United States v. Hurby Septimus McCalla AKA Terrance George Beecham AKA Michael G. Smith AKA Thomas Harding, Hurby McCalla

38 F.3d 675, 1994 U.S. App. LEXIS 28779, 1994 WL 562597
CourtCourt of Appeals for the Third Circuit
DecidedOctober 14, 1994
Docket93-1908
StatusPublished
Cited by23 cases

This text of 38 F.3d 675 (United States v. Hurby Septimus McCalla AKA Terrance George Beecham AKA Michael G. Smith AKA Thomas Harding, Hurby McCalla) is published on Counsel Stack Legal Research, covering Court of Appeals for the Third Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

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United States v. Hurby Septimus McCalla AKA Terrance George Beecham AKA Michael G. Smith AKA Thomas Harding, Hurby McCalla, 38 F.3d 675, 1994 U.S. App. LEXIS 28779, 1994 WL 562597 (3d Cir. 1994).

Opinions

OPINION OF THE COURT

MANSMANN, Circuit Judge.

A jury convicted Hurby Septimus McCalla pursuant to 8 U.S.C. § 1326 for his unauthorized reentry into the' United States as an alien who had previously been deported after an aggravated felony conviction. At the time of his deportation, McCalla was given a standard Form 1-294 notice which warned that his reentry into the United States without first procuring the permission of the United States Attorney General would expose him to a maximum prison sentence of two years. The two year penalty indicated on the form was a misstatement of the actual statutory maximum penalty of up to 15 years imprisonment. The main issue we address- is whether the government should have been precluded under the theory of fair warning, the rule of lenity, or the doctrine of entrapment from seeking a sentence in excess of two years and ultimately, whether the district court erred in sentencing McCalla to a prison term which substantially exceeded the two years described in the notice, 821 F.Supp. 363.

I.

Hurby Septimus McCalla1 was deported on or about April 9, 1991. At that time, he received and signed Immigration and Naturalization Service Form 1-294, which stated:

Should you wish to return to the United States you must write [the United States Department of Justice, Immigration and Naturalization Service] or the American Consular Office nearest your residence abroad as to how to obtain permission to return after deportation. By law (Title 8 of United States Code, Section 1326) any deported person who within five years returns without permission is guilty of a felony. If convicted he may be punished by imprisonment of not more than two years and/or a fine of not more than $1,000.00.

S.A. 1 (emphasis added).

The INS Form 1-294 given McCalla had not been revised to reflect changes in section 1326 of Title 8, U.S.C., which had occurred on November 18, 1988 and November 19, 1990. The 1988 amendment to section 1326 added a subsection (b), providing for enhanced penalties where the defendant has had prior felony convictions. A second amendment in 1990 increased the associated maximum fine from $1,000 to $250,000 in accordance with 18 U.S.C. § 3571(b)(3). Consequently, the portions of section 1326 applicable to McCalla at the time of his deportation were as follows:

[678]*678(a) Subject to subsection (b) of this section, any alien who—
(1) has been arrested and deported or excluded and deported, and thereafter
(2) enters ... or is at any time found in, the Ünited States, unless
(A) prior to his reembarkation at a place outside the United States ... the Attorney General has expressly consented to such alien’s reapplying for admission; or
(B) with respect to an alien previously excluded and deported, unless such alien shall establish that he was not required to obtain such advance consent under this chapter or any prior Act,
shall be fined under Title 18, or imprisoned not more than 2 years, or both.
(b) Notwithstanding subsection (a) of this section, in the case of any alien described in such subsection—
* * * * * *
(2) whose deportation was subsequent to a conviction for commission of an aggravated felony, such alien shall be fined under such Title, imprisoned not more than 15 years, or both.

8 U.S.C. § 1326 (as amended Nov. 18, 1988, Pub.L. 100-690, 102 Stat. 4471; Nov. 29, 1990, Pub.L. 101-649, 104 Stat. 5059).

On or about April 15, 1992,2 McCalla was found in Philadelphia, having reentered the United States without first applying to the Attorney General of the United States for admission and receiving her express consent pursuant to section 1326. He was thus charged with a violation of section 1326(b)(2).

At trial, the court precluded defense counsel from raising to the jury the issue of whether McCalla could be properly charged pursuant to 8 U.S.C. § 1326(b) in light of the errors contained in Form 1-294. The jury returned a guilty verdict on the single count indictment. At sentencing, McCalla argued that the government was bound to the misstatements made in Form 1-294 in seeking his sentence, and therefore that the government was precluded from seeking a sentence in excess of 2 years despite the 15 year maximum imprisonment provided in section 1326(b)(2). Nonetheless, the court calculated McCalla’s offense range at 100 to 125 months pursuant to the United States Sentencing Guidelines, and imposed a sentence of 112 months imprisonment with three years supervised release following completion of his prison sentence and a financial penalty in the amount of $50.00.3

II.

The issue of whether due process mandates that the government be limited to the maximum sentence promulgated by the government’s own inaccurate notice of the current law is one of first impression in this circuit.

McCalla argues that due process, fundamental fairness and the rule of lenity militate against imposition of a prison sentence in excess of that which the government has clearly represented it could be. He further argues that the public policy supporting the doctrine of entrapment would preclude the government from receiving a “benefit” from its act of misrepresentation. Thus McCalla seeks to have this case remanded to the district court for resentencing within a two-year sentence limitation.

Our sister courts of appeals have recently rejected the arguments which McCalla raises before us. In United States v. Perez-Torres, 15 F.3d 403 (5th Cir.1994), a ease involving the very same act of misrepresentation on the part of INS, the Court of Appeals for the Fifth Circuit held:

[679]*679Form 1-294 is not a criminal statute. Hence, the defect [the defendant] complains of lies not in the underlying statute, but rather in a provision of a document with no relevant legal force. As [the defendant] concedes, section 1826 clearly and unambiguously articulated the penalties associated with a reentry offense. Thus, regardless of the inaccuracy of Form I-294, the statute under which [the defendant] was convicted provided notice adequate to satisfy the requirements of due process.

Id. at 406.

Similarly, in reversing the decision of its district court, the Court of Appeals for the Ninth Circuit held in United States v. Sanchez-Montoya, 30 F.3d 1168, 1169 (9th Cir.1994) that,

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38 F.3d 675, 1994 U.S. App. LEXIS 28779, 1994 WL 562597, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-hurby-septimus-mccalla-aka-terrance-george-beecham-aka-ca3-1994.