United States v. James Santos

501 F. App'x 630
CourtCourt of Appeals for the Ninth Circuit
DecidedDecember 18, 2012
Docket09-10332, 09-10334, 09-10335, 09-10374
StatusUnpublished
Cited by4 cases

This text of 501 F. App'x 630 (United States v. James Santos) is published on Counsel Stack Legal Research, covering Court of Appeals for the Ninth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. James Santos, 501 F. App'x 630 (9th Cir. 2012).

Opinion

MEMORANDUM *

Defendants Timothy Villagomez (“Villa-gomez”), James Santos (“Santos”) and Joa-quina Santos (“Mrs.Santos”) (collectively, “Defendants”) were charged with conspiracy to defraud the United States, wire fraud, theft from a program receiving federal funds, and bribery concerning a program receiving federal funds. Villagomez was formerly the Lieutenant Governor of the Commonwealth of the Northern Mariana Islands (“CNMI”), and Santos was formerly the Secretary of Commerce of the CNMI. Together with Mrs. Santos, Villagomez and Santos conspired to commit fraud in connection with CNMI’s purchase of a chemical solvent called Rydlyme from companies Santos and Mrs. Santos owned. On appeal, the Defendants contend that they were deprived of their right *632 to a public trial when the public was excluded from the courtroom during voir dire. They also contend that the district court abused its discretion by denying their post-trial motion for an evidentiary hearing on their allegations of juror bias. The Government contends on cross-appeal that the district court erred in calculating Villagomez’s Sentencing Guidelines range. We have jurisdiction under 28 U.S.C. § 1291, and we affirm in part and reverse in part. 1

1. The Defendants forfeited their right to a public trial by failing to timely object to the closure of the courtroom during voir dire. See Peretz v. United States, 501 U.S. 923, 936, 111 S.Ct. 2661, 115 L.Ed.2d 808 (1991); Levine v. United States, 362 U.S. 610, 619, 80 S.Ct. 1038, 4 L.Ed.2d 989 (1960); United States v. Rivera, 682 F.3d 1223, 1232 (9th Cir.2012) (“[A] defendant may nevertheless forfeit the right [to a public trial], either by affirmatively waiving it or by failing to assert it in a timely fashion.”). The government has consistently argued forfeiture and the district court did not address it, instead focusing on whether it was proper to hold a hearing under Federal Rule of Appellate Procedure Rule 10(e).

Here, the defendants did not object to any closure during voir dire and did not complain about the total closure of the courtroom during voir dire until more than a year after trial. The defendants, however, knew or should have known of any closure at the time it happened. The defendants produced seven affiants who swore that they were excluded from the courtroom during voir dire, and the defendants themselves were present in the courtroom during voir dire. The defendants’ lawyers also knew or should have known of the closure, especially given their statements at the April 14, 2010, hearing on bail pending appeal that the “voir dire part of the trial was completely closed” and “not a single member of the public was allowed during the voir dire.” 2

Where a defendant forfeits a claim by failing to raise it in a timely manner, we review for plain error. United States v. Olano, 507 U.S. 725, 731, 733, 113 S.Ct. 1770, 123 L.Ed.2d 508 (1993); United States v. Perez, 116 F.3d 840, 845 (9th Cir.1997) (en banc). Even assuming that the first three elements of the plain error test are met — Le., that the proceedings involved error, the error is plain, and the error affected the Defendants’ substantial rights — we have “the discretion to remedy the error — discretion which ought to be exercised only if the error seriously affects the fairness, integrity, or public reputation of the judicial proceedings.” Puckett v. United States, 556 U.S. 129, 135, 129 S.Ct. 1423, 173 L.Ed.2d 266 (2009) (internal quotation marks omitted); see also Johnson v. United States, 520 U.S. 461, 466, 117 S.Ct. 1544, 137 L.Ed.2d 718 (1997). We decline to exercise that discretion here because the Defendants point to nothing in the record suggesting that closure led to any unfairness in the jury selection or deviation from established procedures, affected the public interest in the administration of justice, or somehow made the jurors less attuned to their sense of responsibility or the importance of their function. See Johnson, 520 U.S. at 470, 117 S.Ct. 1544; Press-Enter. Co. v. Superior Court of Cal., *633 Riverside Cnty., 464 U.S. 501, 508-09, 104 S.Ct. 819, 78 L.Ed.2d 629 (1984).

2. Even if the Defendants had not forfeited their objection to the closure of the courtroom during voir dire, that objection would not be persuasive. Assuming without deciding, for purposes of this analysis, that the district court’s Rule 10(e) factual findings in the Settling Order were appropriate, the Defendants have not made the requisite showing of an affirmative courtroom closure for a non-trivial duration. See United States v. Shryock, 342 F.3d 948, 974 (9th Cir.2003) (a defendant must show not mere closure, but that it was closed affirmatively, completely, and pursuant to judicial act or order); see also United States v. Rivera, 682 F.3d 1223, 1229 (9th Cir.2012) (when a closure is trivial, “exclusion of members of the public from a judicial proceeding does not implicate the constitutional guarantee”); United States v. Withers, 638 F.3d 1055, 1063 (9th Cir.2011) (a courtroom closure must be total and of significant duration); United States v. Ivester, 316 F.3d 955, 959-60 (9th Cir.2003) (holding that some closures are too trivial to implicate the Sixth Amendment right to a public trial). Here, the Settling Order reveals that the closure occurred not because of an affirmative court order, 3 but because the large pool of prospective jurors occupied every available seat in the small courtroom, at least during the first day of voir dire. The Settling Order also makes no findings regarding the duration of the closure, except that it was no longer than during voir dire, which occurred over the afternoon of one day and the morning of the next. Thus, even accepting the findings in the district court’s Rule 10(e) Settling Order, the Defendants have not met their burden of demonstrating that the closure was non-trivial.

Free access — add to your briefcase to read the full text and ask questions with AI

Related

People v. Mendiola
2023 Guam 12 (Supreme Court of Guam, 2023)
Stackhouse v. People
2015 CO 48 (Supreme Court of Colorado, 2015)
United States v. Aguiar
82 F. Supp. 3d 70 (District of Columbia, 2015)
United States v. Sundeep Dharni
757 F.3d 1002 (Ninth Circuit, 2014)

Cite This Page — Counsel Stack

Bluebook (online)
501 F. App'x 630, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-james-santos-ca9-2012.