United States v. Joe Rivas, Jr.

450 F. App'x 420
CourtCourt of Appeals for the Fifth Circuit
DecidedNovember 21, 2011
Docket08-11223
StatusUnpublished
Cited by6 cases

This text of 450 F. App'x 420 (United States v. Joe Rivas, Jr.) is published on Counsel Stack Legal Research, covering Court of Appeals for the Fifth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Joe Rivas, Jr., 450 F. App'x 420 (5th Cir. 2011).

Opinion

PER CURIAM: *

Joe Gary Rivas, Jr. appeals the district court’s denial of his 28 U.S.C. § 2255 motion to vacate, set aside, or correct his sentence. Rivas is serving life in prison after pleading guilty to conspiracy to import five kilograms or more of cocaine and 1,000 kilograms or more of marijuana. Rivas argues that his counsel rendered ineffective assistance by failing to file a notice of appeal despite Rivas’s instructions to do so. Because Rivas’s counsel failed to properly consult with Rivas regarding his desire to appeal, we REVERSE and REMAND.

FACTS AND PROCEEDINGS

In November 2002, Rivas was charged with 27 counts in a 28-count sealed indictment, along with 28 other named defendants. The indictment charged Rivas with conspiracy to import five kilograms or more of cocaine and more than 1,000 kilograms of marijuana, participating in a continuing criminal enterprise, conspiracy to commit money laundering, possession with intent to distribute cocaine, distribution of cocaine, possession with intent to distribute marijuana, and distribution of marijuana.

In June 2004, with the assistance of his court-appointed counsel, Dennis Reeves, Rivas pled guilty to one count of conspiracy to import five kilograms or more of cocaine and more than 1,000 kilograms of marijuana. The district court sentenced Rivas to a term of life imprisonment, followed by five years of supervised release, on August 27, 2004. All remaining counts were dismissed.

On September 20, 2004, Rivas’s counsel filed an untimely Notice of Appeal. This court remanded to the sentencing court for a determination as to whether the untimely filing of the notice of appeal was due to excusable neglect under Fed. R.App. P. 4(b)(4). The reason given for the untimely filing was counsel’s failure to “properly instruct or supervise his office staff to mail the notice of appeal prior to the Labor Day Weekend” and therefore the notice of appeal was mailed late without counsel’s knowledge. The sentencing court granted the motion for untimely filing.

*422 On appeal, the only issue argued by counsel was that the sentencing court determined the drug quantities in Rivas’s case in violation of the Supreme Court’s decision in United States v. Booker; 543 U.S. 220, 125 S.Ct. 738, 160 L.Ed.2d 621 (2005). In an unpublished per curiam opinion, this court determined that Rivas’s admission to importing at least five kilograms of cocaine and at least 1,000 kilograms of marijuana in his plea did not “establish that Rivas pleaded guilty to the specific amounts of 264 kilograms of cocaine and more than 9,000 kilograms of marijuana” as determined by the Presen-tence Report (“PSR”). United States v. Rivas, 170 Fed.Appx. 309, 310 (5th Cir. 2006). The case was remanded to the district court to determine whether to re-sentence Rivas in light of the decision in Booker. Id.

On remand, the sentencing court found “the same sentence would be imposed if the guidelines had been advisory, considering the factors of 18 U.S.C. § 3553(a)” and therefore a resentencing hearing was not necessary. The court entered an order affirming the life sentence on March 28, 2006. Under the procedural rules in effect at the time, an appeal of the court’s March 28 order was due on April 11, 2006.

On April 6, 2006, Rivas received a copy of the court’s March 28 order and a letter dated March 29, 2006, from counsel. The letter advised Rivas that counsel had consulted with an appellate attorney from the United States Public Defender’s Office but had not found any basis to request a re-sentencing or challenge the March 28 order and, therefore, “had no where else to go.” The letter also was intended to end the attorney-client relationship, saying “It is always hard to tell a client that I cannot go forward with their case ... but that is what I must do.” There was no mention in the letter of any deadline by which an appeal of the March 28 order needed to be filed nor did the letter offer any guidance about possible further legal actions Rivas could take.

Rivas responded to counsel in a letter on April 11, 2006, which coincided with the deadline to file an appeal. In the letter, Rivas instructed counsel to file an appeal of the court’s March 28 order on the basis that there were no jury findings regarding his “guilt-innocence” or the actual quantity of drugs. Counsel acknowledges he received this letter but he is unsure of the exact day it arrived. He did not attempt to contact Rivas after receiving the April 11 letter.

Rivas also claims he attempted to contact his counsel by phone in between receiving the letter from counsel on April 6 and mailing his April 11 letter. There is no evidence in the record to verify Rivas’s attempts to call counsel. Rivas claims his calls from the prison phone system were not accepted by anyone in counsel’s office and thus he was unable to leave a voice message. Counsel claims to have no records indicating that Rivas called him between April 6 and April 11.

Having received no response after his April 11 letter, Rivas mailed a second letter to counsel on May 6, 2006, asking about the status of his appeal. The letter also requested a copy of the plea agreement and transcripts of the plea and sentencing hearings. Counsel admits receiving this second letter but he made no attempt to respond.

Rivas’s counsel does however admit that at some point after April 11, the two spoke on the phone, possibly several times, although he was not able to recall specific dates. In a letter addressed to counsel and dated June 29, 2006, Rivas stated he had a telephone conversation with counsel on June 25, 2006, and on the call, counsel confirmed receipt of the April 11 and May *423 6 letters and told Rivas that he did not file a notice of appeal regarding the March 28 resentencing order.

In April 2007, Rivas filed the 28 U.S.C. § 2255 motion to vacate, set aside, or correct the sentence that forms the basis for this appeal. Rivas raised the following grounds for review in his § 2255 motion:

(1) His plea of guilty was involuntary and unintelligent because it was based on objectively deficient advice of counsel regarding his possible sentence;

(2) His sentence was improperly enhanced based upon hearsay evidence and judicial, rather than jury, fact findings; and,

(3) Counsel ineffectively failed to file an appeal after Rivas’s resentencing and he was constructively denied counsel on appeal.

A magistrate judge held an evidentiary hearing in March 2008 at which both Rivas, now represented by new counsel John Young, and his trial counsel testified under oath.

Free access — add to your briefcase to read the full text and ask questions with AI

Related

Jimenez v. United States
N.D. Texas, 2025
Keyes v. United States
E.D. Texas, 2021
Whitetto v. United States
M.D. Florida, 2020
United States v. Claudia Atehortua-Castro
751 F.3d 280 (Fifth Circuit, 2014)

Cite This Page — Counsel Stack

Bluebook (online)
450 F. App'x 420, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-joe-rivas-jr-ca5-2011.