United States v. Burl A. Sawyers, Vincent J. Johnkoski, Bonn Brown, Alfred W. Schroath

423 F.2d 1335, 1970 U.S. App. LEXIS 10183
CourtCourt of Appeals for the Fourth Circuit
DecidedMarch 23, 1970
Docket12872
StatusPublished
Cited by126 cases

This text of 423 F.2d 1335 (United States v. Burl A. Sawyers, Vincent J. Johnkoski, Bonn Brown, Alfred W. Schroath) is published on Counsel Stack Legal Research, covering Court of Appeals for the Fourth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Burl A. Sawyers, Vincent J. Johnkoski, Bonn Brown, Alfred W. Schroath, 423 F.2d 1335, 1970 U.S. App. LEXIS 10183 (4th Cir. 1970).

Opinions

CRAVEN, Circuit Judge:

Six defendants, Burl A. Sawyers, Vincent J. Johnkoski, Alfred W. Schroath, Bonn Brown, Truman Gore, and William Wallace Barron, were indicted February 14, 1968, under 18 U.S.C.A. § 371 (1966).1 The one count indictment charged conspiracy to commit bribery in violation of 18 U.S.C.A. § 1952 (1951) (Supp.1969).2 A mistrial was granted [1337]*1337to defendant Gore when his attorney became ill during trial. Former Governor W. W. Barron was acquitted, and defendants Sawyers, Johnkoski, Schroath, and Brown were convicted. Defendants Brown and Schroath were each fined $10,000 and sentenced to four years imprisonment, while defendants Sawyers and Johnkoski were sentenced to two years each and fined $5,000 and $10,000, respectively. We affirm the convictions.

The indictment charged that Brown and Schroath represented to legitimate business firms that they could be of assistance in obtaining business from the State of West Virginia and would procure state government contracts if paid to do so. Numerous selling firms employed Brown and Schroath and paid substantial sums of money into several corporations established and controlled by Brown and Schroath to receive these payments. It was part of the conspiracy that the Brown and Schroath corporations receiving payments for obtaining state business were to be taken over later by another corporation, which all six defendants would own equally. In this way, the indictment charged that state officials were bribed to grant or cause to be granted favorable contracts to business firms paying for them through Brown and Schroath.

On appeal, ingenious and diligent counsel have taken a shotgun approach to the validity of the trial, asserting that reversible error occurred in 13 respects. So many points of error suggest that none are valid. Even so, we have carefully considered the points assigned, to the extent of preparing a rough draft discussion of each, but upon reflection we think that most of the points do not merit doubling the length of the final opinion to include them. The two points of most interest relate to the so-called “Allen” charge and the asserted question of pretrial publicity.

I. THE ALLEN CHARGE.

Defendants complain about the giving of a “dynamite” or “Allen” charge3 to the jury after that body indicated it was deadlocked. The jury had deliberated for about 15 hours when its foreman sent the following note to the court:

We have a juror that stated: “the judge will get all over those that vote not guilty.”
This juror has cursed, made slanderous remarks along with another juror throwing chewings [sic] gum. These two jurors are sister-in-law [sic] and want to go home.
The vote is 10 guilty & 2 not guilty. It is a solid-vote and no one will give.

When the court reconvened after lunch, the jury was brought into the courtroom and given the supplemental charge.4 [1339]*1339Defendants contend that this charge was erroneous in several respects: (1) in order to counterbalance the pressure to choose between guilty and not guilty verdicts, a reminder of the burden of proof should have been included in the charge; (2) because the defense rested at the end of the prosecution’s ease, language in the supplemental charge stating that no better, or more exhaustive, evidence could be produced by either side on a retrial should have been eliminated; (3) because the charge was given in response to the jury note, it confirmed the jury’s belief that the judge would “get all over those that vote not guilty;” and (4) language in the charge indicating that the jury might be leisurely was coercive in view of the approaching Labor Day weekend. For these reasons, the defendants urge, that the supplemental charge was sufficiently coercive to require a new trial.

To bolster their position defendants point to a second inquiry made by the jury about 15 minutes after the supplemental charge had been given and the jury had retired. The second note sent by the jury read:

If two or more defendants are found guilty and the remaining defendants are declared not guilty, are all defendants considered guilty ?
In your last additional charge, you so indicated that each defendant should be voted on separately (as the verdict sheet and reads [sic]). However, during the trial the impression was conceived that if one was guilty —all were guilty.

After receiving this note the judge informed the jury that it was permissible to find one or more defendants not guilty and two or more guilty, provided that unless two defendants, at least, were found guilty, all had to be acquitted. Record at 1999-2001. Thereafter the jury retired and deliberated about one and a half hours before returning a verdict acquitting former Governor Barron and convicting Sawyers, Johnkoski, Brown, and Schroath.

We think these supplemental charges, under the circumstances of the complexity of the trial and its duration of some two weeks, were not so coercive as to impair the integrity of the verdicts. Previously the trial judge had properly and clearly placed the burden of proof. We think it was not error that he failed to repeat it in his supplemental instructions. Moreover, he was not asked to do so. Under the correct formulation of that burden jurors may arrive at a verdict of not guilty either because they find the facts to be consistent with innocence or because they are unable to determine the facts after conscientious effort. Since the prosecution may obtain a verdict of guilty only if the jury is convinced of the facts alleged beyond a reasonable doubt, whereas the defendant has the double opportunity of findings consistent with innocence or an inability to determine what the truth is, we think some reasonable degree of encouragement to arrive at a verdict is not inherently unfair to defendants.

Because the defendants rested their case without offering evidence, they complain of language in the supplemental charge to the effect that there was no “reason to believe that the case can be tried again better or more ex[1340]*1340haustively than it has been, on either side.” We perceive nothing unfair in such a comment. Defendants were well represented by competent counsel. Nothing in the record suggests that the trial judge should have assumed that in the event of a retrial the defendants would change their tactics and choose to offer evidence.

The defendants’ other two points of error with respect to the Allen charge are simply different formulations of their contention that such a charge is coercive and should be outlawed in this circuit. An examination of the dynamite charge used by the trial judge in this case shows that the court twice included language emphasizing that no juror should surrender his or her conscientious convictions because of the opinions of other jurors or for the mere purpose of returning a verdict. Indeed, to properly balance his instruction, the trial judge charged:

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Bluebook (online)
423 F.2d 1335, 1970 U.S. App. LEXIS 10183, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-burl-a-sawyers-vincent-j-johnkoski-bonn-brown-alfred-ca4-1970.