United States v. Ivan Nikonorovich Rogalsky

575 F.2d 457, 1978 U.S. App. LEXIS 11465
CourtCourt of Appeals for the Third Circuit
DecidedApril 27, 1978
Docket78-1098
StatusPublished
Cited by12 cases

This text of 575 F.2d 457 (United States v. Ivan Nikonorovich Rogalsky) is published on Counsel Stack Legal Research, covering Court of Appeals for the Third Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Ivan Nikonorovich Rogalsky, 575 F.2d 457, 1978 U.S. App. LEXIS 11465 (3d Cir. 1978).

Opinion

OPINION OF THE COURT

SEITZ, Chief Judge.

This is an appeal by the Government from an order of the district court directing the United States Attorney to submit for payment by the Department of Justice certain bills for psychiatric examinations and witness fees.

Ivan Rogalsky was indicted for espionage on behalf of the Soviet Union. The Federal Public Defender appeared for him and entered a not guilty plea. On February 10, 1977, the Defender obtained an ex parte order from the district court authorizing the retention of a psychiatrist (Dr. Nir) to provide an examination which was said to be “necessary for preparation of the defense.” The order was sealed pending the disposition of the case. Thereafter, Dr. Nir examined the defendant on two occasions.

On March 4, 1977, the Defender sent a letter to the United States Attorney’s Office, pursuant to Fed.R.Crim.P. 12.2, notifying the Government that defendant would rely in part on the defense of insanity.

On March 8, 1977, at a court hearing, the Government said that, because an insanity defense had been asserted a competency examination would be required prior to trial. On April 1, 1977, the Defender advised the Government’s counsel by letter that he was “in the process of assisting the defense psychiatrist in preparing his report.”

Thereafter, pursuant to 18 U.S.C. § 4244 (1976), the Defender moved for a competency hearing, which motion was supported in part by the report of the retained defense psychiatrist. Still later, with the consent of the parties, the court entered an order dated April 20, 1977, pursuant to 18 U.S.C. § 4244 (1976), directing that the defendant be examined by a designated doctor (Hack-en) who was to report his findings to the court. That report was later filed with the court and the parties received copies.

*459 On April 26, 1977, the Defender obtained an ex parte order directing that the defendant be examined by still another psychiatrist (Kuvin) for the “purpose of determining competency to stand trial.” This order did not direct that the results of the examination were to be shared with the Government or the court. Indeed, Dr. Kuvin’s report was submitted after he testified on behalf of the defendant at the competency hearing. As a result of the competency hearing, Rogalsky was found not competent to stand trial.

On May 2, 1977, the Defender sent a letter to the United States Attorney’s Office asking that the Department of Justice pay the entire examination fee as well as the witness fee of the psychiatrist (Kuvin) who was retained by the defense with court authorization for the purpose of determining competency to stand trial, and who testified at the competency hearing. The Defender’s letter also asked that the Government pay part of the examination fee of the first psychiatrist (Nir) who was employed to aid in the preparation of the defense, but did not testify at the competency hearing.

The Defender’s requests were rejected by the Government. The Defender thereon filed a motion with the district court requesting an order directing that the United States Attorney submit the bills to the Department of Justice for payment. The Government opposed the motion on the ground that it was required to pay only for appointments made under 18 U.S.C. § 4244 (1976), and not for psychiatrists retained to assist the defense.

The court granted the Defender’s motion as to Dr. Nir’s bill for his examination because, as it said, the court in part had based its finding of incompetency on his report. It directed payment of Dr. Kuvin’s bill for his examination and court appearance for the reason that he was retained by the Public Defender in connection with the court’s determination of the defendant’s competency to stand trial. The Government appeals.

Although no question of appealability is raised, we think this order is appeala-ble as a final judgment under the collateral order doctrine of Cohen v. Beneficial Industrial Loan Corp., 337 U.S. 541, 69 S.Ct. 1221, 93 L.Ed. 1528 (1949). 28 U.S.C. § 1291 (1970).

This appeal presents a question of law: was the district court legally justified in assessing against the Department of Justice any part of the bills of psychiatrists retained by the defense pursuant to court authorization.

The two doctors for whose services the Defender seeks payment from the Government were authorized by the court under 18 U.S.C. § 3006A(e)(l) (1976), the Criminal Justice Act, which is part of the statute providing for representation of indigent defendants. Subsection-(e)(1) provides:

(1) Upon request. — Counsel for a person who is financially unable to obtain investigative, expert, or other services necessary for an adequate defense may request them in an ex parte application. Upon finding, after appropriate inquiry in an ex parte proceeding, that the services are necessary and that the person is financially unable to obtain them, the court, or the United States magistrate if the services are required in connection with a matter over which he has jurisdiction, shall authorize counsel to obtain the services.

How are the examination and witness fees of experts appointed under the quoted subsection to be paid? In our view the answer is found in the provisions of § 3006A itself. Under § 3006A(a), the services provided by the Defender must include such “expert” services as are “necessary for an adequate defense.” And under § 3006A(h)(2)(A), the Defender must submit a budget for services it must provide. We think this statutory scheme contemplates that the examination and witness fees of experts retained by a public defender pursuant to authority granted under § 3006A(e)(l) are to be paid from the defender’s budget unless 18 U.S.C. § 4244 (1976) comes into play.

Section 4244 provides in pertinent part:

*460 Whenever after arrest and prior to the imposition of sentence or prior to the expiration of any period of probation the United States Attorney has reasonable cause to believe that a person charged with an offense against the United States may be presently insane or otherwise so mentally incompetent as to be unable to understand the proceedings against him or properly to assist in his own defense, he shall file a motion for a judicial determination of such mental competency of the accused, setting forth the ground for such belief with the trial court in which proceedings are pending.

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Bluebook (online)
575 F.2d 457, 1978 U.S. App. LEXIS 11465, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-ivan-nikonorovich-rogalsky-ca3-1978.