United States v. John Grammatikos

633 F.2d 1013, 1980 U.S. App. LEXIS 14298
CourtCourt of Appeals for the Second Circuit
DecidedSeptember 5, 1980
Docket1163, Docket 80-1065
StatusPublished
Cited by170 cases

This text of 633 F.2d 1013 (United States v. John Grammatikos) is published on Counsel Stack Legal Research, covering Court of Appeals for the Second Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. John Grammatikos, 633 F.2d 1013, 1980 U.S. App. LEXIS 14298 (2d Cir. 1980).

Opinions

[1016]*1016MESKILL, Circuit Judge:

John Grammatikos appeals from a judgment of conviction entered in the United States District Court for the Eastern District of New York after trial before Hon. Edward R. Neaher and a jury. A general verdict was returned declaring appellant guilty of having engaged in two distinct conspiracies, each involving the importation and distribution of controlled substances in violation of 21 U.S.C. §§ 963 and 846, and of having perpetrated those offenses by means of a continuing criminal enterprise contrary to 21 U.S.C. § 848. Pursuant to the enhanced penalties available under the latter provision, after the announcement of the general verdict the court posed interrogatories to the jury which, upon further deliberation, returned a special verdict adjudging two items of appellant’s property to be forfeit. Grammatikos was subsequently sentenced to a 15 year term of imprisonment for his conduct of a continuing criminal enterprise and to lesser periods of incarceration for the two conspiracies, all of which were to run concurrently. On all three counts the district judge imposed lifetime terms of special parole.

Before this Court appellant seeks dismissal of his indictment, or alternatively, a remand for a new trial, on the ground that consensual tape recordings of his conversations with a government informant were improperly destroyed by the Drug Enforcement Administration. In addition, appellant assigns error to various facets of the court’s jury instructions and further contends that the forfeiture is not sustainable because the indictment, contrary to Rule 7(c)(2) of the Federal Rules of Criminal Procedure, failed to specify the property susceptible to this penalty. Lastly, appellant seeks the voiding of the special parole terms on the ground that that sanction is not authorized under any of the criminal provisions for which he stands convicted. Save for the last of these assertions, we reject appellant’s claims and affirm the judgment of conviction as modified.

I.

The evidence presented at trial amply demonstrated that during the early 1970s, appellant utilized the contacts and expertise he had previously acquired as a merchant seaman to establish and operate a far-flung system for the procurement, importation and distribution of vast quantities of controlled substances, principally hashish. Appellant’s modus operandi, which required the services of a large cast of supporting players, was to arrange for the acquisition, by an intermediary, of a sizeable quantity of hashish from sources in the Near East or North Africa, and to provide for its transit to Atlantic or Gulf ports upon merchant freighters, certain of whose crew members were in league with appellant. Another group of subordinates would then smuggle the drug shipment onto the United States mainland where it would be distributed throughout the East Coast and Canada by appellant’s network. Thus, Count Two of the superseding indictment averred that from on or about January, 1971, until approximately April, 1974, appellant masterminded a sophisticated and wide-ranging conspiracy to import and distribute multi-ton quantities of hashish. In support of this claim, the government presented the testimony of four unindicted coconspirators, each of whom vividly illuminated one or more of the phases of the drug operation.1

[1017]*1017The success of this scheme emboldened Grammatikos in 1975 to conceive an even more grandiose plan whereby large amounts of controlled substances, including more profitable drugs such as heroin and cocaine, would be imported and distributed. The grand jury charged in Count Three2 of the superseding indictment that from October, 1975, until May, 1976, appellant and others conspired to perpetrate a series of drug offenses, the most ambitious of which was a plan to transport over five tons of hashish and 100 kilograms of heroin from Beirut to American coastal waters aboard a yacht which appellant’s earlier trafficking had enabled him to purchase. The cargo was then to be dispersed among a fleet of fishing vessels which would smuggle the controlled substances ashore. Additionally, the government postulated and the evidence revealed that other schemes were launched pursuant to this conspiracy, including a plan for the importation of 200 pounds of South American cocaine and the retrieval from the constructive possession of Roger Stowe, one of appellant’s associates, of 155 pounds of hashish following Stowe’s arrest and imprisonment in Canada in April, 1976. Save for the recovery of Stowe’s hashish cache, neither of appellant’s other ventures, charged as part of the conspiracy set forth in Count Three, reached fruition.

These charges were substantiated in large measure by one Fleming Budal, a paid government informant who had originally been recruited by appellant to organize and direct the flotilla which was to be used to off-load and smuggle ashore the hashish and heroin arriving on appellant’s yacht from his Lebanese supplier.3 Budal’s testi[1018]*1018mony was corroborated by his supervising agent, William Simpkins of the Drug Enforcement Administration (DEA), and by the information gathered through a wiretap which had been placed by Canadian authorities, pursuant to court order, upon the telephone of appellant’s chief lieutenant in Montreal, Francois Alario.

Throughout his involvement with appellant, Budal was under the supervision of Agent Simpkins who operated out of the agency’s Boston office. At that time, the DEA was engaged in an investigation of certain drug trafficking, focusing principally upon the activities of Roger Stowe and others, and listing appellant as a “related subject.” From time to time in the course of his assignment, Budal was supplied by Agent Simpkins with cassettes with which to record telephone conversations with various conspirators. Budal taped between ten and twenty conversations with appellant and several others with Stowe. After having made these recordings, Budal would meet with Agent Simpkins at some place between Budal’s Cape Cod home and his supervisor’s Boston office. Agent Simpkins testified that, having returned to DEA headquarters, he would make a copy of the recording, and then place the original in an evidence pouch for storage with the agency’s evidence custodian. He thereafter would replay the copy “numerous times,” and make detailed handwritten summaries of the conversations before erasing his duplicate of the recording.

In February, 1978, the United States Attorney for the District of Massachusetts declined prosecution of Stowe and others for the activities which included certain facets of the conspiracy set forth in Count Three of the superseding indictment. This decision was based in part upon the fact that the principal targets of the investigation had been successfully prosecuted elsewhere, and in part because of the distaste of law enforcement officials there to proceed against unconsummated or sterile conspiracies.

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Bluebook (online)
633 F.2d 1013, 1980 U.S. App. LEXIS 14298, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-john-grammatikos-ca2-1980.