United States v. James Gaddy

• Court: Court of Appeals for the Eleventh Circuit
• Decided: October 19, 2021
• Docket: 20-13859
• Status: Unpublished

Opinion

USCA11 Case: 20-10280 Date Filed: 10/19/2021 Page: 1 of 11

[DO NOT PUBLISH]

In the

United States Court of Appeals For the Eleventh Circuit

____________________

No. 20-10280 & 20-13859 Non-Argument Calendar ____________________

UNITED STATES OF AMERICA, Plaintiff-Appellee, versus JAMES GADDY,

Defendant-Appellant. USCA11 Case: 20-10280 Date Filed: 10/19/2021 Page: 2 of 11

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Appeals from the United States District Court for the Southern District of Georgia D.C. Docket No. 4:88-cr-00032-LGW-CLR-1 ____________________

Before LAGOA, BRASHER, and ANDERSON, Circuit Judges.

PER CURIAM:

James Gaddy, pro se, appeals the district court’s denial of his two motions for compassionate release under 18 U.S.C. § 3582(c)(1)(A). In both orders, the district court found that the 18 U.S.C. § 3553(a) factors did not support a reduction in Gaddy’s sen- tence. There are two issues on appeal. First, the Government moves to dismiss Gaddy’s appeal of the district court’s denial of his first motion for compassionate release because it was untimely. Second, Gaddy argues that the district court abused its discretion by denying his motions for compassionate release because U.S.S.G. § 1B1.13 does not apply to prisoner-filed motions and the district court relied on inaccurate information in denying his motions, which caused it to improperly apply the § 3553(a) factors. I. In a criminal case, a defendant’s notice of appeal must be filed in the district court within 14 days after the entry of the USCA11 Case: 20-10280 Date Filed: 10/19/2021 Page: 3 of 11

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judgment or order being appealed. Fed. R. App. P. 4(b)(1)(A). A district court is permitted, upon a finding of excusable neglect or good cause, to extend the time for a defendant to file a notice of appeal to no more than 30 days. Fed. R. App. P. 4(b)(4). The deadline in Rule 4(b) for criminal defendants to appeal is not jurisdictional but is instead a claims processing rule that can be waived by the Government. United States v. Lopez, 562 F.3d 1309, 1312–13 (11th Cir. 2009). Thus, an appeal may only be dis- missed as untimely if the Government raises the issue, which it may do for the first time in its merits brief. Id. at 1313. If the Gov- ernment raises the issue of untimeliness, then “we must apply the time limits of Rule 4(b).” Id. at 1314. Here, Gaddy untimely filed his notice of appeal following the denial of his first motion for compassionate release. The dis- trict court denied Gaddy’s first motion on November 12, 2019. Gaddy, without seeking an extension of time from the district court, filed a notice of appeal on January 7, 2020. Even if Gaddy had sought an extension of time, the district court could have granted him only 30 days to file. Fed. R. App. P. 4(b)(4). If the defendant does not file his notice of appeal until after that 30-day period, the district court—even upon a finding of excusable neglect or good cause—is not permitted to allow the out-of-time appeal. Lopez, 562 F.3d at 1314. Gaddy has argued that the Government forfeited its Rule 4(b) objection to his untimely notice of appeal by failing to raise it earlier. While the Government can waive a Rule 4(b) timeliness USCA11 Case: 20-10280 Date Filed: 10/19/2021 Page: 4 of 11

