United States v. James Russell Herrington

440 F.2d 1041, 1971 U.S. App. LEXIS 10530
CourtCourt of Appeals for the Eighth Circuit
DecidedApril 27, 1971
Docket20269_1
StatusPublished
Cited by2 cases

This text of 440 F.2d 1041 (United States v. James Russell Herrington) is published on Counsel Stack Legal Research, covering Court of Appeals for the Eighth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. James Russell Herrington, 440 F.2d 1041, 1971 U.S. App. LEXIS 10530 (8th Cir. 1971).

Opinion

STEPHENSON, Chief District Judge.

James Russell Herrington, then a practicing member of the Missouri bar, on August 28, 1968, by indictment returned in the Western District of Missouri, was charged in the statutory language with a violation of the bank robbery statute, 18 U.S.C. § 2113(a), in that on or about August 23, 1968, he robbed the Metropolitan National Bank at Kansas City, Missouri, a federally insured institution, of $5935.00.

At arraignment a plea of not guilty was entered. Upon the motion of defense counsel that, “the defendant may be, within the language of Section 4244, Title 18, United States Code, ‘presently insane or otherwise so mentally incompetent as to be unable to understand the proceedings against him or properly to assist in his own defense’ ”, the district court (The Honorable William R. Collin-son), committed Herrington to the Veteran’s Administration Hospital at Kansas City, Missouri, “to be examined as provided in Section 4244, Title 18, United States Code.” The ensuing psychiatric report concluded that Herrington was aware of the nature of the charges against him and of their ramifications, and that he was capable of assisting in his own defense. Judge Collinson then held an evidentiary hearing at which the examining psychiatrist testified and found that Herrington had sufficient mental competency to stand trial. Accordingly, and on the basis of the defendant’s previous plea of not guilty, the case was set for trial.

On January 20, 1969, the date set for trial, the defendant withdrew his plea of not guilty and entered a plea of guilty. Judge Collinson, after making some inquiry of the defendant as to the basis of the plea, accepted the plea of guilty and ordered a pre-sentence investigation.

On February 14, 1969, Herrington was committed by Judge Collinson to the custody of the Attorney General for a maximum period of twenty years under 18 U.S.C. § 4208(b), for the purpose of allowing the sentencing court to obtain more detailed information as a basis for determining sentencing, with provision for a ninety-day study pursuant to 18 U.S.C. § 4208(c), and a review of sen *1042 tence as provided in § 4208(b), supra. Thereafter, on June 24, 1969, on the basis of the report of the United States Medical Center for Federal Prisoners at Springfield, Missouri, that some staff members entertained doubt as to the criminal responsibility of Herrington at the time of the robbery, Judge Collinson granted the defendant’s application for leave to withdraw his plea of guilty and to enter a plea of not guilty. Judge Collinson promptly disqualified himself because he had read and studied the presentence report. The case was then assigned to Chief Judge William H. Becker.

In the manner prescribed by Rules 23 (a) and (c), Fed.R.Crim.P., 18 U.S.C.A., the defendant waived special findings and trial by jury. On October 23, 1969, the defendant stipulated that he robbed the Metropolitan National Bank on August 23, 1968, and that the bank was federally insured on that date. After trial to the court on the defense of lack of criminal responsibility, the defendant was found guilty, 312 F.Supp. 1276. Judgment of conviction was entered and a sentence of ten years was imposed subject to the provisions of 18 U.S.C. § 4208(a) (2). Defense motion to dismiss the indictment .and for judgment of acquittal were appropriately made but were denied by the court.

With leave of the district court, Herrington appeals in forma pauperis. He asserts here, as he did in the trial court, that this Circuit should “abrogate all vestages [sic] of the M’Naghten rule and apply the modified Durham rule as the standard for criminal responsibility.” He suggests in the alternative that the evidence below was “insufficient to establish beyond a reasonable doubt” that he had, at the time of the offense, “the requisite cognition, volition and capacity to control his behavior.” A meticulous review of the entire record in the proceedings below convinces us that Herrington’s arguments are without merit. We reach this result upon the following considerations:

1. We are not inclined to accept the invitation to adopt and apply a “modified Durham Test”. This Court, in three opinions, has clearly enunciated this Circuit’s general law as to criminal responsibility. Dusky v. United States, 295 F.2d 743, 759 (8th Cir. 1961), cert. denied, 368 U.S. 998, 82 S.Ct. 625, 7 L.Ed.2d 536; Feguer v. United States, 302 F.2d 214, 242-245 (8th Cir. 1962), cert. denied, 371 U.S. 872, 83 S.Ct. 123, 9 L.Ed.2d 110; and Pope v. United States, 372 F.2d 710, 733-739 (8th Cir. 1967) (en banc), vacated on other grounds, 392 U.S. 651, 88 S.Ct. 2145, 20 L.Ed.2d 1317 (1968). See also Alexander v. United States, 380 F.2d 33, 37-39 (8th Cir. 1967) and United States v. Mills, 434 F.2d 266, 274 (8th Cir. 1970). These opinions, singly or together, state that this Circuit’s approach to the issue of criminal responsibility centers on 3 necessary elements, namely, the defendant’s cognition, his volition, and his capacity to control his behavior; that these 3 elements are essential constituents of the defendant’s legal sanity; and that where cognition (knowledge), volition (will) and capacity to control behavior (choice) congeal, a finding of criminal responsibility for the doing of a criminal act is warranted. We are satisfied with this approach, and we today reaffirm it.

2. We find ample evidence supportive of Judge Becker’s finding that,

“From all the evidence in the case, * * * it is found that the Government has proved beyond a reasonable doubt that the defendant was mentally responsible for his criminal acts as he planned and executed the robbery of the bank on August 23, 1968; that the defendant then possessed cognition, volition and capacity to control his behavior in the required scope and degree; that he then had the knowledge to distinguish between right and wrong; and that he deliberately formed and executed the intention to violate the law for personal gain by robbing a federally insured bank.”

(United States v. Herrington, 312 F.Supp. 1276, 1284)

*1043 In making this determination, we must, of course, view the evidence in the light favorable to the Government as the prevailing party [United States v. Lodwick, 410 F.2d 1202, 1204 (8th Cir. 1969), cert. denied, 396 U.S. 841, 90 S.Ct.

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552 F.2d 257 (Eighth Circuit, 1977)
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447 F.2d 264 (Eighth Circuit, 1971)

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440 F.2d 1041, 1971 U.S. App. LEXIS 10530, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-james-russell-herrington-ca8-1971.