United States v. Johnny Dockery, A/K/A Lynden Dockery, United States of America v. Johnny Dockery, A/K/A Lynden Dockery

955 F.2d 50, 293 U.S. App. D.C. 357, 1992 U.S. App. LEXIS 745, 1992 WL 8360
CourtCourt of Appeals for the D.C. Circuit
DecidedJanuary 24, 1992
Docket90-3141, 91-3124
StatusPublished
Cited by66 cases

This text of 955 F.2d 50 (United States v. Johnny Dockery, A/K/A Lynden Dockery, United States of America v. Johnny Dockery, A/K/A Lynden Dockery) is published on Counsel Stack Legal Research, covering Court of Appeals for the D.C. Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Johnny Dockery, A/K/A Lynden Dockery, United States of America v. Johnny Dockery, A/K/A Lynden Dockery, 955 F.2d 50, 293 U.S. App. D.C. 357, 1992 U.S. App. LEXIS 745, 1992 WL 8360 (D.C. Cir. 1992).

Opinion

Opinion for the Court filed by Circuit Judge EDWARDS.

HARRY T. EDWARDS, Circuit Judge:

In many criminal prosecutions, especially now in connection with cases growing out of narcotics trafficking, the Government is free to charge an ex-felon firearms count together with other counts, thereby permitting the jury to hear otherwise inadmissible evidence regarding a defendant’s prior conviction. This is such a case.

In United States v. Daniels, 770 F.2d 1111 (D.C.Cir.1985), we rejected a per se rule requiring separate trial of ex-felon counts, but we held that “sufficiently scrupulous regard,” id. at 1118, must be shown to protect the defendant from any undue prejudice resulting from joinder. In this case, the Government joined an ex-felon firearms count with three drug counts and resisted defense motions to sever, to introduce the defendant’s prior conviction by stipulation or to try the count to the judge. The Government also repeatedly referred to the defendant’s prior conviction during *51 the trial, most notably through direct testimony of the defendant’s probation officer and cross-examination of the defendant’s brother. We hold that, on the facts presented, the high level of care necessary to prevent undue prejudice was not present in the trial of this case. Hence, we vacate Dockery’s conviction.

I. BackgRound

The Government charged appellant Johnny Dockery and his codefendant Edward Ramos 1 in a seven-count indictment arising out of four undercover drug purchases in August 1989. Counts one and two charged Ramos with distribution of crack cocaine on August 15 and 28. Count three charged Dockery with distribution on August 29. Counts four and five charged both Ramos and Dockery with distribution and possession with intent to distribute on August 30. Count six charged both defendants with using and carrying a firearm in relation to a drug trafficking offense. Count seven charged Dockery with possession of a firearm by an ex-felon, in violation of 18 U.S.C. § 922(g) (1988) (“count seven” or “the ex-felon count”).

The indictment arose from a series of undercover purchases made by Metropolitan Police Department (“MPD”) officer Jacqueline Middleton at 1616 E Street, N.E., Apt. 1. Middleton testified that, on August 15 and 28, she purchased crack cocaine from Ramos; Middleton stated that Dockery was present during these transactions, but that he handled neither the drugs nor the money. Trial Transcript (“Tr.”) vol. I, at 107-11. Subsequently, on August 29, Middleton walked down E Street and encountered Dockery, who asked her what she wanted. Dockery sent a juvenile into the apartment building with Middleton; the juvenile then went into the apartment while Middleton waited in the hall. The juvenile came out and said something to Dockery, who then went into the apartment and emerged with two ziploc bags each containing a $50 rock. Middleton took one and paid Dockery. Id. at 115. Finally, on August 30, Middleton approached Ramos and told him that she wanted “the usual.” Ramos took money from Middleton, then handed it to a juvenile, Hunter, who gave Middleton change. Hunter began “talking trash” with Middleton, and Dockery told Hunter to stop it. Id. at 118-19. Hunter had a brown pouch containing several zi-ploc bags and gave one containing a $50 rock to Middleton. Hunter continued to talk trash and Dockery grabbed him, threw him against the wall and told him to stop. Id. Based on her observations, Middleton testified that she thought Dockery was in control of the operation. Id. at 129.

After Middleton’s buy on August 30, the police executed a search warrant on the apartment and arrested Ramos, Hunter and a third individual. The police arrested Dockery in front of the apartment after the raid and search. MPD investigator Kirk Delpo testified that, when the police entered the apartment, Ramos and another person were on one side of the apartment and a third person, apparently Hunter, was on the other side of the apartment. Delpo testified that a gun was thrown to the floor from Hunter’s side of the apartment. Police later found a brown pouch containing several rocks of crack totaling approximately 15 grams in the apartment. Tr. vol. II, at 120-22, 134.

Prior to trial, Dockery sought to sever the ex-felon count. In the alternative, the defense offered to stipulate to Dockery’s prior conviction, stating that the judge could find Dockery guilty on count seven if the jury found him guilty of count six. The Government refused to accept either approach. The trial court denied Dockery’s motions, but ordered the indictment redacted to allege only the conviction of a prior felony — omitting any reference to the exact crime Dockery committed. The trial judge also refused to admit any testimony at trial that would have reflected the nature of the prior offense.

The Government presented Dockery’s prior felony conviction to the jury on five different occasions. The jury first learned that Dockery was an ex-felon when the *52 indictment was read and the Government argued its opening. After summarizing the constructive possession count, the prosecutor stated,

And you’ll find out one more thing, Ladies and Gentlemen, that in this particular case, that Johnny Dockery, ..., is a convicted felon. And as a convicted felon, having constructive possession of that weapon, he incurs another offense.

Tr. vol. I, at 66. To prove the prior conviction, the Government called Dockery’s New York probation officer, who testified that Dockery was convicted of a felony in 1988. The Government also elicited testimony from the probation officer that Dockery was on probation at the time he was arrested in the case at hand, that the felony Dockery had been convicted of carried a possible prison term of greater than one year, and that Dockery was actually sentenced to five years’ probation. 2 The prosecutor also questioned the probation officer about Dockery’s conditions of probation certificate and his New York certificate of disposition. The Government attempted to move the two certificates into evidence, but the trial court ordered a stipulation in lieu of redacting the certificates. Tr. vol. II, at 105-08.

The Government next referred to Dock-ery’s conviction in cross-examining a key defense witness. In an attempt to impeach Middleton’s identification, the defense offered Dockery’s brother, who testified that Dockery had visited him on August 28 and early on August 29 at Fort Devens in Massachusetts. Allegedly in an effort to show the bias of Dockery’s brother, the Government referred on cross-examination to Dockery’s prior conviction. Defense counsel objected, to no avail, then the following colloquy ensued between the prosecutor and Dockery’s brother:

Q. You understand, Mr. Dockery, that why you’re here is because your brother is in some trouble. Is that right?
A. Yes, Ma’am.
Q. And you are here in an effort to assist him. Is that right?
A.

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Bluebook (online)
955 F.2d 50, 293 U.S. App. D.C. 357, 1992 U.S. App. LEXIS 745, 1992 WL 8360, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-johnny-dockery-aka-lynden-dockery-united-states-of-cadc-1992.