United States v. Henry Booker

70 F.3d 488, 1995 U.S. App. LEXIS 32134, 1995 WL 680058
CourtCourt of Appeals for the Seventh Circuit
DecidedNovember 16, 1995
Docket95-1747
StatusPublished
Cited by92 cases

This text of 70 F.3d 488 (United States v. Henry Booker) is published on Counsel Stack Legal Research, covering Court of Appeals for the Seventh Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Henry Booker, 70 F.3d 488, 1995 U.S. App. LEXIS 32134, 1995 WL 680058 (7th Cir. 1995).

Opinion

ILANA DIAMOND ROVNER, Circuit Judge.

This appeal presents the question of whether the statutory and sentencing guideline provisions mandating separate penalties for the distribution of “cocaine” and “cocaine base” are ambiguous. Henry Booker pled guilty to the distribution of crack cocaine in violation of 21 U.S.C. § 841(a)(1). He received a sentence of 20 years of imprison *489 ment. 1 Booker was sentenced under the statutory and guideline provisions for “cocaine base.” If the penalties for “cocaine” had been applied, his sentence would have been approximately halved: his guideline range would have been 100-125 months.

Booker argues that in scientific terms, “cocaine” and “cocaine base” are synonymous. According to Booker, a scientist attempting to interpret the statutory and guideline provisions would not know whether to sentence him for “cocaine” or “cocaine base.” Thus, he contends that the rule of lenity should apply and that he should be sentenced under the lesser penalties specified for “cocaine.” Because we do not agree that the statutory and guideline provisions are ambiguous, we affirm Booker’s sentence.

I. The Sentencing Provisions

A. Statutory Provisions

In 21 U.S.C. § 841(b), Congress set forth mandatory minimum sentences for certain offenses involving the distribution of controlled substances. Under § 841(b), the mandatory minimum sentence for a given quantity of “cocaine base” is equivalent to the statutory minimum for 100 times that amount of “cocaine.” Section 841 contains two tiers of statutory minima. First, § 841(b)(1)(B)(iii) sets a mandatory minimum of 5 years for offenses involving “5 grams or more of a mixture or substance ... which contains cocaine base.” In contrast, the 5-year minimum does not apply unless the defendant is held responsible for at least 500 grams of “a mixture or substance containing ... cocaine, its salts, optical and geometric isomers, and salts of isomers.” Id. at § 841(b)(l)(B)(ii)(II). Second, a 10-year mandatory minimum applies to offenses involving 50 grams or more of cocaine base or 5 kilograms or more of cocaine. 21 U.S.C. § 841(b)(1)(A). Neither § 841 nor any other statute defines the terms “cocaine” or “cocaine base.”

B. Guideline Provisions

Under the guidelines, the base offense level for offenses involving a quantity of cocaine base is the same as the offense level for offenses involving 100 times that quantity of cocaine. For example, Booker was held accountable for 500 grams to 1.5 kilograms of cocaine base. This gave him a base offense level of 36. U.S.S.G. § 2Dl.l(c)(2). In comparison, level 36 is applied to offenses involving 50 kilograms but less than 150 kilograms of cocaine. Id. If Booker’s offense had involved cocaine, his base offense level would have been 26. Id. at § 2D1.1(c)(7).

The guidelines do not offer a definition of “cocaine” and until recently did not define “cocaine base.” An amendment that became effective in November 1993 defines “cocaine base” as “crack.” U.S.S.G. § 2D1.1; U.S.S.G.App.C, Amendment 487. 2 However, the 1990 version of the guidelines was used in this case. 3 Amendment 487 represents a *490 substantive change to the text of the guidelines rather than a clarification to the guidelines’ commentary. United States v. Camacho, 40 F.3d 349, 354 (11th Cir.1994), cert. denied, — U.S. -, 115 S.Ct. 1810, 131 L.Ed.2d 735 (1995). Amendments that include substantive changes are not applied retroactively unless the Sentencing Commission so specifies. Id.; see also United States v. Alvarez, 914 F.2d 915, 917 n. 1 (7th Cir.1990), ce rt. denied, 500 U.S. 934, 111 S.Ct. 2057, 114 L.Ed.2d 462 (1991). The Commission has not specified that Amendment 487 applies retroactively. 4 Thus, Amendment 487 does not apply to Booker’s case, so the terms “cocaine” and “cocaine base” are not defined by either the statute or the guidelines for the purposes of this appeal.

II. Scientific Definitions of Cocaine and Cocaine Base

At sentencing, Booker and the government stipulated to the testimony of several scientists that appears in the transcript of the sentencing hearing in United States v. Davis, 864 F.Supp. 1303 (N.D.Ga.1994). The transcript was placed into the record as evidence. The scientists who testified were James Woodford, a defense witness, John Marshall Holbrook, an expert called by the court, and Joey Douglas Clarke, a scientist employed by the Drug Enforcement Agency who was called by the government. The three witnesses agreed on a number of basic points concerning the chemical properties of cocaine and cocaine base, of which we will take judicial notice. 5

Cocaine in its naturally occurring form is a base 6 with the chemical formula C17H21NO4. 7 Davis Tr. at 6. Because cocaine is a base, the phrase “cocaine base,” in scientific terms, is redundant. To a scientist, “cocaine” and “cocaine base” are synonymous; they both refer to a substance with the formula C17H21 N04. Id. at 29, 111, 169. 8

Cocaine, however, is rarely used in its naturally occurring form, at least in the United States. Before cocaine is imported into the United States, it is generally converted into cocaine hydrochloride, more commonly known as powder cocaine. This process involves two steps. First, coca leaves are converted into coca paste “by mixing the leaves with an alkaline material (e.g., sodium bicarbonate), 9 an organic solvent (e.g., kerosene), and water.” Id. at 11. 10 Second, the coca paste is dissolved in hydrochloric acid and water. The hydrochloric acid (an acid) combines with the cocaine (a base) to produce a *491 salt, cocaine hydrochloride. See id. at 12. 11 This salt, known as powder cocaine, is easily dissolved in water, and it may be ingested, insufflated (snorted), or injected. 12

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Bluebook (online)
70 F.3d 488, 1995 U.S. App. LEXIS 32134, 1995 WL 680058, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-henry-booker-ca7-1995.