United States v. Houlihan

871 F. Supp. 1495, 1994 U.S. Dist. LEXIS 19896, 1994 WL 725192
CourtDistrict Court, D. Massachusetts
DecidedDecember 15, 1994
DocketCrim. 93-10291-WGY
StatusPublished
Cited by7 cases

This text of 871 F. Supp. 1495 (United States v. Houlihan) is published on Counsel Stack Legal Research, covering District Court, D. Massachusetts primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Houlihan, 871 F. Supp. 1495, 1994 U.S. Dist. LEXIS 19896, 1994 WL 725192 (D. Mass. 1994).

Opinion

*1496 MEMORANDUM

YOUNG, District Judge.

I. BACKGROUND

In the early morning hours of Monday, March 2, 1992, James Boyden Jr. was found dead in the vicinity of Spice Street, Charles-town. He had been shot in the back of the head.

On the eve of trial involving federal charges arising out of this and other murders, attempted murders, and allegedly related misconduct, the government moved in limine for an Order permitting it to offer, through percipient witnesses, hearsay statements made by James Boyden Jr., James Boyden Sr., and George Sargent, shortly before their respective murders. The Court declined to rule in limine, opting instead to await development of the trial record, making only such rulings as ultimately prove necessary and appropriate. Having now admitted one such statement of James Boyden Jr., and the government having withdrawn its proffer of the others, this memorandum addresses only the ruling already made. The admissibility of statements allegedly made by James Boyden Sr. and George Sargent will be addressed when and if necessary.

In its motion in limine, the government proffered the following evidence through counsel: Prior to his death, James Boyden Jr. allegedly told his sister, Marie Boyden Connors, that he had had a loud argument with the defendant Jennierose Lynch (“Lynch”) in which she warned him that if he did not stop selling cocaine from her comer, she would have the defendant Michael Fitzgerald (“Fitzgerald”) “blow [his] head off.” James Boyden Jr. allegedly related similar accounts of this event to his mother, Veronica Boyden; his father, James Boyden Sr.; and another witness. His sister and mother each reported seeing him afterwards with a bandage on his face. Both women reported that James Boyden Jr. told them that Fitzgerald had beaten him up. The senior Mr. Boyden and another witness also reported that James Boyden Jr. had told them that he had been hit by Fitzgerald. On the evening before he was found dead, James Boyden Jr. was hanging out in his sister’s Charlestown apartment drinking beer, departing at about 8:00 PM. As he was leaving, he allegedly told his sister that he was going out “to meet Billy Herd.” William “Billy” Herd (“Herd”) is a co-defendant in this case.

As the trial unfolded, the government abandoned its effort to admit most of these hearsay statements. 1 The government did, *1498 however, seek to admit the statement of James Boyden Jr. to his sister that he intended to meet Herd as relevant circumstantial evidence that it was Herd who killed him later that evening. The government argued that this statement is admissible because it constitutes a statement of a then existing mental or emotional condition under Federal Rule of Evidence 803(3) (“Rule 803(3)”). Over objection, the Court admitted the statement and Marie Boyden Connors was allowed so to testify. This memorandum explains the Court’s reasoning.

II. ANALYSIS

This case presents an issue of first impression in the First Circuit, namely, whether the out-of-court statement of a victim-declarant of an intention to meet with a defendant on the evening of the victim’s murder can be admitted at trial as circumstantial evidence of the meeting. Rule 803(3), commonly referred to as the “state of mind exception,” excludes from the hearsay rule statements of “the declarant’s then existing state of mind, emotion, sensation, or physical condition (such as intent, plan, motive, design, mental feeling, pain, and bodily health)____” Thus, although the statement of James Boyden Jr. that he was going to meet Herd would clearly be admissible, if relevant, as a statement of James Boyden Jr.’s own intention, it is unclear whether it can be admitted against others — the defendants here — as evidence that the meeting actually took place.

A. The Common Law Prior to Rule 803(3)

Prior to the adoption of the Federal Rules of Evidence, the Supreme Court addressed this issue in the famous case of Mutual Life Insurance Co. of New York v. Hillmon, 145 U.S. 285, 12 S.Ct. 909, 36 L.Ed. 706 (1892). In Hillmon, an insurance company sought to introduce out-of-court statements by a declarant, Walters, that he intended to travel with the insured, Hillmon. The hearsay statement was used as the principal proof that Hillmon had actually traveled with Walters. In holding this statement admissible, the Supreme Court cited with approval Hunter v. State, 11 Vroom (40 N.J.L.) 495, 534, 536-38 (1878), a criminal case which involved facts similar to the case at issue here. In Hunter, the Court of Errors and Appeals (now the Supreme Court) of New Jersey held that a victim-declarant’s out-of-court statements to his wife and son, just prior to his murder, that he was planning to meet with the defendant were admissible to prove the defendant’s subsequent conduct. See Hillmon, 145 U.S. at 299, 12 S.Ct. at 914 (paraphrasing the Hunter case). The rationale of the New Jersey court was explicitly adopted by the Supreme Court in Hillmon. Id. Thus, under Hillmon, out-of-court statements of a declarant are admissible to prove the subsequent conduct of others.

The analysis, however, does not end here. In 1973, Congress codified Hillmon in Federal Rule of Evidence 803(3). The question for this Court, then, is whether in enacting Rule 803(3) Congress codified in full the reasoning of Hillmon, or whether it sought to limit the case’s application.

B. Rule 803(3) and its Legislative History

Rule 803(3) states that a declarant’s out-of-court statement of intent is admissible at trial as an exception to the rule against hearsay. The text of the rule is silent as to whether such statements are admissible against third parties.

Unfortunately, the legislative history of Rule 803(3) only serves to obfuscate the analysis. While the Advisory Committee’s Note to Rule 803(3) states that “the rule of Mutual Life Insurance Co. v. Hillmon, allowing evidence of intention as tending to prove the doing of the act intended, is, of course, left undisturbed,” Fed.R.Evid. 803(3) advisory committee’s note, reprinted in Eric D. Green & Charles R. Nesson, Federal Rules of Evidence 166 (1992) (citation omitted), the Report of the House Judiciary Com *1499 mittee states that “the committee intends that the rule be construed to limit the doctrine of

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Related

Bogan v. State
754 So. 2d 1289 (Court of Appeals of Mississippi, 2000)
People v. James
717 N.E.2d 1052 (New York Court of Appeals, 1999)
United States v. Houlihan
First Circuit, 1996
State v. Phillips
461 S.E.2d 75 (West Virginia Supreme Court, 1995)
United States v. Houlihan
887 F. Supp. 352 (D. Massachusetts, 1995)

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Bluebook (online)
871 F. Supp. 1495, 1994 U.S. Dist. LEXIS 19896, 1994 WL 725192, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-houlihan-mad-1994.