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objection, the Government has not done so here. In Lopez, we held that the Government “may object to the timeliness of an ap- peal for the first time in its merit brief.” Id. at 1313. Therefore, the Government has not forfeited its Rule 4(b) objection to Gaddy’s untimely notice of appeal, and “we must apply the time limits of Rule 4(b).” Id. at 1314. Accordingly, we DISMISS Gaddy’s appeal of the denial of his first motion for compassionate release. II. Gaddy argues on appeal that the district court abused its dis- cretion by denying his motions for compassionate release because U.S.S.G. § 1B1.13 does not apply to prisoner-filed motions, the dis- trict court relied on inaccurate information in denying the motions, and the district court improperly applied the § 3553(a) factors. Be- cause we have dismissed Gaddy’s appeal of the district court’s de- nial of his first motion for compassionate release, we only consider his arguments as applied to the district court’s denial of his second motion for compassionate release. We review de novo whether a defendant is eligible for a sentence reduction under 18 U.S.C. § 3582(c)(1)(A). United States v. Bryant, 996 F.3d 1243, 1251 (11th Cir. 2021). After eligibility is established, we review a district court’s denial of compassionate release under § 3582(c)(1)(A) for abuse of discretion. Id. Congress enacted the First Step Act of 2018, Pub. L. No. 115- 391, 132 Stat. 5194, which, in part, amended 18 U.S.C. § 3582(c)(1)(A) to increase the use and transparency of compassion- ate release of federal prisoners. See Bryant, 996 F.3d at 1248–50, USCA11 Case: 20-10280 Date Filed: 10/19/2021 Page: 5 of 11

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1261. Under this statute, a district court may grant a prisoner’s mo- tion for compassionate release after determining that (1) “extraor- dinary and compelling reasons warrant such a reduction,” (2) “such a reduction is consistent with applicable policy statements issued by the Sentencing Commission,” and (3) § 3553(a) sentencing fac- tors weigh in favor of a reduction. 18 U.S.C. § 3582(c)(1)(A). 1 Our recent decisions in United States v. Tinker, — F.4th —, 2021 WL 4434621 (11th Cir. Sept. 28, 2021) and United States v. Giron, — F.4th —, 2021 WL 4771621 (11th Cir. Oct. 13, 2021) hold that a district court may not grant compassionate release unless it makes all three of these findings. The Sentencing Commission policy statements applicable to § 3582(c)(1)(A) are found in U.S.S.G. § 1B1.13, which include that the district court must determine that “[t]he defendant is not a

1 In addition to the “extraordinary and compelling reasons” basis for compas- sionate release under § 3582(c)(1)(A)(i), a district court may also modify a sen- tence if “the defendant is at least 70 years of age, has served at least 30 years in prison, pursuant to a sentence imposed under section 3559(c), for the offense or offenses for which the defendant is currently imprisoned, and a determina- tion has been made by the Director of the Bureau of Prisons that the defendant is not a danger to the safety of any other person or the community . . . .” 18 U.S.C. § 3582(c)(1)(A)(ii). Here, Gaddy cited § 3582(c)(1)(A)(ii) as a basis for a sentence reduction in his first motion for compassionate release, but not in his second. Because we have dismissed Gaddy’s appeal of the district court’s de- nial of his first motion for compassionate release, we will not address the dis- trict court’s denial of Gaddy’s motion for compassionate release pursuant to § 3582(c)(1)(A)(ii) on the merits. USCA11 Case: 20-10280 Date Filed: 10/19/2021 Page: 6 of 11

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danger to the safety of any other person or to the community, as provided in 18 U.S.C. § 3142(g),” before it can reduce the defend- ant’s sentence. U.S.S.G. § 1B1.13(2) & cmt. n.1. An application note to Section 1B1.13 lists four categories of extraordinary and compelling reasons: “(A) Medical Condition of the Defendant”; “(B) Age of the Defendant”; “(C) Family Circumstances”; and “(D) Other Reasons.—As determined by the Director of the Bu- reau of Prisons, there exists in the defendant’s case an extraordinary and compelling reason other than, or in combination with, the rea- sons described in subdivisions (A) through (C).” U.S.S.G. § 1B1.13 cmt. n.1. Relevant here, a defendant’s age may be an extraordinary and compelling reason warranting a sentence reduction if he “(i) is at least 65 years old; (ii) is experiencing a serious deterioration in physical or mental health because of the aging process; and (iii) has served at least 10 years or 75 percent of his . . . term of imprison- ment, whichever is less.” Id. § 1B1.13 cmt. n.1(B). A prisoner’s re- habilitation “is not, by itself, an extraordinary and compelling rea- son” warranting a sentence reduction. Id. § 1B1.13 cmt. n.3. Gaddy has argued that the district court erred by not consid- ering whether extraordinary and compelling reasons existed be- yond those listed in U.S.S.G. § 1B1.13 because this policy statement does not apply to prisoner-filed motions. Recent precedent fore- closes this argument. We have held that Section 1B1.13 constrains district courts’ authority to identify when extraordinary and com- pelling reasons exist. See Bryant, 996 F.3d at 1262. The compas- sionate release exception requires that any sentence reduction be USCA11 Case: 20-10280 Date Filed: 10/19/2021 Page: 7 of 11

