United States v. James McCormack

829 F.2d 322, 1987 U.S. App. LEXIS 12557
CourtCourt of Appeals for the Second Circuit
DecidedSeptember 18, 1987
Docket1252, Docket 86-1522
StatusPublished
Cited by8 cases

This text of 829 F.2d 322 (United States v. James McCormack) is published on Counsel Stack Legal Research, covering Court of Appeals for the Second Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. James McCormack, 829 F.2d 322, 1987 U.S. App. LEXIS 12557 (2d Cir. 1987).

Opinions

VAN GRAAFEILAND, Circuit Judge:

James McCormack appeals from a judgment of the United States District Court for the Western District of New York, which followed a jury trial before Judge Elfvin. The judgment convicted appellant of robbing the Cheektowaga Branch of the Norstar Bank on February 11, 1986 by force and violence or intimidation, 18 U.S.C. § 2113(a), and using or carrying a firearm during a crime of violence, 18 U.S.C. § 924(c). We affirm.

On May 22, 1986, a Buffalo Grand Jury handed down an indictment charging McCormack with robbing the Norstar branch bank, not once, but twice, the first robbery having occurred on November 19, 1985. The district court granted the defendant’s motion to sever the counts relating to the two robberies even though it knew that this would effectively eliminate some of the most convincing testimony in the Government’s case. Joanne Pawlowski, the victimized teller in the first robbery, and Sylvia Johnson, a co-employee of the Bank, were in the Bank’s collateral vault near the tellers’ cages on February 11 and saw McCormack when he entered the Bank. Pawlowski, who recognized McCormack as the perpetrator of the November robbery, alerted Johnson to the fact that he was going to rob the Bank again. Following the severance, the district court would not permit the Government to prove how Pawlowski knew that McCormack was about to rob the Bank, nor would the court permit either Pawlowski or Johnson to testify concerning Pawlowski’s attention-riveting statements to Johnson. As a result, the Government did not call Pawlowski as a witness, and instructed Johnson, who did testify, not to mention Pawlowski at all.

Encouraged by these favorable rulings, defense counsel sought to discredit the testimony of Annette James, the bank teller who was accosted by McCormack and who identified him as the gun-wielding robber. James testified on direct that, when McCormack told her that this “was a holdup” and demanded the money in her bottom drawer, she just “froze.” McCormack then pulled out a gun, pointed it at her, and told her that if she didn’t give him everything, “he would blow me away.” Not content with this clear evidence of intimidation, defense counsel proceeded to emphasize it in his cross-examination of James:

Q. Okay. Now, you’ve indicated in your direct examination that you sort of froze when this first happened?

A. Yes.

Q. All right. And certainly the reason for that, that action on your part, was tension, concern?

A. Concern I was being held up. What would you do? I mean—

Q. You were concerned?
A. (No response)
Q. You were concerned, were you not? You were tense? You froze?

Defense counsel devoted almost his entire summation to the issue of identifica[324]*324tion, in effect conceding that there was intimidation in order to maximize the likelihood of misidentification:

[S]he said well, you know, it was a very tense situation. And I'm sure it was. And as we all know, in tense situations our abilities are not heightened, our powers of observation and retention are not heightened. They are lessened.

Counsel concluded his summation by telling the jury that the issue for them to decide was whether McCormack was the robber. With the record so clear on this point, it is surprising, to say the least, to have McCormack’s appellate counsel contend that “[t]he only seriously contested issue was whether the robbery was accomplished by ‘force and violence or by intimidation.’ ” (Appellant’s Brief at 3). Although, as appellate counsel presently concedes, the evidence that McCormack committed the robbery was overwhelming (Appellant’s Brief at 25), McCormack’s trial counsel litigated this issue to the bitter end. Appellate counsel now tacks in the opposite direction in order to support his contention that the district court committed plain error in its charge on intimidation, a charge that was not excepted to below.

In its main charge, the district court instructed the jury in substance that taking by intimidation means willfully to take by putting the victim in fear of bodily harm and that the defendant’s acts must be such as would put the ordinary person in fear of bodily harm. When the jury subsequently requested a further definition of the statutory phrase “by force and violence, or by intimidation”, the district judge attempted to comply with their request. He began by telling the jury that he did not recall any evidence of force or violence, an instruction that neither side has challenged. He then repeated the correct definition of intimidation that he had already given. However, he did not stop there. By way of illustration, he gave the jury a synopsis of two appellate court opinions in which threats of violence were held sufficient to constitute intimidation. He concluded, however, with the following admonition to the jury:

Now, it’s really a problem for you, one, to decide from the testimony and from the other evidence that you have before you what was actually done, what was actually done, what was actually said. In other words, the whole physical circumstances are there. And then to put yourself in the role of a reasonable, ordinary person and decide whether such a person would have been intimidated by what you have found to have gone on. And if you find that an ordinary reasonable person would have been intimidated by what went on and you find that beyond a reasonable doubt, then that would be sufficient for a conviction under Count II. If your decision is that it is not shown to you beyond a reasonable doubt what actually did go on or that what actually did go on would cause an ordinary reasonable person to be intimidated, then you would say to Mr. McCormack that he is not guilty.

Appellant now contends that, despite his counsel’s failure to object to the district court’s use of the illustrative case references, their inclusion in the charge constituted plain error requiring reversal. Although we agree that it would have been better had the district judge omitted reference to these cases, their inclusion in the charge was at most harmless error. A single instruction should not be judged in isolation, but in the context of the entire charge, which, in this instance, was both adequate and correct. See United States v. Gaggi, 811 F.2d 47, 61-62 (2d Cir.), cert. denied, — U.S. -, 107 S.Ct. 3214, 96 L.Ed.2d 701 (1987). Here, it also must be viewed in the light of the jury’s verdict on the second count which charged McCormack with using or carrying a firearm during a crime of violence. In finding McCormack guilty on that count, the jury obviously credited the bank teller’s testimony that McCormack threatened her with a gun.

We think it safely may be said that guns and intimidation go hand in hand. “[T]he display of a gun instills fear in the average citizen; as a consequence, it creates an immediate danger that a violent response will ensue.” McLaughlin v. United States, 476 U.S. 1, 106 S.Ct. 1677, 1678, 90 L.Ed.2d 15 (1986) (footnote omitted).

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United States v. James McCormack
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Bluebook (online)
829 F.2d 322, 1987 U.S. App. LEXIS 12557, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-james-mccormack-ca2-1987.