United States v. James Smith

814 F.3d 268, 2016 U.S. App. LEXIS 2292, 2016 WL 537621
CourtCourt of Appeals for the Fifth Circuit
DecidedFebruary 10, 2016
Docket14-60926
StatusPublished
Cited by19 cases

This text of 814 F.3d 268 (United States v. James Smith) is published on Counsel Stack Legal Research, covering Court of Appeals for the Fifth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. James Smith, 814 F.3d 268, 2016 U.S. App. LEXIS 2292, 2016 WL 537621 (5th Cir. 2016).

Opinion

PRISCILLA R. OWEN, Circuit Judge:

This case reaches our court for the second time. In the prior appeal, another panel of this court reversed the district court’s judgment of acquittal at the conclusion of James William Smith’s trial. Our court held that the evidence was legally sufficient tq support the jury’s guilty verdict. 1 On remand, the district court entered a final judgment of conviction and sentenced Smith for possession of child pornography in violation of 18 U.S.C. § 2252A(a)(5)(B). Smith appeals that pon-vietion, asserting, inter alia, that the prosecutor plainly erred by personally vouching for the credibility of witnesses and invoking the integrity of his office in order to bolster the state’s case. Because the prosecutor’s misconduct seriously affected the fairness, integrity, and public reputation of Smith’s proceedings, we reverse his conviction and remand for a new trial.

I

The facts leading to Smith’s conviction are set forth in our prior opinion. 2 We recount only facts pertinent to the procedural posture of this case and to arguments regarding prosecutorial misconduct during summation.

The Tupelo Police Department arrested Smith after discovering that someone downloaded twenty-six videos containing child pornography from FrostWire — a free peer-to-peer file sharing network — onto Smith’s laptop. Only three individuals, Smith and his two roommates — his girlfriend, Elizabeth Penix and his friend, Joshua Jolly — had regular access to Smith’s laptop. 3 Because employment records indicated that Penix was at work *271 during one of the download times, she was not a viable suspect. 4

At trial, Jolly denied having ever downloaded child pornography, but he could not recall his activities on the relevant download dates. Jolly further testified that he possessed little knowledge of computers, though forensic analysis revealed that Jolly regularly used Smith’s computer to browse the Internet. 5

Smith did not testify but called three witnesses to establish an alibi — Penix and Smith’s parents, Roberta and J.W. Smith. The alibi witnesses testified that Penix and Smith were at his parents’ home during one of the download times, raising an inference that Smith did not download child pornography at any time. The testimony of Smith’s alibi witnesses was impeached. However, if believed, the testimony of Smith’s parents and of Penix necessarily implicated Jolly.

The jury found Smith guilty, and he timely moved for a judgment of acquittal, or in the alternative, a new trial. The district court entered a judgment of acquittal based on insufficiency of the evidence but conditionally denied Smith’s new trial motion. The Government then appealed Smith’s acquittal to this court, and Smith cross-appealed the denial of his new trial motion pursuant to Federal Rule of Criminal Procedure 29(d)(3)(B). 6 Viewing the evidence in the light most favorable to the verdict, we reversed the judgment of acquittal and remanded for sentencing. 7 It is the final judgment of conviction from which Smith now appeals. 8

II

Smith contends that in closing arguments, the prosecutor committed plain error by vouching for the credibility of witnesses and that the prosecutor improperly argued to the jury that the Government had no incentive to try Smith unless he were guilty. Smith contends this violated his due process right to a fair trial. The Government argues that because Smith did not raise these issues in the trial court or in his cross-appeal in response to the Government’s prior appeal, these issues are waived. The Government asserts in the alternative that we are foreclosed from considering these issues under the law-of-the-case doctrine. These arguments are not well-taken.

A

The Government maintains that Smith was required to raise claims of pros-ecutorial misconduct in the prior appeal, and Smith counters that he was not. However, neither Smith nor the Government cited authority to support their respective positions, even after they were pressed by this court to do so. But our precedent makes clear that Smith was not required to cross-appeal as to issues of prosecutorial misconduct that, if sustained, would require remand for a new trial. 9

*272 The waiver doctrine generally bars consideration of issues that a party could have raised in an earlier appeal but did not. 10 However, Smith was not the appellant in the prior appeal. He was the prevailing party in the trial court, obtaining a judgment in his favor. The procedural posture of this case is similar to that of United States v. Cardenas. 11 In that ease, our court concluded that the evidence was sufficient to support a jury’s guilty verdict and therefore that the district court’s judgment of acquittal should be reversed. We explained that on remand the defendant could raise his argument that the prosecutor had made improper comments:

[T]he defendant currently is before the court in the role solely of an appel-lee. As such, he is allowed only to respond to the government’s arguments. Cardenas will be able to raise the issue of whether the prosecutor’s statements warrant a mistrial once the district court’s judgment of acquittal has been reversed, the case remanded, and sentence imposed. The issue, however, is not currently before this court. 12

Since Smith was not required to raise the issues of prosecutorial misconduct in the prior appeal taken by the Government, those issues are not waived. 13

We note that under Federal Rule of Criminal Procedure 29(d)(3)(B), when the Government is the appellant, a defendant, as an appellee, is permitted, but not required, to assert that the trial court’s con *273 ditional denial of a motion for a new trial was erroneous. 14 At the conclusion of his trial, Smith moved for a new trial on several grounds, including a request for a new trial on the basis that if the evidence was sufficient to support the verdict, it was nevertheless so thin as to require a new trial in the interest of justice. In the prior appeal by the Government, Smith did cross-appeal under Rule 29(d)(3)(B), contending that the district court erred in conditionally denying his motion for new trial on this ground.

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Cite This Page — Counsel Stack

Bluebook (online)
814 F.3d 268, 2016 U.S. App. LEXIS 2292, 2016 WL 537621, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-james-smith-ca5-2016.