United States v. John G. Mitchell, A/K/A Jack Mitchell, United States of America v. Harry Morgan

720 F.2d 370, 1983 U.S. App. LEXIS 15660
CourtCourt of Appeals for the Fourth Circuit
DecidedNovember 1, 1983
Docket81-5283, 81-5284
StatusPublished
Cited by3 cases

This text of 720 F.2d 370 (United States v. John G. Mitchell, A/K/A Jack Mitchell, United States of America v. Harry Morgan) is published on Counsel Stack Legal Research, covering Court of Appeals for the Fourth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. John G. Mitchell, A/K/A Jack Mitchell, United States of America v. Harry Morgan, 720 F.2d 370, 1983 U.S. App. LEXIS 15660 (4th Cir. 1983).

Opinion

DONALD RUSSELL, Circuit Judge:

This is an appeal from convictions of the defendants/appellants of mail fraud (§§ 1341 and 2, 18 U.S.C.) and conspiracy (§ 371, 18 U.S.C.). The grounds of appeal are insufficiency of evidence, prejudicial supplementary instructions to the jury after the jury had been deliberating for seven hours and inconsistency of verdict. The charge against the defendants involved the use of the mails in the marketing of timeshares in a proposed time-share condominium development in Myrtle Beach, South Carolina. It was the Government’s position that the defendants had successfully solicited payments from various purchasers of such time-shares without establishing the *371 required reserve accounts to assure the completion of the project, knowing at the time that the project could not be completed. The evidence in support of the charges, though tenuous was substantial enough, under the very liberal standard for determining the sufficiency of the evidence in this connection, to authorize the submission of the prosecution to the jury. Jackson v. Virginia, 443 U.S. 307, 319, 99 S.Ct. 2781, 2789, 61 L.Ed.2d 560 (1979); Glasser v. United States, 315 U.S. 60, 80, 62 S.Ct. 457, 469, 86 L.Ed. 680 (1942). Further, inconsistency of the verdict is not ordinarily a ground for reversal. Hamling v. U.S., 418 U.S. 87, 101, 94 S.Ct. 2887, 2899, 41 L.Ed.2d 590 (1975); U.S. v. Grow, 394 F.2d 182, 208 (4th Cir.1968), cert. denied, 393 U.S. 840, 89 S.Ct. 118, 21 L.Ed.2d 111. We, however, are of the opinion that there was prejudicial error in the supplemental instructions to the jury as given by the District Judge, and accordingly reverse the convictions and remand the cause.

The defendants argue that the supplemental instructions, given by the District Judge to the jury, following seven hours of deliberation, went beyond permissible limits and represented “an unwarranted intrusion by the court upon the province of the jury.” While the Supreme Court in Allen v. United States, 164 U.S. 492, 17 S.Ct. 154, 41 L.Ed. 528 (1896) established the right of a federal trial judge to give additional instructions to a jury, after that jury had deliberated for a reasonable time, in an effort to assist the jury in reaching a unanimous verdict, the practice, and particularly the phrasing of the Allen instructions have been the subject of considerable criticism since. 1 It would unnecessarily add to this opinion to review these criticisms. Sufficeth that these criticisms have prompted a number of courts to reject entirely the “Allen charge” as improperly coercive 2 and to have influenced the drafters of the ABA Standards from Criminal Justice to recommend categorically that “the Allen charge ... should not be used.” 3 It is true that we have never found the use of “the Allen charge” itself, when confined strictly to the language of Allen, and not enlarged or expanded upon to be reversible per se, 4 but in United States v. Rogers, 289 F.2d 433, 435 (4th Cir.1961) we cautioned that the instructions in Allen “approach[ed the] ultimate permissible limits ... to which the court should go in suggesting to jurors the desirability of agreement and avoidance of the necessity of a retrial before another jury.” We “confess[ed] [in United States v. Sawyers, 423 F.2d 1335, 1342-43 (4th Cir.1970) which in many respects is our leading case on this point] that we would like the Allen type charge given here better if it did not mirror so exactly the language of the original Allen charge,” and we “strongly recommend[ed] use of a modern version of Allen that include[d] that part of the recommendation of the Judicial Conference italicized in footnote 7,” which was “better balanced and fairer.” In United States v. Davis, 481 F.2d 425, 429 (4th Cir.1973), cert. denied 414 U.S. 977, 94 S.Ct. 296, 38 L.Ed.2d 220; and in United States v. Hogan, 486 F.2d 222, 223 (4th Cir.), cert. denied, 416 U.S. 941, 94 S.Ct. 1945, 40 L.Ed.2d 292 (1974), we “reiterate[d] our recommendation made in Sawyers, that trial judges in this circuit consider use of the American Bar Association version of the Allen charge.” Later in United States v. Stollings, 501 F.2d 954, 956 (4th Cir.1974), we went further and gave an “admonition to” the district judges of this circuit that, if the Allen charge is used, it should be used in a form no stronger or less balanced than the form prescribed in Sawyers, emphasizing the admonition with the warning “that, *372 in cases tried after the opinions in Davis and Hogan were announced and circulated, we shall feel free to treat the giving of the Allen charge, in a form other than that we have repeatedly suggested, as reversible error if we deem it appropriate to do so.” 501 F.2d at 956.

It is obvious that the instructions given in this case expanded impermissibly upon Allen. The language in the instructions that the jurors should “open up [their mind] and reevaluate [their] opinions ... reconsider the opinions and statements of your fellow jurors, and do it open-mindedly, not stubbornly, but open-mindedly in the spirit of cooperation ... ”, (Italics added) is a wording that goes beyond Allen and is a wording, particularly in its use of the term “stubbornly” very similar to that which was found in Powell v. United States, 297 F.2d 318 (5th Cir.1962) to go “beyond the permissible limits to which a court may go in its endeavor to influence the jury toward the rendition of a verdict.” Id., at 322.

Free access — add to your briefcase to read the full text and ask questions with AI

Related

United States v. Carter Tillery
702 F.3d 170 (Fourth Circuit, 2012)
United States v. Antonio Luis Burgos
55 F.3d 933 (Fourth Circuit, 1995)
United States v. Robert Peter Russell
971 F.2d 1098 (Fourth Circuit, 1992)

Cite This Page — Counsel Stack

Bluebook (online)
720 F.2d 370, 1983 U.S. App. LEXIS 15660, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-john-g-mitchell-aka-jack-mitchell-united-states-of-ca4-1983.