United States v. James John Lay

644 F.2d 1087, 8 Fed. R. Serv. 509, 1981 U.S. App. LEXIS 13322
CourtCourt of Appeals for the Fifth Circuit
DecidedMay 13, 1981
Docket80-1831
StatusPublished
Cited by39 cases

This text of 644 F.2d 1087 (United States v. James John Lay) is published on Counsel Stack Legal Research, covering Court of Appeals for the Fifth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. James John Lay, 644 F.2d 1087, 8 Fed. R. Serv. 509, 1981 U.S. App. LEXIS 13322 (5th Cir. 1981).

Opinion

AINSWORTH, Circuit Judge:

Appellant James J. Lay was convicted in district court of possession of 96 pounds of marijuana with intent to distribute in violation of 21 U.S.C. § 841(a)(1). The trial judge sentenced Lay to serve five years in prison and to a five-year special parole term. Lay appeals from the conviction, contending that the trial judge erroneously refused to permit him to testify about the bias of the key prosecution witness and about certain prior inconsistent statements made by that witness and erroneously denied the defendant’s motion for a mistrial after the prosecutor questioned him about a prior offense for which he had not been convicted. Finding no errors which affect the substantial rights of the defendant, we affirm.

Lay and a companion, Richard T. Brous-sard, were stopped at a border checkpoint as they drove from Mexico into the United States near Sarita, Texas. The border patrol agent, noticing that Lay, who was driving, appeared nervous, asked him to open the trunk of the' car. Lay told the agent that he did not have the key to the trunk. The agent then gained access to the trunk by removing the back seat of the car and found 96 pounds of marijuana in the trunk. The appellant and Broussard were arrested *1089 and searched; the key to the trunk was hidden in Lay’s sock.

At trial, Broussard was the key witness against Lay. Broussard testified that the marijuana transaction was Lay’s idea and that they were jointly involved in the deal. Lay, on the other hand, testified that the car belonged to Broussard and that he knew nothing about the marijuana until Brous-sard told him about it just before they reached the border. Lay testified that Broussard had made statements to him which contradicted Broussard’s testimony. The prosecutor objected to any further questioning of Lay about Broussard’s prior inconsistent statements or his motives in testifying against Lay, and the trial judge sustained the objections. 1 Later, during cross-examination, the prosecutor asked Lay about three prior drug-related convictions and then asked him about an armed robbery charge which Lay denied. 2 Counsel *1090 for the defendant then requested a mistrial on the grounds that the prosecutor had questioned the defendant about an offense which had not led to a final conviction. The court denied the motion for mistrial, offered to give any corrective instructions suitable to the defendant, and acceded to the defendant’s request not to have any instruction at all given. 3 The prosecutor then asked the defendant about an additional conviction, for sale of heroin in 1972, for which he was sentenced to serve sixty years in prison. 4

The district judge excluded Lay’s testimony about Broussard’s statements and motives for two stated reasons: the testimony would relate to events which occurred after the commission of the crime and would therefore not be relevant, and reports of Broussard’s statements would be hearsay. Neither of these reasons is appropriate. Lay apparently would have testified about statements made by Broussard after his arrest which were inconsistent with his trial testimony. Such statements are not offered to prove the truth of the matter asserted, but instead to east doubt on the trial testimony in light of the inconsistency. They are therefore not hearsay. United States v. Sisto, 534 F.2d 616, 622-23 (5th Cir. 1976); Fed.R.Evid. 801(c). 5 Under the Federal Rules of Evidence, extrinsic evidence of prior inconsistent statements of witnesses is admissible only if the witness is afforded an opportunity to explain or to deny making the prior statements. Fed.R. Evid. 613(b). ' Broussard was questioned about the statements he allegedly made to Lay and he denied making them. Thus, Lay’s testimony, a form of extrinsic evidence, was admissible to impeach Broussard. That the statements were made after the crime is no bar to their admissibility; in fact, such statements are frequently made after the crime. See, e. g., United States v. Maddox, 492 F.2d 104 (5th Cir.), cert. denied, 419 U.S. 851, 95 S.Ct. 92, 42 L.Ed.2d 82 (1974). Lay’s testimony may very well have been inadmissible as part of the defendant’s case-in-chief, but it was admissible for impeachment purposes and the trial judge erred in excluding the testimony. 6

Although the trial court erred in excluding Lay’s testimony, the error was harmless. It is inappropriate to reverse a lower court conviction on account of errors which do not affect the substantial rights of the party asserting that error. 28 U.S.C. § 2111; Fed.R.Crim.P. 52(a). To determine whether an error in a criminal case is harmless, we must examine “whether there is a reasonable possibility that the [error] might have contributed to the conviction.” Fahy v. Connecticut, 375 U.S. 85, 86-87, 84 S.Ct. 229, 230, 11 L.Ed.2d 171 (1963). See also Chapman v. California, 386 U.S. 18, 23-24, 87 S.Ct. 824, 827-28, 17 L.Ed.2d 705 (1966). After examining the record as a whole, the appellate court must be convinced beyond a reasonable doubt that the error was harmless. Chapman v. California, supra, 386 U.S. at 24, 87 S.Ct. at 827; Null v. Wainwright, 508 F.2d 340, 343 (5th Cir.), cert. denied, 421 U.S. 970, 95 S.Ct. 1964, 44 L.Ed.2d 459 (1975).

*1091 It is perhaps easier to assess whether an error is harmless when the error consists of the erroneous admission of evidence; the appellate court merely examines all of the other evidence to see “whether the trier of fact would have reached the same result without the tainted evidence . . .. ” Null v. Wainwright, supra, 508 F.2d at 343.

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Bluebook (online)
644 F.2d 1087, 8 Fed. R. Serv. 509, 1981 U.S. App. LEXIS 13322, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-james-john-lay-ca5-1981.