United States v. James Rogers

44 F.4th 728
Court of Appeals for the Seventh Circuit·Decided August 12, 2022·No. 21-2638·Published·Cited by 10 cases

Opinion

In the

United States Court of Appeals For the Seventh Circuit

No. 21-2638 UNITED STATES OF AMERICA, Plaintiff-Appellee,

v.

JAMES ROGERS, Defendant-Appellant.

Appeal from the United States District Court for the Southern District of Indiana, Indianapolis Division. No. 1:19-cr-00308 — Jane Magnus-Stinson, Judge.

ARGUED MAY 25, 2022 — DECIDED AUGUST 12, 2022

Before RIPPLE, ROVNER, and JACKSON-AKIWUMI, Circuit Judges.

RIPPLE, Circuit Judge. Federal law prohibits James Rogers from possessing any firearms because of his previous felony convictions. Nevertheless, based on an investigation in July of 2019, law enforcement concluded that he had enlisted an accomplice to purchase firearms for him. A jury subsequently convicted him of two counts of being a felon in possession of a firearm in violation of 18 U.S.C. § 922(g). The district court 2 No. 21-2638

then sentenced him to 70 months’ imprisonment. For the reasons set forth in this opinion, we now affirm the judgment of the district court.

I

BACKGROUND

On July 12, 2019, Mr. Rogers, along with a friend, A.W., went to the Rural King store in Bedford, Indiana. The store’s video surveillance system recorded Mr. Rogers as he handled multiple firearms, including a Mossberg shotgun. The video recorded his holding the Mossberg for less than a minute before handing it back to the Rural King sales employee. The employee then placed it under the counter. A few minutes later, A.W. went to the sales counter, indicated that she wanted to purchase the Mossberg, provided her ID, and filled out a Form 4473. The Rural King manager came from the back of the store, carrying a box with a Mossberg shotgun in it. A.W. paid for the shotgun, and the manager walked both her and Mr. Rogers to the parking lot.

One week later, Mr. Rogers and A.W. went to another Rural King in Bloomington, Indiana. Again, Mr. Rogers approached the gun counter by himself and inspected several firearms, including a Sig Sauer 400 rifle. A.W. later joined him at the gun counter and purchased the rifle. The manager then escorted them out of the store.

Following these purchases, law enforcement officers received a tip that Mr. Rogers and A.W. were purchasing firearms with gift cards obtained from stolen merchandise that had been returned fraudulently to the store. While investigating the theft, the officers reviewed the security footage of the sales of the two firearms at the Rural King stores and

No. 21-2638 3

concluded that A.W. was purchasing the firearms for Mr. Rogers. A Bloomington Police officer interviewed A.W. and Mr. Rogers. During her interview, A.W. denied knowing the location of the Sig Sauer rifle. But Mr. Rogers, when interviewed by the same officer, told him that the rifle was under the couch in A.W.’s living room and noted that it was still inside the box. Bloomington police officers recovered the Sig Sauer rifle from that location. Officers also recovered the Mossberg shotgun from A.W.’s residence that same day.

On September 17, 2019, a grand jury charged Mr. Rogers with five counts: one count of conspiracy, two counts of aiding and abetting the making of a false statement to a licensed firearms dealer, and two counts of being a felon in possession of a firearm. The Government then filed a motion to dismiss without prejudice the first three counts of the indictment, and the district court granted the motion. Consequently, only the two counts of felon in possession were presented to the jury at trial. Mr. Rogers’s first trial occurred in November 2020 but ended in a mistrial when the jury could not reach a unanimous verdict.

A second jury trial was held on July 13, 2021. In presenting its case, the Government first assumed that Count I (the Mossberg shotgun) charged Mr. Rogers with possessing the shotgun he was recorded holding in the surveillance video at the Bedford Rural King. But when Mr. Rogers’s attorney crossexamined the store associate who had sold the Mossberg shotgun to A.W., it became evident that two separate Mossberg shotguns were involved in the Bedford incident: The first Mossberg was the one that Mr. Rogers personally handled; the second Mossberg was the one retrieved by the manager from the back of the store and sold to A.W. A law enforcement 4 No. 21-2638

witness admitted at trial that they were not aware that the incident had involved two different Mossberg shotguns in the 1 store.

At the close of the Government’s case, Mr. Rogers moved

2

for the dismissal of Count I of the indictment under Rule 29. Mr. Rogers submitted that he, and the jury, were entitled to know whether he was being charged with possessing the unpurchased firearm that he had held in the store or the purchased firearm that left the store (identified as Government Exhibit 2 at trial). He expressed the concern that some jurors might convict him for solely possessing the gun that he had held in the store while others might convict him of jointly possessing the gun that was purchased. The Government simply responded that the indictment charged Mr. Rogers with possessing “a Mossberg shotgun,” which was still what the evi-

3

dence demonstrated.

After a colloquy with counsel, the district court determined that defense counsel had raised two separate concerns. Counsel first suggested that the indictment was invalid because it was impossible to ascertain whether the grand jury intended to accuse Mr. Rogers of possessing the gun that he had handled at the counter or the gun purchased by A.W.

1 R.121 at 121, 125. 2 “A trial judge, upon a defendant’s motion or on the judge’s own initiative , ‘must enter a judgment of acquittal of any offense for which the evidence is insufficient to sustain a conviction,’ either after the government has closed its evidence or after a jury has rendered a verdict or been discharged .” United States v. Garcia, 919 F.3d 489, 496 (7th Cir. 2019) (quoting Fed. R. Crim. P. 29(a)). 3 R.121 at 138; see also R.64.

No. 21-2638 5

shortly thereafter. Counsel also submitted that the indictment deprived him of due process of law because he had no notice of which alleged firearm possession he had to defend against.

The court addressed each of these arguments. With respect to the first argument, the court said that it was clear that the grand jury intended to indict Mr. Rogers with possession of the gun purchased by A.W. The court noted that, given the charges handed down by the grand jury—“all of that conspiracy and setting up the straw man”—it was clear that the grand jury focused on a theory of joint possession of the purchased Mossberg. The district judge explained “these guns were purchased with the female companion as a straw purchaser , and I think the Grand Jury, given that they did indict on those theories, kind of necessarily found joint possession,

4

it seems to me.”

The district court then turned to the risk that Mr. Rogers had not been given adequate notice that the Government intended to proceed on the basis of the purchased gun. Charac-

5

terizing the problem as one of duplicity, it stated that, “it is the joining of two or more offenses in a single count because clearly here, the possession of the purchased Mossberg is dif-

6

ferent than the possession of the unpurchased Mossberg.” In order to avoid any unfairness from lack of notice, the court

4 R.121 at 146–47. 5 Although, as we discuss later on, the district court’s characterization of the situation before it as one of duplicity is questionable, at least insofar as it was based on the existence of two guns rather than one, it certainly did not cause reversible error. 6 Id. at 144.

6 No. 21-2638

then required the Government to choose which firearm it was going to prove in front of the jury: “[y]ou have to pick—less than picking a gun—you have to pick a possession that you’re charging; and whether it is the one in the store or the joint

7

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