United States v. John Walsh

194 F.3d 37, 1999 U.S. App. LEXIS 25837
CourtCourt of Appeals for the Second Circuit
DecidedOctober 19, 1999
Docket1998
StatusPublished
Cited by288 cases

This text of 194 F.3d 37 (United States v. John Walsh) is published on Counsel Stack Legal Research, covering Court of Appeals for the Second Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. John Walsh, 194 F.3d 37, 1999 U.S. App. LEXIS 25837 (2d Cir. 1999).

Opinion

STRAUB, Circuit Judge:

Defendant John Walsh appeals from a judgment entered following a jury trial in the United States District Court for the Western District of New York (John T. Curtin, Judge), convicting him on three counts of violating 18 U.S.C. § 242, which makes it a criminal act to willfully deprive a person of rights protected by the Constitution or laws of the United States, while acting under color of law.

On appeal, Walsh raises several challenges to his conviction. First, he contends that his conviction violated his Fifth and Sixth Amendment rights in that the indictment under which he was found guilty was insufficient in its notice and particularity, failed to ensure that he was not convicted on evidence not presented to the grand jury, was multiplicitous and duplicitous, and failed to protect him against double jeopardy. Given these deficiencies in the indictment, Walsh argues that the District Court should have dismissed the indictment pretrial or, in the alternative, that the District Court abused its discretion in denying his pretrial motion for a bill of particulars. Second, Walsh argues that the evidence presented at trial was insufficient to establish a constitutional violation under § 242 in that it failed to demonstrate that: (1) his alleged actions constituted “punishment” prohibited by the Eighth or Fourteenth Amendments; (2) he caused an injury of constitutional dimension; or (3) he was acting “under color of law” at the time of the alleged incidents. Third, Walsh argues that the evidence presented at trial was insufficient to establish his guilt beyond a reasonable doubt. Finally, Walsh contends that the court’s instruction to the jury was erroneous in several respects.

Having considered all the arguments, we affirm.

BACKGROUND

On January 4, 1996, a grand jury returned a one-count indictment against Lieutenant John Walsh, a Corrections Officer at Orleans County Jail in Albion, New York. The indictment charged Walsh with a single violation of 18 U.S.C. § 242, for violating the Eighth Amendment right of Norvin Fowlks, an inmate at that facility, to be free from cruel and unusual punishment. The indictment alleged that Walsh stepped on Fowlks’s penis on a date between January 4, 1991 and March 8, 1991, while Fowlks was inside a jail cell, causing him unnecessary and wanton pain.

Walsh moved, inter alia, to dismiss the initial indictment due to insufficiency of proof before the grand jury and, in the alternative, moved for a bill of particulars. Upon the recommendation of Magistrate Judge Hugh B. Scott, the District Court denied those motions.

On May 2, 1996, the same grand jury returned a first superseding indictment *41 adding two additional counts under § 242. Count I of the first superseding indictment remained unchanged. Count II alleged that, in violation of the Eighth Amendment, Walsh stepped on Fowlks’s penis sometime between May 26, 1992 and December 1, 1992, while Fowlks was in a jail cell, causing unnecessary and wanton pain. Count III alleged that, again in violation of the Eighth Amendment, Walsh stepped on Fowlks’s penis sometime between May 26, 1992 and July 22, 1992, while Fowlks was lying on the floor of a jail cell, causing him unnecessary and wanton pain.

Walsh again moved, inter alia, to dismiss the first superseding indictment arguing that the three counts in the indictment charged essentially identical acts occurring within broad and sometimes overlapping time periods and, therefore, that the indictment: (1) failed to provide him with adequate notice of the conduct charged; (2) failed to protect him against double jeopardy; and (3) was fatally mul-tiplicitous and/or duplicitous. In the alternative, Walsh moved for a bill of particulars.

In response to Walsh’s motion, the government submitted the affidavit of Assistant United States Attorney Paul J. Cam-pana (“Campana Affidavit”), detailing the discovery that had been provided to the defendant before the motion to dismiss was filed. In particular, the government: (1) identified the names of each witness to each count; (2) explained the rationale for each given date range for the alleged events; and (3) specified the location of each alleged incident, and the fact that Counts I and II allegedly occurred in the same cell, but Count III occurred in a different cell. In a written opinion, the District Court adopted the second report of the Magistrate Judge recommending the denial of Walsh’s motion to dismiss the first superseding indictment and the request for a bill of particulars.

On August 21, 1997, the same grand jury returned a second superseding indictment (the “Indictment”), which changed the wording of Count I. 1 The defendant was tried on the Indictment.

The evidence, viewed in the light most favorable to the government, showed the following:

As to Count I of the Indictment, the government offered the testimony of former Orleans County Corrections Officer Joseph Kujawa. Kujawa testified that one night Walsh was walking in front of him in the ground-floor booking area, a narrow corridor flanked by four holding cells on one side and a booking room on the other. Fowlks was in the cell at the far end of the corridor. This cell was different from the others because it had no toilet-sink fixture. Fowlks was kept in that cell often as punishment for making excessive noise, disturbing other prisoners, or other misconduct.

Kujawa heard Fowlks shout repeatedly, “Big Jack, give me a cigarette.” Walsh, who was six feet, two inches tall and weighed over 300 pounds, walked to the front of Fowlks’s cell and said, “[A]ll right Norvin, you know what you got to do, on your knees .” Fowlks, who was naked inside the cell, dropped to his knees. Walsh then said, “[Ojkay, put your dick on the bars,” and Fowlks placed his penis on a horizontal steel plate of the bars. Walsh then grabbed two vertical cell bars with his hands, raised his right foot, and placed it on Fowlks’s penis for a few seconds, as if he were climbing a ladder. Fowlks *42 screamed and “[h]is mouth was wide open, his eyes were almost, you know, bugging out of his head, you could [see] the white all [the] way around his eyes.” Fowlks’s scream was “as loud or louder” than the screams Kujawa had heard at the scenes of motor vehicle accidents he had investigated. Walsh then gave Fowlks a cigarette.

Kujawa testified that he did not report the incident initially because he would have had to report it to the warden, Captain Charles Dingman, and he was afraid of retaliation because the warden and Walsh were good friends. Moreover, Ku-jawa knew that the warden also “tormented” Fowlks and “it was a game between [Walsh and the warden] to torment Nor-vin.” For example, the warden would say to Fowlks, “[S]uck your dick for a cigarette,” and Fowlks would, and the warden would give him a cigarette. Kujawa also did not call for medical attention after the incident because Fowlks stopped screaming immediately after the incident and began smoking the cigarette so that “whatever pain there was seemed to me to be subsiding.”

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Bluebook (online)
194 F.3d 37, 1999 U.S. App. LEXIS 25837, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-john-walsh-ca2-1999.