United States v. Jerry Padilla

589 F.2d 481, 1978 U.S. App. LEXIS 6954
CourtCourt of Appeals for the Tenth Circuit
DecidedDecember 18, 1978
Docket77-1901
StatusPublished
Cited by22 cases

This text of 589 F.2d 481 (United States v. Jerry Padilla) is published on Counsel Stack Legal Research, covering Court of Appeals for the Tenth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Jerry Padilla, 589 F.2d 481, 1978 U.S. App. LEXIS 6954 (10th Cir. 1978).

Opinions

STANLEY, Senior District Judge.

This is an appeal from Appellant’s conviction in the United States District Court for the District of New Mexico of six counts of violation of the Controlled Substances Act, 21 U.S.C. § 841(a)(1). Trial was to the court. Appellant assigns as errors: (1) that his conviction violated his rights under the Double Jeopardy Clause of the 5th Amend[483]*483ment in that he had previously plead guilty in state court to charges arising from the same transactions; (2) that the plea bargain agreement he had entered into with the Bernalillo County Attorney’s office precluded the testimony of Katherine Trujillo from being given at his federal trial, and that this agreement became binding on the United States Attorney when David Williams, of the county attorney’s staff, accepted employment in the United States Attorney’s office, ultimately prosecuting the case against the appellant; and (3) that his rights were violated by the failure of the United States Attorney to honor the “Petite policy” of the Department of Justice.

On October 21, 1976, Appellant was indicted by a state grand jury on six counts of trafficking in heroin and on November 4, 1976, on an additional charge of trafficking in heroin. Pursuant to a plea bargaining agreement with state prosecutors, Appellant entered a plea of guilty in the state court to one of six counts contained in the October 21 indictment and the single count contained in the November 4 indictment. On April 25, 1977 he received a deferred sentence with three years probation. Two days later a nolle prosequi was entered covering the five remaining counts contained in the first indictment. The state proceedings were in this posture when Appellant on July 6,1977 was indicted by a federal grand jury on five counts of possession with intent to distribute and one count of distribution of heroin. The parties have stipulated that the state and federal charges arose from the same series of drug transactions. On August 2, 1977, Appellant moved to dismiss the federal charges on grounds of double jeopardy.

At Appellant’s request, a motion to set aside the nolle prosequi was granted by the New Mexico state court on August 25,1977, after his arraignment on the federal indictment. Appellant was allowed to plead guilty to the five remaining state charges. He received a deferred sentence and three years probation. Appellant candidly admits in his brief that his plea of guilty to the state charges was entered in an effort to strengthen his claim of double jeopardy in federal court.

The threshold question is whether this court has jurisdiction to entertain Appellant’s double jeopardy claim. United States courts of appeals have only such appellate jurisdiction as the Congress has granted them. U.S.Const. Art. 3 § 1. That statutory authority, 28 U.S.C. § 1291, provides:

The courts of appeal shall have jurisdiction of appeals from all final decisions of the district courts of the United States, the United States District Court for the District of the Canal Zone, the District Court of Guam, and the District Court of the Virgin Islands, except where a direct review may be had in the Supreme Court.

Rule 4(b) of the Fed.R.App.P. provides:

In a criminal case the notice of appeal by a defendant shall be filed in the district court within ten days after the entry of the judgment or order appealed from.

The Supreme Court in Abney v. United States, 431 U.S. 651, 97 S.Ct. 2034, 52 L.Ed.2d 651 held that the denial of a motion to dismiss, based on a claim of double jeopardy, is a final order within the meaning of 28 U.S.C. § 1291. However, the Court in Abney stated further:

To be sure, the Double Jeopardy Clause protects an individual against being twice convicted for the same crime and that aspect of the right can be fully vindicated on an appeal following final judgment. 431 U.S. at 660, 97 S.Ct. at 2041.

In United States v. Rumpf, 576 F.2d 818 (10th Cir. 1978), cert. denied, - U.S. -, 99 S.Ct. 251, 58 L.Ed.2d 239 (1978), this court considered a situation in which an immediate appeal was not taken from the trial court’s denial of the motion to dismiss on the ground of double jeopardy. We held that pretrial protection could not be achieved, since the defendant had already been subjected to a second trial, the double jeopardy claim would be considered as part of the appeal from his conviction. And see United States v. Ritter, 587 F.2d 41 (10th Cir. 1978).

Accordingly, we hold that Appellant’s claim of double jeopardy is properly before this court.

[484]*484In Abbate v. United States, 359 U.S. 187, 79 S.Ct. 666, 3 L.Ed.2d 729, the Supreme Court considered whether a federal prosecution for conspiracy to destroy certain property, subsequent to defendant’s guilty plea in state court to a similar charge violated the guarantee against double jeopardy. The Court held that it did not, relying on United States v. Lanza, 260 U.S. 377, 43 S.Ct. 141, 67 L.Ed. 314. Lanza presented a situation in which two sovereigns had, within their constitutional authority, prohibited the same acts, each punishing a breach of its prohibition. Justice Taft stated in a unanimous decision that

We have here two sovereignties, deriving power from different sources, capable of dealing with the same subject-matter within the same territory. Each government in determining what shall be an offense against its peace and dignity is exercising its own sovereignty, not that of the other.

It follows that an act denounced as a crime by both national and state sover-eignties is an offense against the peace and dignity of both and may be punished by each. The Fifth Amendment, like all the other guaranties in the first eight amendments, applies only to proceedings by the federal government, and the double jeopardy therein forbidden is a second prosecution under authority of the federal government after a first trial for the same offense under the same authority. 260 U.S. at 382, 43 S.Ct. at 142.

We hold that the trial in federal court resulting in the conviction here appealed from was not barred by the prohibition against double jeopardy. Abbate v. United States, supra.

Appellant next contends that the United States Attorney was bound to honor the terms of the plea bargain agreement made between Appellant and the Bernalillo County Attorney’s office. Appellant urges that the United States Attorney was so obligated because a member of the county attorney’s office at the time the agreement was made and implemented later became an Assistant United States Attorney, and in fact, prosecuted this case in federal court.

Free access — add to your briefcase to read the full text and ask questions with AI

Related

United States v. Lilly
810 F.3d 1205 (Tenth Circuit, 2016)
United States v. Layman
244 F. App'x 206 (Tenth Circuit, 2007)
United States v. Rashed, Mohammed
234 F.3d 1280 (D.C. Circuit, 2000)
Bell v. State
759 So. 2d 1111 (Mississippi Supreme Court, 1999)
United States v. Michael W. Trammell
133 F.3d 1343 (Tenth Circuit, 1998)
United States v. Trammell
Tenth Circuit, 1998
United States v. Forsythe
985 F. Supp. 1047 (D. Kansas, 1997)
United States v. Kenneth L. Thompson
120 F.3d 271 (Tenth Circuit, 1997)
United States v. Thompson
Tenth Circuit, 1997
Cedric Bell v. State of Mississippi
Mississippi Supreme Court, 1996
United States v. Peña
918 F. Supp. 1431 (D. Kansas, 1996)
United States v. Samuel Scott Raymer
941 F.2d 1031 (Tenth Circuit, 1991)
United States v. Andrew Jordan
870 F.2d 1310 (Seventh Circuit, 1989)
United States v. Kenneth Harold Gourley
835 F.2d 249 (Tenth Circuit, 1987)
United States v. Ronnie Vigil
743 F.2d 751 (Tenth Circuit, 1984)

Cite This Page — Counsel Stack

Bluebook (online)
589 F.2d 481, 1978 U.S. App. LEXIS 6954, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-jerry-padilla-ca10-1978.