United States v. Horacio Velarde-Gavarrete Bolivar Wilson Guerrero-Mosqueda

975 F.2d 672, 92 Daily Journal DAR 13020, 92 Cal. Daily Op. Serv. 7981, 1992 U.S. App. LEXIS 22848, 1992 WL 230613
CourtCourt of Appeals for the Ninth Circuit
DecidedSeptember 22, 1992
Docket91-50836
StatusPublished
Cited by18 cases

This text of 975 F.2d 672 (United States v. Horacio Velarde-Gavarrete Bolivar Wilson Guerrero-Mosqueda) is published on Counsel Stack Legal Research, covering Court of Appeals for the Ninth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Horacio Velarde-Gavarrete Bolivar Wilson Guerrero-Mosqueda, 975 F.2d 672, 92 Daily Journal DAR 13020, 92 Cal. Daily Op. Serv. 7981, 1992 U.S. App. LEXIS 22848, 1992 WL 230613 (9th Cir. 1992).

Opinions

FARRIS, Circuit Judge:

The United States appeals the district court’s order dismissing the indictment against Horacio Velarde-Gavarrete and Bolivar Wilson Guerrero-Mosqueda. We reverse.

I

At approximately 7:30 a.m. on September 11, 1990, the USS Arkansas, acting on classified information, encountered the M/V Nordcapp, a Honduran-flag freighter. The Nordcapp was dead in the water near the Clipperton Islands, approximately 1400 miles west of Costa Rica. A United States Coast Guard law enforcement team aboard the Arkansas radioed for permission to come aboard the Nordcapp. The Nordcapp denied the request. Minutes later, the request was repeated. This time, permission was granted.

By this time, the Coast Guard team noticed heavy non-engineering smoke coming from the Nordcapp, indicating a fire on board. The team arrived at the Nordcapp and found most of her crew mustered on deck. Because of the fire, the team advised the Nordcapp crew to prepare to abandon ship. The team’s efforts to locate the source of fire were hampered by heat and smoke, and no observations were made of the contents of the ship’s cargo hold. The team seized some documents and evacuated the Nordcapp crew. By midafter-noon, the Nordcapp had sunk in 11,000 feet of water. Efforts to dislodge the contents of the ship’s hold were unavailing.

Ten Nordcapp crewmembers were taken aboard the Arkansas. Because of the suspicious nature of the Nordcapp’s burning, the Arkansas was ordered to transport the crew to San Diego for interviews and debriefing. The crew, however, was not placed under arrest.

While the Arkansas was en route to San Diego, the Coast Guard team received information from Interpol that Velarde, the Nordcapp’s captain, was a fugitive from Belgium, where he had been convicted in absentia for smuggling cocaine by ship. The Belgian government requested Ve-larde’s provisional arrest and extradition.

The Coast Guard team interviewed Ve-larde. They did not inform Velarde that they were aware of his Belgian conviction. Velarde stated that the Nordcapp was carrying a cargo of clothing when it sank. Other crewmembers were also interviewed about the Nordcapp’s sinking. Several of them indicated that they did not know what the Nordcapp was carrying.

The Arkansas arrived at San Diego on September 15. Upon arrival, it was met by representatives of the Coast Guard, the Immigration and Naturalization Service, the Drug Enforcement Agency and United States Customs. All crewmembers were interviewed by law enforcement officers on the day they arrived in port.

Velarde was informed that he had been identified as a fugitive. He then admitted that the Nordcapp was carrying fifteen tons of cocaine. He denied ordering the Nordcapp fired or scuttled. This interview was not taped, but written notes were made soon after. As a result of the interview, Velarde was classified as a Class I drug violator.

Ingmar Gomez-Nieva claimed during his interview that he was a stowaway aboard the Nordcapp, but he later admitted that he was aboard the ship to guard the cocaine. He stated that Velarde knew about the cargo, and that the crew had assisted in loading the cocaine on board. Gomez denied any role in firing or scuttling the ship. This interview was not memorialized until September 28, 1990. As a result of the interview, Gomez was also classified as a Class I drug violator.

The remaining crewmembers were also interviewed, including Guerrero-Mosqueda. All of them denied knowledge of drugs aboard the Nordcapp. All of them denied firing or scuttling the ship.

[674]*674Initially, the DEA made no attempt to detain the crewmembers based on the information obtained from Velarde and Gomez. The INS informed the DEA that the crewmembers would be repatriated if they were not charged within forty-eight hours. On September 21, seven crewmembers, including Gomez, were repatriated. On September 25, another crewmember, Helicio Gutera was repatriated. Velarde was not repatriated because of the Belgian extradition request. Guerrero was scheduled for repatriation and actually boarded an aircraft to return home, but he was prevented from departing because of a hold arising from information that he was on parole in the United States for an earlier drug smuggling conviction.

The DEA launched its formal investigation on September 24. Along with the United States Attorney’s office, the DEA spent the next seven weeks assembling a case, including a request for consent and waiver of objection from the Honduran government to prosecution of Nordcapp crewmembers in the United States. The Honduran government granted the request on November 8, 1990.

On November 15, 1990, an indictment was returned against Velarde and Guerrero. The indictment charged them with (a) conspiracy to possess 15 tons of cocaine on board a vessel with intent to distribute, (b) possession of cocaine on board a vessel with intent to distribute, (c) conspiracy to import cocaine and (d) attempted importation of cocaine.

On April 9, 1991, Velarde and Guerrero moved the district court to dismiss the indictment, on the grounds that the government had deported witnesses who could testify favorably on their behalf. They relied upon United States v. Valenzuela-Bernal, 458 U.S. 858, 102 S.Ct. 3440, 73 L.Ed.2d 1193 (1982).

In June 1991, an investigator for the defense tracked down and interviewed three members of the Nordcapp crew— Alfonso Morales, Carlos Davila-Noriega and Gilberto Robinson-Villagras. Each denied that the Nordcapp was carrying cocaine, and each denied that the ship was intentionally fired or scuttled.

The district court held a dozen hearings on the Valenzuela-Bernal motion between July and September 1991. On November 8, 1991, the district court granted the motion to dismiss the indictment. On December 2, 1991, the government attempted to file a motion to reconsider the November 8 order. The district court held a hearing on the motion but concluded that it was improperly brought under the local rules. In order to complete the record on appeal, the district court ordered the motion for reconsideration lodged but not filed. This timely appeal followed.

Velarde and Gomez remain in custody because of the extradition and parole holds.

II

Questions of law are reviewed de novo. United States v. McConney, 728 F.2d 1195, 1201 (9th Cir.) (en banc), cert. denied, 469 U.S. 824, 105 S.Ct. 101, 83 L.Ed.2d 46 (1984). A district court’s findings of fact are reviewed for clear error. Id. at 1200 n. 5.

III

In granting the motion to dismiss the indictment, the district court found as follows:

I do find that the witnesses who were released by the government were material witnesses favorable to the defendants. I do find that the release of those witnesses was prejudicial to the defendants, and although I cannot find that there was demonstrated a bad faith by the investigators, there was, in my view, an incredibly incompetent investigation. And I feel that the evidence requires this court to make a conclusion that there is an absence of good faith.

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975 F.2d 672, 92 Daily Journal DAR 13020, 92 Cal. Daily Op. Serv. 7981, 1992 U.S. App. LEXIS 22848, 1992 WL 230613, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-horacio-velarde-gavarrete-bolivar-wilson-guerrero-mosqueda-ca9-1992.