United States v. Herndon

359 F. App'x 241
CourtCourt of Appeals for the Second Circuit
DecidedJanuary 7, 2010
Docket09-0311-cr
StatusUnpublished

This text of 359 F. App'x 241 (United States v. Herndon) is published on Counsel Stack Legal Research, covering Court of Appeals for the Second Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Herndon, 359 F. App'x 241 (2d Cir. 2010).

Opinion

SUMMARY ORDER

On October 21, 2008, a jury convicted appellant Brian Herndon of knowingly possessing child pornography in violation of 18 U.S.C. § 2252A(a)(5)(B). On January 12, 2009, Judge Dorsey of the District of Connecticut sentenced Herndon to 72 months’ imprisonment, followed by five years of supervised release and a $100 special assessment. Herndon is presently serving this sentence. He now appeals his conviction.

We assume the parties’ familiarity with the underlying facts, procedural history, and specification of issues for review.

I. Admission of Evidence

We review evidentiary rulings for abuse of discretion. United States v. Wexler, 522 F.3d 194, 201-02 (2d Cir.2008). Herndon argues that the district court abused its discretion first in allowing the government to display a limited number of child pornography images despite a stipulation that they were child pornography and then in admitting a non-pornographic image of Herndon’s neighbor sun-bathing. In both cases, the judge gave a limiting instruction. We presume that jurors follow their instructions. Shannon v. United States, 512 U.S. 573, 585, 114 S.Ct. 2419, 129 L.Ed.2d 459 (1994).

Although the government generally has the right to present evidence, Old Chief v. United States, 519 U.S. 172, 187-88, 117 S.Ct. 644, 136 L.Ed.2d 574 (1997), under “limited circumstances,” the government may be required to accept a stipulation instead. United States v. Velazquez, 246 F.3d 204, 211 (2d Cir.2001). Here, the stipulation was an insufficient substitution for the actual evidence. See United States *243 v. Polouizzi, 564 F.3d 142, 152-53 (2d Cir.2009); United States v. Gantzer, 810 F.2d 349, 351 (2d Cir.1987).

Herndon was charged with “knowingly possessing], or knowingly accessing]” child pornography. 18 U.S.C. § 2252A(a)(5)(B). Even if the stipulation satisfied the child pornography element, the government was still required to prove the knowledge element. The images allowed the jury to determine how likely it was that Herndon knew the images were child pornography. The court did not abuse its discretion in determining that this probative value outweighed any prejudicial affect. See Fed.R.Evid. 403.

The photograph of Herndon’s neighbor sun-bathing was introduced as part of a batch of photos showing that files clearly related to Herndon were stored in close physical proximity to the images of child pornography, and were accessed in close temporal proximity to the access of child pornography. The evidence was used to show both that Herndon knew about the child pornography (because of its physical proximity to pictures that were clearly his) and was accessing it himself (because of the timing of photo access).

While we acknowledge that the photo of Herndon’s neighbor was more prejudicial than the other photos, it was also more probative, as it was viewed only nine minutes before child pornography images were viewed. The judge did not abuse his discretion in allowing it.

II. Judicial Questioning

Herndon next contends that he was deprived of his right to a fair trial because the judge asked improper questions when Herndon took the stand. Defense counsel did not object to the judge’s questioning of Herndon. When counsel does not object, we review a claim of improper questioning only for plain error. See United States v. Salameh, 152 F.3d 88, 128 (2d Cir.1998). There was no plain error here.

The judge may question witnesses as part of the duty to “insure that the issues are clearly presented to the jury.” United States v. Victoria, 837 F.2d 50, 54 (2d Cir.1988); see Fed.R.Evid. 614(b). The majority of the judge’s questions to Herndon were those of clarification. United States v. Pisani, 773 F.2d 397, 403 (2d Cir.1985) (questioning may include “clarifying ambiguities, correcting misstatements, or obtaining information needed to make rulings”). Questioning is only objectionable if it “betray[s] the court’s belief as to the defendant’s guilt or innocence,” United States v. DiTommaso, 817 F.2d 201, 221 (2d Cir.1987), so that “the jurors [are] impressed with the trial judge’s partiality to one side to the point that this [becomes] a factor in the determination of the jury.” United States v. Valenti, 60 F.3d 941, 946 (2d Cir.1995) (quoting United States v. Guglielmini, 384 F.2d 602, 605 (2d Cir.1967)).

Two of the judge’s questions were perhaps more skeptical in tone then necessary: ‘You just send them a check, willy nilly. Is that what you’re saying?”; “Well, is there any big difficulty in looking down a list of charges against a credit card to make sure that you are properly being charged ...?” We do not need to determine if the “judge’s conduct left something to be desired, or even whether some comments would have been better left unsaid,” but only if the judge’s conduct was so prejudicial so as to deny Herndon a fair trial. See Pisani, 773 F.2d at 402.

We conclude that these two questions did not deny Herndon a fair trial.

III. Jury Poll

After the verdict, Herndon asked the court to poll the jury. See Fed.R.Crim.P. *244 31(d). The judge responded that he had done so by asking if the jurors agreed, and watching them nod their heads. Herndon then withdrew his objection. Whether this constituted a waiver or a forfeiture of the challenge, see United States v. Yu-Leung, 51 F.3d 1116

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Related

United States v. Wexler
522 F.3d 194 (Second Circuit, 2008)
United States v. Brutus
505 F.3d 80 (Second Circuit, 2007)
Shannon v. United States
512 U.S. 573 (Supreme Court, 1994)
Old Chief v. United States
519 U.S. 172 (Supreme Court, 1997)
United States v. Frank Guglielmini and John Testa
384 F.2d 602 (Second Circuit, 1967)
United States v. Joseph R. Pisani
773 F.2d 397 (Second Circuit, 1985)
United States v. James A. Gantzer
810 F.2d 349 (Second Circuit, 1987)
United States v. John Valenti
60 F.3d 941 (Second Circuit, 1995)
United States v. Salameh
152 F.3d 88 (Second Circuit, 1998)
United States v. John Walsh
194 F.3d 37 (Second Circuit, 1999)
United States v. Polouizzi
564 F.3d 142 (Second Circuit, 2009)
United States v. Shamsideen
511 F.3d 340 (Second Circuit, 2008)
United States v. White
552 F.3d 240 (Second Circuit, 2009)

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Bluebook (online)
359 F. App'x 241, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-herndon-ca2-2010.