United States v. Honken

378 F. Supp. 2d 880, 2004 U.S. Dist. LEXIS 28250, 2004 WL 3418789
District Court, N.D. Iowa·Decided January 29, 2004·No. CR 01-3047-MWB·Published·Cited by 7 cases

Opinion

MEMORANDUM OPINION AND ORDER REGARDING GOVERNMENT’S MOTION FOR ANONYMOUS JURY (FILED UNDER SEAL)

BENNETT, Chief Judge.

TABLE OF CONTENTS

I.INTRODUCTION.882

A. The Prosecutions.882

1. The 1993 case.882

2. The 1996 case.883

3. The present case.,.883

B. The Motion For An Anonymous Jury.888

C. Additional Submissions In Support Of The Motion.889

1. 1998 Sentencing transcript. .889

a. Evidence of attempts to obstruct justice.889

i. Testimony of Daniel Cobeen.889

ii. Testimony of Timothy Cutkomp.890

iii. Testimony of Dean Donaldson.891

iv. Testimony of Terry Bregar.892

v.Testimony of Dennis Putzier.892

vi.Testimony of Dana Rasmussen.893

b. Evidence of an attempt to escape.893

i.Further testimony of Terry Bregar.893

ii. Testimony of David Leavitt and Derek Boggs.894

iii. Further testimony of Dennis Putzier.894

iv. Testimony of William Garrison.894

v.Testimony of-Lynette Redden..894

2. Affidavits.895

3. Paper on anonymous juries.895

II. LEGAL ANALYSIS.895

A. Should An “Anonymous” Jury Be Empaneled? ... ■.895

1. Arguments of the parties .895

2. A matter of nomenclature.897

*882 3. The rights at issue.898

4. Applicable standards.899

a. Case law standards .899

i.Need to protect the jury.900

ii.Precautions to minimize prejudice to the defendant.902

b. 18 U.S.C. § 3432.903

i.The statute.903

ii. Judicial interpretations.903

iii. The burden of proof.904

iv. Pertinent criteria for an anonymous jury.905

5. Analysis .906

a. Need to protect the jury.906

i.Present or future capacity to harm jurors.906

ii.Potential sentence.910

iii.Extent of publicity .911

b. Precautions to minimize prejudice to the defendant.913

i.Presumption of innocence.913

ii.Impartial jury .915

iii.Other concerns.917

B. The Proper Degree Of “Anonymity”.918

1. Arguments of the parties .918

2. Analysis .919

a. Degrees of anonymity .919

i. The “innominate” jury.919

ii. Limited anonymity.919

iii. A high degree of anonymity .920

iv. An anonymous and sequestered jury .920

b. The degree of anonymity required here.921

C. Further Prohibitions On Disclosure Of Juror Identity .922

III. CONCLUSION. .924

In this death penalty case, involving the alleged murder of five witnesses to the defendant’s drug-trafficking or other alleged criminal conduct, 1 the government has moved the court to empanel an “anonymous” jury to protect the jury from the alleged threat to their safety posed by the defendant and his associates. The defendant, however, contends that such a step would deprive him of the presumption of innocence and impede his ability to obtain a fair and impartial jury by means of effective voir dire. He also contends that 18 U.S.C. § 3432 demonstrates Congress’s recognition that, even in a capital case, a defendant is entitled to know the identity of the people who will determine his guilt or innocence. The question presented thus requires a delicate balancing of competing interests. The court held a hearing on the motion for an anonymous jury on January 17, 2004, and now enters this written ruling on that motion and related issues.

I. INTRODUCTION
A. The Prosecutions
1. The 1993 case

The pertinent background to the government’s motion for an anonymous jury in this case begins with a survey of the vari *883 ous prosecutions of defendant Dustin Lee Honken in this judicial district. Honken was first prosecuted for drug-trafficking offenses in this district in 1993 in Case No. CR 93-3019 (“the 1993 case”). As the Eighth Circuit Court of Appeals explained,

In April 1993, a grand jury in the Northern District of Iowa indicted ap-pellee for conspiracy to distribute methamphetamine. After the disappearance of one or more prospective prosecution witnesses, the government dismissed the indictment.

United States v. Honken, 184 F.3d 961, 963 (8th Cir.), cert. denied, 528 U.S. 1056, 120 S.Ct. 602, 145 L.Ed.2d 500 (1999). Thus, the first prosecution of Honken in this district did not lead to a conviction.

2. The 1996 case

Honken was again indicted on drug-trafficking charges on April 11, 1996, this time with co-defendant Timothy Cutkomp, in Case No. CR 96-3004-MWB (“the 1996 case”). Count 1 of the Indictment in the 1996 case charged Honken and Cutkomp with conspiracy to distribute, manufacture, and attempt to manufacture 1000 grams or more of a mixture or substance containing a detectable amount of methamphetamine and 100 grams or more of pure methamphetamine. Indictment in Case No. CR 96-3004-MWB (N.D.Iowa). Count 2 of the original Indictment in the 1996 case charged Honken with possessing and aiding and abetting the possession of listed chemicals, in violation of 21 U.S.C. § 841(d) and 18 U.S.C. § 2

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United States v. Honken, 378 F. Supp. 2d 880, 2004 U.S. Dist. LEXIS 28250, 2004 WL 3418789 (N.D. Iowa 2004).

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