United States v. Johnson

21 C.M.A. 270, 21 USCMA 270, 45 C.M.R. 44, 1972 CMA LEXIS 803, 1972 WL 14116
CourtUnited States Court of Military Appeals
DecidedMarch 24, 1972
DocketNo. 24,524
StatusPublished
Cited by22 cases

This text of 21 C.M.A. 270 (United States v. Johnson) is published on Counsel Stack Legal Research, covering United States Court of Military Appeals primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Johnson, 21 C.M.A. 270, 21 USCMA 270, 45 C.M.R. 44, 1972 CMA LEXIS 803, 1972 WL 14116 (cma 1972).

Opinions

Opinion

Quinn, Judge:

The Judge Advocate General of the Navy certified this case for review to determine the correctness of the decision by the Court of Military Review ordering a new action by the convening authority.

On a plea of guilty to two offenses in violation of the Uniform Code of Military Justice, the trial judge, sitting as a special court-martial without court members, sentenced the accused to a bad-conduct discharge, confinement at hard labor for three months, and accessory penalties. Substantial evidence in mitigation was introduced, and the judge noted on the record that he “very strongly recommend [ed]” suspension of the discharge and a portion of the confinement for a probationary period, with provision for automatic remission. On review, the convening authority approved the adjudged sentence, without suspension of any of its parts. In his action, he made no reference to the recommendation of the trial judge. On further review, the general court-martial authority affirmed the convening authority’s action, notwithstanding his staff judge advocate had called his attention to the trial judge’s recommendation.

When it considered the case, the United States Navy Court of Military Review took notice of the presumption of the regularity of judicial action, but it concluded that, in the circumstances disclosed by the record, the convening authority’s stark affirmance provided insufficient assurance that he “was aware of the military judge’s recommendation” when he promulgated his action. It suggested that appellate review would be simplified if the convening authority’s action contained “at least a minimum statement that the recommendation of the military judge was considered.” It set aside the action of both the convening authority and the general court-martial authority, and returned the record of trial “for a new action by the convening authority and such further review ... as may be indicated.”

Appellate defense counsel contend that the court’s disposition of the issue is interlocutory in nature, and, as such, is not reviewable by this Court by separate appeal. See United States v Best, 4 USCMA 581, 16 CMR 155 (1954). The opinion and action of the Court of Military Review are, indeed, titled, “Interlocutory Order.” However, the text of the court’s opinion does not disclose any intention to retain jurisdiction over the case. On the contrary, the court set aside both reviewing actions below and directed a “new action,” and “such further review” as that action justified. The language in which it effected transfer of the record manifests a purpose to transfer jurisdiction. Judging the court’s order by its substance rather than its title, there is no doubt that its decretal provisions effected a final disposition and completed the court’s review. See United States v Papciak, 7 USCMA 224, 22 CMR 14 (1956), [272]*272opinion by Judge Ferguson, concurred in by Chief Judge Quinn. Consé-quently, the record of trial could properly be certified to this Court for further review, as provided by Article 67(b)(2), Uniform Code of Military Justice, 10 USC § 867.

Turning to the merits of the issue, the presumption of regularity of action has many applications. 29 Am Jur 2d, Evidence, section 168, et seq. As it relates to. judicial action, it is commonly stated as indicating that “all reasonable presumptions and in-tendments consistent with the record will be indulged in favor of the validity of the judgment or decision under review.” Ibid., section 170. Under the Uniform Code, a convening authority must review and take action on the record of conviction. Code, supra, Articles 60-64. To accomplish his review, he obviously must read the record of the proceedings. The Manual for Courts-Martial points out that he must determine, among other things, that the record contains competent evidence as to each element of the offense, that the sentence is within the power of the court to adjudge and within the prescribed limitations on punishment, and that no errors prejudicial to the accused were committed. See Manual for Courts-Martial, United States, 1969 (Revised edition), paragraph 86.

Neither the Code nor the Manual distinguishes between the convening authority of a special court-martial and the convening authority of a general court-martial, except that the latter is required first to obtain the advice and recommendations of his staff judge advocate. See Code, supra, Articles 60, 61, and 64. Consequently, an action by the conven-ing authority of either a general or special court-martial implies that the convening authority had read the record and had determined that matters therein were consistent with his action. That presumption is rebuttable. United States v Wise, 6 USCMA 472, 477, 20 CMR 188 (1955).

Commenting on the presumption and its limitations in Wise, we noted that when the convening authority leaves a sentence unsuspended, he has done “at least two things. First, he has addressed himself to those matters, within or without the record, which reflect on the desirability of suspending its execution. Second, upon the showing before him, he has conscientiously reached the conclusion that the particular accused was not entitled to that form of relief.” However, we went on to point out that the presumption is rebuttable, and will yield to persuasive contrary evidence. Since the record contained evidence indicating that the convening authority had reviewed the case when he had established a firm policy against suspension, we held that he had not conscientiously reflected on all the evidence affecting the sentence and had thereby denied the accused his right to an “individualized review of his sentence.” Ibid., at pages 476-478.

In approaching the facts of this case, we need not be detained by consideration of the “bursting bubble” theory under which a presumption completely disappears when some evidence as to nonexistence of the presumed fact appears so that the presumption may not be considered at all. See United States v Biesak, 3 USCMA 714, 14 CMR 132 (1954); Advisory Committee’s Note to Rule 301 Revised Draft of Proposed Rules of Evidence for the United States Courts and Magistrates, 51 FRD 315, 336. Suffice it to note that when all the evidence in the record 0f trial and the allied papers appears to justify suspension of a sentence but the convening authority does not suspend, at least a nagging doubt arises that the reviewing authority was unaware of the evidence. Whether this doubt is by itself sufficient to rebut the presumption of regularity also need not detain us. Additional evidence may so strengthen the doubt as to overcome the probability of the presumed fact. In a number of cases, we were confronted with situations of this kind.

[273]*273In United States v Troutt, 8 USCMA 436, 24 CMR 246 (1957), certain comments in the opinion of the board of review (now the Court of Military Review) were inconsistent with the presumption of innocence. As members of an appellate judicial tribunal, it could reasonably 'be said that the members knew of, and were familiar with, that presumption. However, language in the board’s opinion tended to indicate it might (have shifted the burden of proof to the accused. The Government argued that the language was susceptible of an alternative construction that was consistent with the presumption of innocence. In rejecting that argument, we said that “we prefer not to guess or to choose arbitrarily” between the two interpretations. Other cases have dealt with recommendations as to sentence similar to that present in this ease.

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Cite This Page — Counsel Stack

Bluebook (online)
21 C.M.A. 270, 21 USCMA 270, 45 C.M.R. 44, 1972 CMA LEXIS 803, 1972 WL 14116, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-johnson-cma-1972.