approach to the ACA applied to the IMCA. That is, the question remained open whether for purposes of the IMCA we would limit the incorporation of state law to the maximum and minimum sentences or instead, also incorporate state "sentencing schemes."
See
Pluff
,
We explained that § 3551(a) requires violators of the IMCA to be "sentenced in accordance with the provisions of this chapter" and that § 3553(b) "of the same chapter directs the imposition of a criminal sentence in accordance with the Guidelines."
As to Oklahoma's suspension provision, we declined to incorporate it because the IMCA did not "require[ ] a federal court to follow ' "every last nuance of the sentence that would be imposed in state court," ' "
id.
at 963 (quoting
Norquay
,
After the 1990 amendments to § 3351(a), the Ninth Circuit also reconsidered its previous position.
See
Pluff
,
According to the government,
Wood
's holding that "the Guidelines deny a district court the discretion to suspend a sentence of imprisonment" binds the federal sentencing court in Mr. Jones's case to six years as the state mandatory minimum sentence.
Wood
,
3. New Mexico Sentencing Scheme
New Mexico law establishes a "basic sentence" for each class of felony and requires that such basic sentences "be imposed" "unless the court alters the sentence pursuant to the provisions of the Criminal Sentencing Act."
Upon entry of a judgment of conviction of any crime not constituting a capital or first degree felony, any court having jurisdiction when it is satisfied that the ends of justice and the best interest of the public as well as the defendant will be served thereby, may either:
A. enter an order deferring the imposition of sentence;
B. sentence the defendant and enter an order suspending in whole or in part the execution of the sentence; or
C. commit the convicted person, ... to the department of corrections ... with direction that the court be given a report when the diagnosis is complete as to what disposition appears best when the interest of the *940 public and the individual are evaluated.
§ 31-20-3. Accordingly, in New Mexico, the sentencing court can impose the basic sentence, impose a sentence one-third lower than the basic sentence, suspend all or part of the sentence imposed, or defer imposition of the sentence entirely.
A New Mexico "trial court has discretion to vary the penalty for a crime by suspending part or all of the sentence, depending on a wide variety of factors."
State v. Candelaria
,
New Mexico courts also have discretion to impose probation "if the defendant is in need of supervision, guidance[,] or direction," but it may only impose probation if it first defers or suspends the defendant's sentence under § 31-20-3.
See
When the New Mexico courts suspend or defer a sentence, with or without probation, they are not required to attach any conditions.
See
N.M. Stat. Ann. at § 31-20-6. New Mexico courts have discretion to attach "reasonable conditions as [they] may deem necessary to ensure that the defendant will observe the laws," but there is no requirement that they do so.
Mr. Jones pleaded guilty to a second-degree felony and thus would have been subject to a basic sentence of nine years if tried in New Mexico courts.
See
ROA, Vol. II at 1, 21; N.M. Stat. § 30-6-1(D)-(E) ;
Under these circumstances, we cannot agree with the government that Mr. Jones is subject to a minimum mandatory sentence of six years under New Mexico law. Nor are we convinced that Wood dictates such a result. In Wood, we imposed the mandatory minimum sentence set forth by Oklahoma law, which provided an express minimum mandatory sentence for second-degree burglary: imprisonment "not exceeding seven (7) years and not less than two (2) years ." 21 Okla. Stat. § 1436(2) (2004) (emphasis added). In contrast, New Mexico defines a minimum mandatory sentence differently under its state law.
Important for our purposes, the New Mexico legislature has not dictated that a person who violates N.M. Stat. § 30-6-1 must "serve no less than" any particular sentence because New Mexico courts do not interpret the state law as imposing a minimum mandatory sentence in every instance. In
State v. Martinez
,
In Section 66-8-102, the Legislature has provided for multiple sentencing options. Specifically, for third offenders convicted of aggravated DWI, the Legislature has provided for a mandatory minimum jail term of 90 days. This mandatory sentence is not to be suspended, deferred, or taken under advisement.
Martinez,
Under
Garcia
and
Wood
, only the "maximum and minimum terms established by state law" are incorporated via the ACA and IMCA.
Wood,
4. Application
Wood
relied on the Guidelines' instruction that, "[w]here a statutorily required minimum sentence is greater than the maximum of the applicable guideline range, the statutorily required minimum sentence shall be the guideline sentence."
Wood
,
III. CONCLUSION
We VACATE Mr. Jones's sentence and remand with instructions to the district court to resentence him.
In requesting a sixty-month sentence, the government sought a sentence below the six-year sentence it now alleges is the minimum sentence available under New Mexico law. But the government correctly notes it cannot concede an illegal sentence.
See
United States v. Moyer,
"A federal enclave is created when a state cedes jurisdiction over land within its borders to the federal government and Congress accepts that cession. These enclaves include numerous military bases, federal facilities, and even some national forests and parks."
Allison v. Boeing Laser Tech. Servs.,
In
Garcia
, it was unclear "whether the district court based its sentence on the [IMCA] or on the [ACA]," but because both parties "treat[ed] the sentence as having been based on the [ACA]" and because "the sentence would be the same under either [statute]," we assumed "for purposes of th[at] opinion" that the sentence was based on the ACA.
Garcia
,
The Criminal Sentencing Act encompasses "Chapter 31, Article 18" of the New Mexico annotated statutes.
Oklahoma has since amended its sentencing scheme, removing the mandatory minimum sentence for the crime of conviction in Wood. 21 Okla. Stat. § 1436(2) (2018) (providing that "Burglary in the second degree [is punishable by imprisonment] not exceeding seven (7) years").
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