United States v. Johnetta Randall

491 F.2d 1317
Court of Appeals for the Ninth Circuit·Decided March 18, 1974·No. 71-3079·Published·Cited by 8 cases

Opinions

ENRIGHT, District Judge:

Johnetta Randall was found guilty, following a jury trial, on one count of a two count indictment charging violations of Title 26, U.S.C. Section 4705(a), transferring cocaine without obtaining from the transferee an order form issued for that purpose by the Secretary of the Treasury.

The trial court imposed a two year sentence but suspended its execution and placed defendant on probation for a period of three years.

The jurisdiction of this court to review the conviction is vested by 28 U.S. C. Sections 1291 and 1294, and Rules 3 and 4(b) of the Federal Rules of Appellate Procedure.

On this appeal the appellant’s essential contention is that hearsay statements made by one Diana Edmond, a fugitive at the time of trial,1 were admitted against the defendant, and thereby deprived her of a fair trial.

[1319] On December 22, 1970, at approximately 7:00 p. m., an undercover agent accompanied by an informant proceeded to an apartment in Los Angeles to purchase cocaine. The only people at the apartment were Diana Edmond and Charles Randall, the defendant’s ex-spouse, also a fugitive at time of trial. Upon her arrival, the agent was informed that the cocaine had not yet arrived. The agent left to confer with other surveillance officers and returned in twenty minutes’ time. Upon her return, the agent observed Charles Randall next to the defendant with cocaine in his hand. The agent was introduced to the defendant and a short dialogue occurred between Charles Randall and the agent concerning the cocaine. Those two then went to the kitchen to complete the sale and to discuss future purchases. By the time they had returned to the dining room, the defendant had departed. The transfer of the 'cocaine then took place without the agent providing the required form. Testifying in her own behalf, the defendant stated that she had brought her daughter so that the youngster could see her father as well as to obtain some Christmas money. On the basis of this evidence, the jury acquitted Johnetta Randall of Count One.

On December 31, 1970, the agent again went to the same apartment to make another purchase of cocaine. The agent testified that Edmond announced that the transaction would be between the two of them. Edmond then made a telephone call, and shortly thereafter, a telephone call was received. Soon a car honk was heard; Edmond took the money given to her by the agent and went downstairs. The agent from the apartment window observed Edmond meet the defendant and converse; then the defendant handed Edmond a blue Christmas box. Randall drove off, and Edmond returned to the apartment. Edmond opened the box and gave the cocaine contained within it to the agent.

Eliminated from this court’s recitation of the facts are two hearsay statements made by Edmond incriminating the defendant. First, in response to a question by the agent, Edmond answered that Randall was coming over, thereby implying that she, Randall, was the courier of the narcotics. Second, after reception of the second telephone call, Edmond stated to the agent that Randall had instructed her to bring the money down when she (Randall) would arrive, and she would then give Edmond the cocaine.

When the prosecutor first asked the agent to recite what had occurred between Edmond and herself, defense counsel lodged a vigorous hearsay objection. A conference at the bench ensued. During the conference, government counsel was willing first to establish defendant’s participation in an effort to lay a foundation for the admission of the hearsay; however, for the convenience of the jury, he desired to introduce the events chronologically. The trial judge permitted him to proceed chronologically, cautioning him, though, that should the statements and foundation not be properly connected, he would entertain a motion for acquittal.

We are not unmindful of the difficult circumstances which place the defendant in a position where she finds herself defending against words she did not hear, at times unknown to her, spoken by a person unavailable for cross-examination whose relationship to her is at best maintained by legal fictions. On the instant facts, we must nevertheless conclude that there was sufficient evidence independent of the statements to permit the admissibility of the statements themselves.

In United States v. Griffin, 434 F.2d 978, 983-984 (9th Cir. 1970), cert. denied sub nom., Andrews v. United States, 402 U.S. 995, 91 S.Ct. 2170, 29 L.Ed.2d 160 (1971), this circuit relied upon United States v. Ragland, 375 F.2d 471, 476 (2d Cir. 1967). In Ragland, Judge Waterman wrote:

[O]nce some conspiracy, agency, or concert of action is independently shown, hearsay statements made in furtherance of such relationship are [1320] admissible. However, the independent evidence need not, as appellant suggests, be so clear and convincing as to compel [emphasis original], absent contradiction, a finding of the fact sought to'be proved.
The threshold requirement for admissibility is satisfied by a showing of a likelihood [emphasis supplied] of an illicit association between the declarant and the defendant although it might later eventuate that the independent evidence so admitted proves to be insufficient to justify submitting to the jury the issue of defendant’s alleged guilty involvement with declarant. If the issue is submitted to the jury it then becomes the function of the jury, not the trial judge, to determine whether the evidence was credible and was convincing beyond a reasonable doubt. In determining preliminary questions of fact relating to admissibility of the hearsay the trial judge has wide discretion, and need only be satisfied, if he accepts the independent evidence as credible, that that evidence is sufficient to support a finding of a joint undertaking.

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United States v. Johnetta Randall, 491 F.2d 1317 (9th Cir. 1974).

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