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“consistent with applicable policy statements.” 18 U.S.C. § 3582(c)(1)(A). In Bryant, we concluded that Section 1B1.13 “is an applicable policy statement that governs all motions under Section 3582(c)(1)(A)”—including those filed by prisoners. 996 F.3d at 1262. “Accordingly, district courts may not reduce a sentence un- der Section 3582(c)(1)(A) unless a reduction would be consistent with 1B1.13.” Id. This “consistent-with requirement” means that Section 1B1.13 is “binding on district courts” that are adjudicating motions for compassionate release under 18 U.S.C. § 3582(c)(1)(A). Id. at 1251–52. We also held in Bryant that the catch-all provision in Application Note 1(D) “does not grant discretion to courts to develop ‘other reasons’ that might justify a reduction in a defend- ant’s sentence.” Id. at 1248; see also id. at 1263–65. Gaddy has also argued that the district court abused its dis- cretion by improperly applying the § 3553(a) factors. We review a district court’s denial of a prisoner’s § 3582(c)(1)(A) motion for abuse of discretion. United States v. Harris, 989 F.3d 908, 911 (11th Cir. 2021). The abuse of discretion standard of review “is not simply a rubber stamp.” United States v. Johnson, 877 F.3d 993, 997 (11th Cir. 2017) (quoting United States v. Docampo, 573 F.3d 1091, 1104 (11th Cir. 2009) (Barkett, J., concurring in part and dis- senting in part)). “A court must explain its sentencing decisions adequately enough to allow for meaningful appellate review.” Id. This standard of review, though, does afford district courts a “range of choice,” and we “cannot reverse just because we might have USCA11 Case: 20-10280 Date Filed: 10/19/2021 Page: 8 of 11

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come to a different conclusion.” Harris, 989 F.3d at 912 (quoting Sloss Indus. Corp. v. Eurisol, 488 F.3d 922, 934 (11th Cir. 2007)). In United States v. Cook, 998 F.3d 1180, 1184–85 (11th Cir. 2021), in a context in which meaningful review of a district court’s consideration of the § 3553(a) factors was necessary, we held that a district court must explain its decision sufficiently to allow for meaningful appellate review—i.e., to allow the court of appeals to determine whether the district court considered the applicable fac- tors. Nevertheless, the district court need not state on the record that it has considered each of the § 3553(a) factors nor must it dis- cuss each of them. United States v. Kuhlman, 711 F.3d 1321, 1326 (11th Cir. 2013). A sentence may be affirmed if the record in- dicates that the court considered a number of the factors. See United States v. Dorman, 488 F.3d 936, 944 (11th Cir. 2007) (con- cluding that, while the district court did not specifically state that it had considered the factors, it necessarily considered several of them by entertaining the defendant’s objections and motion for a downward departure). “The weight given to any specific § 3553(a) factor is committed to the sound discretion of the district court.” United States v. Croteau, 819 F.3d 1293, 1309 (11th Cir. 2016). The § 3553(a) factors include the nature and circumstances of the offense, the defendant’s history and characteristics, the kinds of sentences available, the Sentencing Guidelines, any pertinent policy statement, the need to avoid disparate sentences for defend- ants with similar records, and the need to provide restitution to any victims. 18 U.S.C. § 3553(a). Here, the district court did not abuse USCA11 Case: 20-10280 Date Filed: 10/19/2021 Page: 9 of 11

