United States v. James T. Smith

131 F.3d 685, 48 Fed. R. Serv. 498, 1997 U.S. App. LEXIS 35145
CourtCourt of Appeals for the Seventh Circuit
DecidedDecember 15, 1997
Docket97-1866
StatusPublished
Cited by50 cases

This text of 131 F.3d 685 (United States v. James T. Smith) is published on Counsel Stack Legal Research, covering Court of Appeals for the Seventh Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. James T. Smith, 131 F.3d 685, 48 Fed. R. Serv. 498, 1997 U.S. App. LEXIS 35145 (7th Cir. 1997).

Opinion

HARLINGTON WOOD, JR., Circuit Judge.

For incidents occurring on October 21, 1996, James T. Smith (“Smith”) was charged with bank robbery by intimidation, 18 U.S.C. § 2113(a). At trial, Smith admitted to the facts of the bank robbery, but defended himself with the theory that his actions during the robbery did not constitute intimidation as required under the statute. A jury found Smith guilty, and he was sentenced to 210 months of imprisonment, followed by three years of supervised release. Smith appeals two of the district court’s rulings during trial. First, Smith contends that the district court erred in admitting the titles of his prior convictions under Fed.R.Evid. 609. Additionally, Smith argues that the jury was improperly instructed due to the court’s refusal to use an Eighth Circuit standard jury instruction defining intimidation in place of the Seventh Circuit instruction. We affirm.

I. Background

Smith entered the Norwest Bank branch in Eau Claire, Wisconsin. He approached the teller’s counter as if he were going to conduct a banking transaction. Once he reached the window, he instead handed the teller a demand note. The note instructed the teller to empty her drawer immediately, to be .quick and quiet, and to use large bills. The note also made reference to “Bonnie and Clyde” and cautioned the teller, “Don’t f— up.” The teller presented Smith with over $4,000.00 in cash. Smith placed a black nylon bag on the counter and put the money in it. Smith then removed the bag from the counter, reached across the counter, grabbed the demand note, and left the bank. He was arrested after pursuit by local law enforcement officers.

Smith testified on his own behalf. He admitted to the facts of the robbery; however, he contended that his actions during the-robbery did not constitute intimidation under the statute. He added that the teller was not scared during the robbery and that he did not intend to make her afraid. This testimony contradicted that of the teller, who stated that during the robbery she was petrified and felt threatened that if she failed to meet Smith’s demands either she or someone else in the bank could be hurt.

At the conclusion of Smith’s testimony on direct, Smith’s attorney requested a conference concerning whether the government intended to bring up Smith’s prior criminal record on cross-examination. In 1986, Smith *687 had been convicted of robbery, armed robbery, kidnaping, and attempted sexual assault. The defense offered to stipulate to the number of prior convictions if the titles of the offenses were excluded. The government refused to stipulate, arguing that, since the prior criminal history was admitted only for impeachment purposes under Fed.R. Evid. 609, the titles of the offenses should be admissible as probative of Smith’s credibility. The defense argued that the prejudice to the defendant by revealing the offense titles far outweighed any probative value they might have had. The court agreed with the prosecution and allowed the titles of Smith’s prior offenses to be admitted on cross examination

At the conference on jury instructions, there was debate oyer whether to use the Seventh Circuit pattern jury instruction for the definition of intimidation. The instruction reads “[ijntimidation means to say or do something in such a way as would place a reasonable person in fear.” WilliaM J. BaueR, Fed.Crim. Jury Instructions Of The 7Th Cir., vol. Ill, 77 (1986). The defense argued that the Seventh Circuit instruction was ambiguous and proposed that the court instead use the Eighth Circuit pattern instruction. The Eighth Circuit instruction defines fear as fear of bodily harm. The court declined to substitute the Eighth Circuit instruction and used the Seventh Circuit version to instruct the jury. Smith appeals.

II. Discussion

A. Admission of Titles of Prior Convictions

Smith contends that he was unfairly prejudiced by the district court’s decision to admit the titles of his prior convictions. We review the district court’s decision for abuse of discretion. United States v. Hernandez, 106 F.3d 737, 740 (7th Cir.1997).

The district court ruled that the information concerning Smith’s prior convictions was admissible under Fed.R.Evid. 609(a)(1). Rule 609(a)(1) provides that, for purposes of attacking a defendant’s credibility, evidence that the defendant has been convicted of a crime punishable by death or imprisonment in excess of one year shall be admitted if the court determines that the probative value of admitting the evidence outweighs its prejudicial effect to the defendant.

This circuit has established five factors to guide a district court in determining whether the probative value of evidence -concerning a prior conviction outweighs its prejudicial effect. Under this analysis, the district court should consider (1) the impeachment value of the prior crime; (2) the point in time of the conviction and the defendant’s subsequent history; (3) the similarity between the past crime and the charged crime; (4) the importance of the defendant’s testimony; and (5) the centrality of the credibility issue. Hernandez, 106 F.3d at 739-40.

The district court did not abuse its discretion in admitting the titles of Smith’s prior convictions. The prior convictions were within the ten-year time limit established by the Rules. Fed.R.Evid. 609(b). Additionally, the defendant based his defense on the contention that the teller was not intimidated to the point of fear during the robbery. The district court recognized that the two major witnesses to this fact would be the teller and the defendant; therefore, the defendant’s testimony was a crucial part of the case. Furthermore, since Smith’s testimony on this point directly contradicted that of the bank teller, his credibility was a central issue. On the other hand, the prior convictions were similar to the crime at issue in this case, and the defense offered to stipulate to the number of convictions if their titles were excluded. The district court, aware of these facts, nevertheless determined that, given the centrality of the credibility issue, the prosecution could identify the prior convictions. Additionally, the district court gave the jury a clear limiting instruction, directing the jury to consider the prior conviction only for impeachment purposes.

The defendant argues that the Supreme Court’s recent decision in Old Chief v. United States, — U.S. -, 117 S.Ct. 644, 136 L.Ed.2d 574 (1997), controls the outcome in this case. However, in Old Chief, the prior conviction was not used for impeachment purposes under Fed.R.Evid. 609; therefore, Old Chief does not apply.

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Bluebook (online)
131 F.3d 685, 48 Fed. R. Serv. 498, 1997 U.S. App. LEXIS 35145, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-james-t-smith-ca7-1997.