United States v. John H. Pierson, Iii, A/K/A John John

53 F.3d 62, 1995 U.S. App. LEXIS 11313, 1995 WL 297458
CourtCourt of Appeals for the Fourth Circuit
DecidedMay 17, 1995
Docket94-5628
StatusPublished
Cited by7 cases

This text of 53 F.3d 62 (United States v. John H. Pierson, Iii, A/K/A John John) is published on Counsel Stack Legal Research, covering Court of Appeals for the Fourth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. John H. Pierson, Iii, A/K/A John John, 53 F.3d 62, 1995 U.S. App. LEXIS 11313, 1995 WL 297458 (4th Cir. 1995).

Opinion

Affirmed by published opinion. Judge MOTZ wrote the opinion, in which Judge WILLIAMS and Senior Judge BUTZNER joined.

OPINION

MOTZ, Circuit Judge:

Pursuant to 21 U.S.C. § 841, a person convicted of possession with intent to distribute more than five grams of cocaine base must be sentenced to a term of imprisonment of not less than five years. We hold that a person convicted of aiding and abetting another in this offense must be sentenced to the same mandatory minimum five-year prison term.

The facts giving rise to this case are simple and undisputed. On January 31, 1994, a car driven by appellant, John H. Pierson, III, in which an acquaintance, Chris Crawford, was a passenger, was stopped by a West Virginia state trooper because of oversized tires. After examining Pierson’s suspended license and smelling marijuana, the trooper obtained Pierson’s written consent to search the vehicle. During the search, the officer discovered two plastic bags containing a total of 17.6 grams of cocaine base (“crack” cocaine). Pierson and Crawford were arrested. While at the state police barracks, Crawford admitted ownership of the drugs, explaining that he had purchased the drugs for $1,100.

Both Pierson and Crawford were subsequently indicted of one count of aiding and abetting each other in the possession with intent to distribute 14 grams of cocaine base in violation of § 841. On the morning of the scheduled trial, Crawford pled guilty and agreed to testify against Pierson. Upon learning this, Pierson also agreed to plead guilty, in exchange for the government’s promise not to oppose his motion to be sentenced as a “minimal participant” under the *64 United States Sentencing Guidelines (“Sentencing Guidelines” or “Guidelines”). At sentencing, however, the court concluded that Pierson must be sentenced to a five-year term of imprisonment, the mandatory minimum sentence under 21 U.S.C. § 841(b)(1)(B).

The central issue in this case is thus whether Pierson, having pled guilty to aiding and abetting a violation of 21 U.S.C. § 841(a)(1), is subject to the mandatory minimum sentence of five years imprisonment imposed by the statute on principals who are convicted of possession with intent to distribute more than five grams of crack cocaine. Although the question is straightforward, the parties confuse its reach. Accordingly, it is worth noting at the outset what is not involved in deciding this question.

First, we are not required'to resolve the issue of whether a defendant, convicted of aiding and abetting a continuing criminal enterprise, as defined in 21 U.S.C. § 848 (the federal “kingpin” statute), must be sentenced to the mandatory minimum sentence imposed on principals who violate that statute. This question was discussed by Judge Posner in United States v. Ambrose, 740 F.2d 505, 508-10 (7th Cir.1984), cert. denied, 472 U.S. 1017, 105 S.Ct. 3479, 87 L.Ed.2d 614 (1985), and United States v. Pino-Perez, 870 F.2d 1230, 1236-37 (7th Cir.) (en banc), cert. denied, 493 U.S. 901, 110 S.Ct. 260, 107 L.Ed.2d 209 (1989). Initially, Judge Posner concluded that the federal aiding and abetting statute, 18 U.S.C. § 2(a), permitted a sentencing judge to impose a lesser sentence than the ten-year minimum penalty in the “kingpin” statute. See Ambrose, 740 F.2d at 510. Several years later, however, for the majority of a divided en banc court, he held that although there were possible inequities in subjecting aiders and abettors to stiff mandatory sentences, upon “Jf]urther reflection” the interpretation adopted in Ambrose “exceed[ed] the prudent bounds of judicial creativity.” Pino-Perez, 870 F.2d at 1236-37. Nor need we decide the more fundamental question of whether there can even be liability for aiding and abetting a continuing criminal enterprise. This question was discussed at length in Pino-Perez. There, the majority held that there was “aider and abettor liability for assisting a kingpin.” Id: at 1231. The dissenters maintained that aider and abettor liability is inconsistent with the purpose of § 848 — to single out “kingpins” for more severe criminal penalties. See. id. at 1241 (Easterbrook, J., dissenting). Similarly, the Second Circuit has held that Congress did not intend that aiders and abettors be convicted as “kingpins.” See United States v. Amen, 831 F.2d 373, 381-82 (2d Cir.1987), cert. denied, 485 U.S. 1021, 108 S.Ct. 1573, 99 L.Ed.2d 889 (1988). 1 Neither of these questions dealing with the kingpin statute is at issue here because Pierson was never convicted or even charged with aiding and abetting any violation of that statute.

Moreover, this case does not involve any claim as to the sufficiency of the evidence to' sustain the conviction for aiding and abetting for violation of 21 U.S.C. § 841(a)(1). Pier-son pled guilty to this offense and so does not maintain that there was insufficient evidence to support his conviction. His only claim is that the district court was not required to sentence him to the same mandatory minimum sentence as that imposed on a principal under § 841, but rather could and should have sentenced him under the guidelines as a “minor participant.” See United States Sentencing Guidelines § 3B1.2(b) (1994).

The federal aiding and abetting statute provides:

Whoever commits an offense against the United States or aids, abets, counsels, commands, induces or procures its commission, is punishable as a principal.

18 U.S.C. § 2(a). The Sentencing Guidelines similarly provide that, with respect to aiding and abetting, “[t]he offense level is the same level as that for the underlying offense.” U.S.S.G. § 2X2.1. 2 Thus, although there is no *65 specific language in the federal criminal code or in the Guidelines that states that aiders and abettors are subject to the same mandatory minimum sentences as their principal counterparts, these two provisions certainly indicate that, in general, Congress intended to treat the two criminal classes equally.

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Bluebook (online)
53 F.3d 62, 1995 U.S. App. LEXIS 11313, 1995 WL 297458, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-john-h-pierson-iii-aka-john-john-ca4-1995.