United States v. Jenison

484 F. Supp. 747
CourtDistrict Court, D. Rhode Island
DecidedJanuary 15, 1980
DocketCiv. A. 78-0249
StatusPublished
Cited by18 cases

This text of 484 F. Supp. 747 (United States v. Jenison) is published on Counsel Stack Legal Research, covering District Court, D. Rhode Island primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Jenison, 484 F. Supp. 747 (D.R.I. 1980).

Opinion

OPINION

PETTINE, Chief Judge.

This is an action by the United States to enforce its tax liens against a fund of money seized from the defendant Joel W. Jenison by the City of Warwick police. The City claims the fund by right of forfeiture. The remaining defendants are private creditors who caused attachment writs to be served against the fund.

The United States has filed a motion for summary judgment seeking a determination that the City of Warwick has no valid claim against the fund and an adjudication as to the priorities of its various liens against the fund. The government also seeks judgment as to the distribution of the fund to three of the private creditors: Grinnell Employees Credit Union (hereinafter Grinnell), L. Vaughn Co., and Majestic Hardware, Inc. L. Vaughn, Majestic Hardware, and Joel Jenison have joined in the motion for summary judgment; the remaining private creditors, Fairlawn Credit Union (hereinafter Fairlawn), Lum Realty, Inc., Greater Providence Deposit Corporation (hereinafter GPDC), Industrial National Bank, B. M. C. Durfee Trust (hereinafter B. M. C.), and Grinnell join in the motion *750 for summary judgment insofar as it seeks adjudication of the forfeiture claim of the City of Warwick, but object to the balancé of the motion. 1 The City of Warwick objects to the motion insofar as it concerns the City’s forfeiture claim.

In addition to the government’s claim, a number of the private creditors have filed various counterclaims and cross claims asking the Court to determine priority among the private creditors. 2

I STATEMENT OF THE FACTS

On August 14, 1977, the Warwick Police Department arrested a number of persons allegedly involved in a drug conspiracy. One of those arrested was the defendant Joel Jenison from whom $151,899.11 in cash was seized. 3 The seized monies were deposited in a savings account by the City of Warwick and as of July 1,1979, the interest earned on this account has been $24,753.

Jenison had a number of private creditors who caused writs of attachment to be placed on the fund. 4 In addition, the United States became a creditor of Jenison as a result of his failure to pay federal income taxes. The Internal Revenue Service made assessments against Jenison for the taxable year ending August 31, 1977 ($49,948.00) and the taxable years 1975 ($30,909.00) and 1976 ($211,724.00). 5 Notices of levy were served upon the City of Warwick on September 12, 1977 for the 1977 taxes and on *751 December 8, 1977 for the 1975 and 1976 taxes demanding that all property belonging to taxpayer Jenison in the City’s possession be surrendered to the United States. The City has refused to honor these levies claiming that it is entitled to retain the monies pursuant to the provisions of R.I. G.L. § 21-28-5.05 relating to forfeitures.

In addition to the notices of levy, the United States filed notices of lien as follows: notice of lien for taxable year 1977 filed in Warwick, Rhode Island on September 12, 1977 and in Broward County, Florida on November 26, 1977; notices of lien for taxable years 1975 and 1976 filed in Warwick, Rhode Island on December 12, 1977 and in Broward County, Florida on January 5, 1978. The notices of lien were filed in both Rhode Island and Florida because of a dispute as to Jenison’s place of residence.

The United States claims a priority right to the fund over all the private creditors except Grinnell, L. Vaughn, and Majestic based on its service of the various notices of levy and filings of the various notices of lien.

II THE CITY OF WARWICK’S FORFEITURE CLAIM

The City of Warwick relies on the Controlled Substances Act, R.I.G.L. § 21-28-5.-05, 6 to support its forfeiture claim. This statute enumerates various items that are subject to forfeiture to the State, including all illegally manufactured or distributed controlled substances, all related raw materials and equipment, and all books, records and research connected with the sale or manufacture of such controlled substances. If the money seized from Jenison was properly forfeited under the statute, then neither the United States nor the private creditors could acquire a valid lien on Jenison’s interest in the fund since title to the money would have passed to the City immediately upon seizure.

A. Abstention

Because the relevant statute involves questions of applicability not previously resolved by Rhode Island courts and because such resolution might avoid the present litigation, the City, of Warwick urges that the Court abstain from rendering a decision at this time. The mere fact that state law is unsettled, however, is not sufficient to mandate abstention. As Chief Justice Stone explained in Meredith v. City of Winter Haven, 320 U.S. 228, 64 S.Ct. 7, 88 L.Ed. 9 (1943):

[T]he difficulties of ascertaining what the state courts may hereafter determine the state law to be do not in themselves af *752 ford a sufficient ground for a federal court to decline to exercise its jurisdiction to decide a case which is properly brought to it for decision.
Congress having adopted the policy of opening the federal courts to suitors in all diversity cases involving the jurisdictional amount, we can discern in its action no recognition of a policy which would exclude cases from the jurisdiction merely because they involve state law or because the law is uncertain or difficult to determine. ... To remit the parties to the state courts is to delay further the disposition of the litigation which has been pending for more than two years and which is now ready for decision. It is to penalize petitioners for resorting to a jurisdiction which they were entitled to invoke, in the absence of any special circumstances which would warrant a refusal to exercise it. Id. at 234, 236-37, 64 S.Ct. at 11, 12.

Special circumstances do exist in which abstention is appropriate or even mandatory, but the City has failed to present any evidence that the present matter constitutes one of those cases. Under the Pullman doctrine, for instance, a federal court should refrain from deciding a case in which state action is challenged as contrary to the federal constitution if there are unsettled questions of state law that may be dispositive of the case and avoid the need for deciding the constitutional question. Railroad Commission of Texas v. Pullman Co., 312 U.S. 496, 61 S.Ct. 643, 85 L.Ed. 971 (1941); see 17 Wright, Miller & Cooper, Federal Practice and Procedure: Jurisdiction § 4242.

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Bluebook (online)
484 F. Supp. 747, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-jenison-rid-1980.