United States v. Hill-Dunning

26 M.J. 260, 1988 CMA LEXIS 1646, 1988 WL 71507
CourtUnited States Court of Military Appeals
DecidedAugust 1, 1988
DocketNo. 57,019; ACM 25508
StatusPublished
Cited by10 cases

This text of 26 M.J. 260 (United States v. Hill-Dunning) is published on Counsel Stack Legal Research, covering United States Court of Military Appeals primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Hill-Dunning, 26 M.J. 260, 1988 CMA LEXIS 1646, 1988 WL 71507 (cma 1988).

Opinion

Opinion Of The Court

COX, Judge:

Appellant was tried by a general court-martial made up of officer members at Columbus Air Force Base, Mississippi. She was charged with two specifications of signing a false official statement and one specification of larceny, in violation of Articles 107 and 121, Uniform Code of Military Justice, 10 U.S.C. §§ 907 and 921, respectively. Contrary to her pleas, she was found guilty of all charges and specifications, and was sentenced to a dishonorable [261]*261discharge, confinement for 2 years, total forfeitures, a fine of $10,000.00, and reduction to the grade of airman basic. The convening authority approved the sentence as adjudged, and the Court of Military Review affirmed in an unpublished opinion. Appellant now asks us to determine whether “the military judge abuse[d] his discretion by refusing to permit a defense expert witness to testify as to the ultimate issue in the case.”

Subsequent to her divorce, appellant applied for and received basic housing allowances at the “with dependent” rate, as if she were still married. At trial, the defense conceded that appellant was not married at the time of the offenses, but presented a “mistake of fact”1 defense to the charges. Specifically, the defense argued that appellant suffered from a mental condition whereby she unconsciously suppressed or denied the fact that she was no longer married. To that end, defense counsel offered the testimony of an expert witness, Dr. Carmen Federowich, a psychiatrist who had examined appellant concerning this court-martial.

At an Article 39(a) session2 held prior to her testimony, Dr. Federowich related to the court her professional qualifications and her post-examination diagnosis of appellant. Dr. Federowich was prepared to testify that, at the time of the offenses, appellant was engaging in a coping mechanism which caused confused thinking during times of stress. Further, appellant’s mental condition caused unconscious denial and repression of certain matters, and she was using these mechanisms to reject or sublimate the fact of her divorce because it was important for her to believe she was still married.

The military judge questioned Dr. Federowich about the bases for her conclusions3 and ruled that she could testify about the concept of repression and denial in general terms. He refused, however,

to allow the witness to express her opinion as to whether or not the accused actually knew whether she was married or divorced at a certain period of time or to express any opinion in that same regard with respect to the repression or denial.

(Emphasis added.) It is this limitation on the expert’s testimony that is the subject of this appeal.

It is apparent from this case and others we have seen recently that Mil.R.Evid. 704,4 the so-called “ultimate issue” rule, is causing some uncertainty in its application. Cf. United States v. Arruza, 26 M.J. 234 (C.M.A. 1988); United States v. White, 25 M.J. 50 (C.M.A. 1987); United States v. Petersen, 24 M.J. 283 (C.M.A. 1987); United States v. Cameron, 21 M.J. 59 (C.M.A. 1985). It is, therefore, appropriate to revisit the rule and attempt to bring some order into its application.

First, let’s look at Mil.R.Evid. 704 as it is set out in the Manual for Courts-Martial, United States, 1984.

Rule 704- Opinion on ultimate issue

Testimony in the form of an opinion or inference otherwise admissible is not objectionable because it embraces an ultimate issue to be decided by the trier of fact.

The rule is simply stated. It’s legislative history indicates that it was adopted to facilitate the basic approach to opinion evidence, whether from lay witnesses or experts. It is not, itself, a rule of inclusion. It was designed to remove bars to admission of opinions when such action would be “helpful to the trier of fact. In order to render this approach fully effective and to allay any doubt on the subject, the so-called ‘ultimate issue’ rule [which prevailed under common law rules of evidence] is specifically abolished by the in[262]*262stant rule.” Notes of Advisory Committee on Proposed Rules, 28 U.S.C.A., Federal Rules of Evidence 114. See also S. Saltzburg & K. Redden, Federal Rules of Evidence Manual 698 (4th ed. 1986).

However,
[t]he abolition of the ultimate issue rule does not lower the bars so as to admit all opinions. Under Rules 701 and 702, opinions must be helpful to the trier of fact, and Rule 403 provides for exclusion of evidence which wastes time. These provisions afford ample assurances against the admission of opinions which would merely tell the jury what result to reach, somewhat in the manner of the oath-helpers of an earlier day.

J. Weinstein & M. Berger, 3 Weinstein’s Evidence 704-4 (1987), citing McCormick, Evidence § 12 (1954). Cf United States v. Gipson, 24 M.J. 246, 251 (C.M.A. 1987).

In summary, while the rule clearly permits “ultimate-issue” opinions from either lay or expert witnesses, it does not open the door to any and all opinions. The following analytical model might prove helpful to the bench and bar when confronted with “ultimate-issue” testimony:

a. Go back to Mil.R.Evid. 402, the basic rule for admissibility, and answer the following questions:

(1) What is the legal relevance of the evidence?

(2) What fact in controversy is being made more or .less probable? and,

(3) Will the opinion be helpful to the determination of that fact? Mil.R.Evid. 702. See United States v. Downing, 753 F.2d 1224, 1235 (3d Cir. 1985); United States v. Gipson, supra at 251. Confine the expert to his or her discipline.

(4) Is there any other rule of evidence that makes the opinion inadmissible?

b. Weigh admissibility of the evidence under Mil.R.Evid. 403. If the proffered opinion satisfies these tests, it is admissible.

We have consistently held that the opinions of one witness concerning the credibility or believability of another witness are inadmissible. We do not permit witnesses to pit themselves against one another. United States v. Arruza, United States v. White, United States v. Petersen, and United States v. Cameron, all supra. Mil.R.Evid. 704 was not designed to bring in the “oath-helpers” referred to by McCormick, supra. Mil.R.Evid. 608 enumerates the method of attacking or bolstering the credibility of witnesses.

The problem seems to be in drawing a distinction between the expert who has an opinion based upon a belief in the truthfulness of what another person has told him and the expert whose opinion is that the other person is truthful. This, however, is a distinction which can and must be drawn and recognized.

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Bluebook (online)
26 M.J. 260, 1988 CMA LEXIS 1646, 1988 WL 71507, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-hill-dunning-cma-1988.