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its discretion in concluding that the § 3553(a) factors weighed in fa- vor of denying Gaddy’s second motion for compassionate release. The district court considered Gaddy’s prior criminal history; the nature of and circumstances surrounding his offense; and the need for his sentence to reflect the seriousness of his crime, promote re- spect for the law and victims, provide just punishment, and deter similar offenses. The district court also concluded that Gaddy would pose a risk to the safety of the community, so his release would not be consistent with the applicable Sentencing Commis- sion policy statement. U.S.S.G. § 1B1.13(2). Based on the district court’s order, we cannot conclude that it abused its discretion. The district court merely had to explain its reasoning sufficiently “to allow for meaningful appellate review.” Johnson, 877 F.3d at 997. We cannot reverse its decision merely because we might have concluded differently. Harris, 989 F.3d at 912. The district court adequately explained the facts and the § 3553(a) factors it considered for this Court to exercise meaningful appellate review. Gaddy has argued that the district court relied on inaccurate information when weighing the § 3553(a) factors. In his opening brief, Gaddy argues that the district court erred by stating that (1) he had committed four prior armed robberies when his revised presentence report reflects only two and (2) the presentence report “recommended” an upward departure from the guideline range. In his reply brief, Gaddy points to a third alleged error, arguing that it was error for the district court to say that he committed a USCA11 Case: 20-10280 Date Filed: 10/19/2021 Page: 10 of 11

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kidnapping “[w]hile committing a series of other criminal offenses” because he does not know to what offenses the court is referring. None of these alleged errors lead us to the conclusion that the district court abused its discretion. First, assuming that Gaddy is correct, only the third alleged error occurred in the district court’s denial of Gaddy’s second motion for compassionate release. The other two alleged errors were present in the district court’s denial of Gaddy’s first motion for compassionate release, but we have dismissed Gaddy’s appeal of that denial for untimeliness. Sec- ond, the district court correctly noted that Gaddy committed a se- ries of other criminal offenses when he kidnapped Adam Sparks. In his trial for kidnapping, Gaddy was also convicted of interstate transportation of a stolen motor vehicle, sale and receipt of a stolen motor vehicle, and fraud. See United States v. Gaddy, 894 F.2d 1307, 1309–10 (11th Cir. 1990) (outlining the underlying facts and charges at Gaddy’s trial). Therefore, the district court did not err by stating that Gaddy had committed other criminal offenses. Third, assuming that the district court did misstate these underly- ing facts, such error is harmless and does not show an abuse of dis- cretion. Cf. United States v. Barner, 572 F.3d 1239, 1248 (11th Cir. 2009) (“A Sentencing Guidelines miscalculation is harmless if the district court would have imposed the same sentence without the error.”). Bryant forecloses Gaddy’s arguments that Section 1B1.13 does not apply to prisoner-filed motions and that a district court can find extraordinary and compelling reasons to warrant a USCA11 Case: 20-10280 Date Filed: 10/19/2021 Page: 11 of 11

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sentence reduction under Application Note 1(D). 996 F.3d at 1248, 1252, 1263–65. Therefore, the district court did not err in denying Gaddy’s second motion for compassionate release because he was not eligible for relief. Even if Gaddy were eligible, the district court did not abuse its discretion because it addressed the § 3553(a) fac- tors and sufficiently explained its decision to allow for meaningful appellate review. The district court’s order was also consistent with the policy statement, which indicates that it was required to consider Gaddy’s danger to the community. U.S.S.G. § 1B1.13(2). Accordingly, we AFFIRM the denial of Gaddy’s second mo- tion for compassionate release. DISMISSED IN PART AND AFFIRMED IN PART.