United States v. Holman, Freeman

Court of Appeals for the Seventh Circuit·Decided December 16, 2002·No. 01-1535·Published

Opinion

In the

United States Court of Appeals For the Seventh Circuit

No. 01-1535 UNITED STATES OF AMERICA, Plaintiff-Appellee,

v.

FREEMAN HOLMAN, Defendant-Appellant.

Appeal from the United States District Court for the Northern District of Indiana, Fort Wayne Division.

No. 99 CR 62—William C. Lee, Chief Judge.

ARGUED FEBRUARY 13, 2002—DECIDED DECEMBER 16, 2002

Before COFFEY, MANION, and WILLIAMS, Circuit Judges. WILLIAMS, Circuit Judge. Freeman Holman, the defendant in this direct appeal, claims that he received ineffective assistance of counsel because during trial his attorney conceded guilt to one of the four counts he faced. He also alleges that the district judge erred when calculating his sentence. We find that he was not deprived of his Sixth Amendment right to the effective assistance of counsel and that no reversible errors were made during his sentencing.

I. BACKGROUND

On July 31, 1999, Holman was arrested on his way to meet Joyce Lawson, a police informant who arranged to 2 No. 01-1535

meet Holman and purchase a small quantity of crack cocaine from him. As a result, he was indicted on one count of knowing and intentional possession of cocaine base with intent to distribute in violation of 21 U.S.C. § 841(a)(1) (Count I). A few months later, Holman was arrested when officers found a revolver and crack cocaine in his car. A superceding indictment added three charges based on his second arrest—possession of cocaine base with intent to distribute, possession of a firearm and ammunition by a felon in violation of 18 U.S.C. §§ 922(g)(1) and 924(a)(2), and carrying a firearm during and in relation to a drug trafficking crime in violation of 18 U.S.C. § 924(c)(1) (Counts II-IV). Holman was found guilty on all counts by a jury after a two-day trial, sentenced to 248 months’ imprisonment, and now appeals.

II. ANALYSIS

A. Ineffective Assistance of Counsel Holman claims he was denied effective assistance of counsel because his attorney conceded at trial that Holman was guilty of Count I. His challenge is based on the familiar standard of Strickland v. Washington, 466 U.S. 668 (1984), which requires that defendants show that their attorney’s performance was deficient and that they suffered prejudice as a result of this deficient performance. Id. at 688, 692.1 Such claims are mixed questions of law and fact

1 It is possible to argue that by conceding his client’s guilt, Holman ’s attorney “fail[ed] to subject the prosecution’s case to adversarial testing,” something found per se prejudicial in United States v. Cronic, 466 U.S. 648, 659 (1982). However, as the Supreme Court recently re-emphasized in Bell v. Cone, 535 U.S. 686, 122 S. Ct. 1843, 152 L. Ed. 2d 914 (2002), Cronic only applies if counsel fails to contest any portion of the prosecution’s case; if (continued...)

No. 01-1535 3

that we review de novo. United States v. Shurki, 207 F.3d 412, 418 (7th Cir. 2000). Strickland claims are usually discussed in writs of habeas corpus, but we review them on direct appeal when the defendant’s claim can be fully evaluated based only on the record below, id. at 418, and not extrinsic evidence. United States v. Goodwin, 202 F.3d 969, 973 (7th Cir. 2000); United States v. Taglia, 922 F.2d 413, 417 (7th Cir. 1991).

1. Deficient Performance Under Strickland Holman must describe “errors so serious that counsel was not functioning as the ‘counsel’ guaranteed the defendant by the Sixth Amendment” to show that his counsel was performing deficiently. Strickland, 466 U.S. at 687. The evaluative standard we hold attorneys to in this regard is “simply reasonableness under prevailing professional norms.” Id. at 688. When evaluating an attorney’s conduct, our review is “highly deferential,” with the underlying assumption that “counsel’s conduct falls within the wide range of reasonable professional assistance.” Id. at 689. Whether something is reasonable or not is based on the facts of the particular case, viewed at the time of counsel ’s conduct. Id. at 690.

1 (...continued) counsel mounts a partial defense, Strickland is the more appropriate test. See id., 122 S. Ct. at 1851; Haynes v. Cain, 298 F.3d 375 (5th Cir. 2002) (en banc), petition for certiorari filed, 71 U.S.L.W. 3319 (U.S. Oct. 10, 2002) (No. 02-602); see also Earl Wiley v. Sowders, 647 F.2d 642 (6th Cir. 1981) (conceding guilt to first-degree burglary and being a persistent felony offender); United States v. Swanson, 943 F.2d 1070 (9th Cir. 1991) (conceding guilt to one count of bank robbery); cf. Scarpa v. DuBois, 38 F.3d 1, 12-14 (1st Cir. 1994) (collecting cases).

4 No. 01-1535

a) Trial strategy Holman’s attorney began his opening statement by acknowledging that “on July 31st, 1999, Freeman Holman readily admits that he had cocaine in his pocket.” He then explained:

We’re not going to sit here and say, oh, no, he didn’t have it, because he did. He had the point six eight or nearly point seven grams of the cocaine, point seven gram [sic] of cocaine crack base in his pocket. We are not going to attempt to deny that in any way, because that is the truth.

During the presentation of evidence, Holman’s attorney limited his cross-examination of the prosecution’s witnesses to issues raised in Counts II-IV and did not ask any questions regarding Count I. Similarly, when presenting defense witnesses (including Holman), he avoided any discussion of the events surrounding Count I and only asked questions relating to Counts II-IV. During closing argument , Holman’s attorney not only conceded that his client possessed drugs as alleged in Count I, but told the jury how to fill out the verdict form, saying:

[W]hen you go back to the Jury room we want you to look for Count I and Verdict Form 1 and where it says less than five grams, put an “X” there, date it, and sign it, because that’s what the evidence showed. He possessed point six eight grams of cocaine. And as the evidence went in, it certainly appeared that he was going to deliver it to Joyce Lawson. No problem with that, because that’s the truth. Though an unusual defense strategy, we have held that conceding guilt to one count of a multi-count indictment to bolster the case for innocence on the remaining counts is a valid trial strategy which, by itself, does not rise to the level of deficient performance. See United States v.

No. 01-1535 5

Wilks, 46 F.3d 640, 644 (7th Cir. 1995); Underwood v. Clark, 939 F.2d 473, 474 (7th Cir. 1991); United States v. Simone, 931 F.2d 1186, 1195 (7th Cir. 1991); see also Anderson v. Calderon, 232 F.3d 1053 (9th Cir. 2000); United States v. Williamson, 53 F.3d 1500 (10th Cir. 1995). Conceding an indefensible charge is thought to build credibility with a jury by acknowledging the overwhelming evidence of guilt for that particular charge, creating goodwill and trust that can be applied towards arguments attacking the remaining charges. See Simone, 931 F.2d at 1196 (“[W]hen the admissions concern only some of the charges to be proven, or when they do not actually concede guilt, counsel’s concessions have been treated as tactical retreats and deemed to be effective assistance.”); Wilks, 46 F.3d at 644 (“In conceding Wilks’s guilt with respect to the one ounce transaction [but not a different transaction involving larger drug quantities], counsel lent credibility to his argument that Wilks was only a small fish in the drug world.”); see also Calderon, 232 F.3d at 1089.

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