United States v. Haynes

265 F. Supp. 2d 914, 2003 U.S. Dist. LEXIS 8670, 2003 WL 21229943
District Court, W.D. Tennessee·Decided May 15, 2003·No. CRIM.01-20247-D·Published·Cited by 2 cases

Opinion

MEMORANDUM OPINION GRANTING DEFENDANT’S JURY INSTRUCTION MOTION

DONALD, District Judge.

This matter is before the Court on Defendant Aaron S. Haynes’ motion to in *915 struct the jury that a sentence of death is never required pursuant to sections 3591(a) and § 3593(e) of the Federal Death Penalty Act, 18 U.S.C. § 3591, et seq. (West 2000) (“FDPA”). (Dkt.# 463). Defendant contends that the legislative history of the FDPA makes clear that the jury retains discretion over whether to impose a sentence of death even if the aggravating factor(s) “sufficiently outweigh” any mitigating factor(s). Def.’s Mot. and Mem. at ¶¶ 1-9. As a result, Defendant argues, the Court may instruct the jury that they are never required to impose the death penalty. Id. at ¶¶ 10-11. Finally, Defendant states that providing juries with this type of instruction comports with the practice of a majority of district courts conducting FDPA sentencing hearings. Id. at ¶ 12.

In response, the United States contends that this Court should not allow the discretionary jury instruction proposed by Defendant based on the reasoning of the Eighth Circuit in United States v. Allen, 247 F.3d 741, 780-81 (8th Cir.2001), vacated and remanded on other grounds, 536 U.S. 584, 122 S.Ct. 2428, 153 L.Ed.2d 556 (2002), United States v. Ortiz, 315 F.3d 873, 900-01 (8th Cir.2002), and the Eighth Circuit Model Death Penalty Instruction. Gov’t. Resp. at 1-2. The United States further contends that 1) the legislative history of the FDPA supports their construction of the statute; 2) Allen and Ortiz appear to be the only appellate decisions on point; and 3) allowing the jury discretion sought by Defendant would lead to an unconstitutionally arbitrary jury decision regarding imposition of the death penalty. Id. at 2-5.

For the following reasons, the Court finds that nothing in the FDPA precludes affording juries the flexibility to choose whether to impose the death penalty even after finding that the aggravating factor(s) outweigh any mitigating factor(s). Moreover, the Court finds that the FDPA contemplates such discretion. The Court finds, therefore, that providing a jury instruction articulating this discretion is appropriate. Accordingly, the Court grants Defendant’s motion.

I. Construing the FDPA

A. The text of the FDPA

When a court engages in statutory interpretation, 1 it “begins by examining the text” of the statute. Carter v. U.S., 530 U.S. 255, 120 S.Ct. 2159, 2162, 147 L.Ed.2d 203 (2000). The operative language of the FDPA’s provisions regarding jury deliberation comes from §§ 3591(a) and 3593(e):

A defendant who has been found guilty of [an offense for which the death penalty is provided and one of the four requi,.site mental culpability factors] shall be sentenced to death if, after consideration of the [aggravating and mitigating] factors [ ] in the course of a hearing held pursuant to section 3593, it is determined that imposition of a sentence of death is justified ....

18 U.S.C. § 3591(a).

If, in the ease of [an offense for which the death penalty is provided and for which an aggravating factor required to be considered is found to exist], the jury ... shall consider whether all the aggravating, factor or factors found to exist sufficiently outweigh all the mitigating *916 factor or factors found to exist to justify a sentence of death, or, in the absence of a mitigating factor, whether the aggravating factor or factors alone are sufficient to justify a sentence of death. Based upon this consideration, the jury by unanimous vote ... shall recommend whether the defendant should be sentenced to death, to life imprisonment without possibility of release or some other lesser offense.

18 U.S.C. § 3593(e).

Put more succinctly, § 3591(a) states that the jury shall impose the death penalty only “if, after consideration of the [aggravating and mitigating] factors” during the sentencing hearing, “it is determined that imposition óf a sentence of death is justified.” 18 U.S.C. § 3591(a) (emphasis added). The plain meaning of this section is that the jury must initially “consider” the aggravating and mitigating factors and subsequently make a determination that the death penalty is “justified.”

In condensed form, § 3593(e) states that the jury “shall consider whether all the aggravating factor[s] found to exist sufficiently outweigh all the mitigating factors] found to exist [or, if no mitigating factors exist, whether the aggravating factor(s) alone are sufficient] to justify a sentence of death. Based upon this consideration, the jury ... shall recommend whether the defendant should be sentenced to death ....” 18 U.S.C. § 3593(e) (emphasis added). The plain meaning of this section is that the jury must not only weigh the aggravating versus mitigating factors but also determine whether the result, no matter how imbalanced the scale might be, is sufficient to justify a sentence of death.

When these.two sections are read together, it is evident that Congress intended for jury discretion to apply throughout the selection phase 2 of the sentencing hearing, even after deciding whether any mitigating factors exist and after balancing these mitigating factors against the aggravating factors. The meaning of the terms “consideration” in § 3591(a) and “sufficiently outweigh” or “sufficient” in § 3593(e) are key to construing these two sections. Black’s Law Dictionary defines “consider” as: “[t]o fix the mind on, with a view to careful examination; to examine; to deliberate about and ponder over.” Black’s Law Dictionary 277 (5th ed.1979); see also Webster’s Third New Int’l Dictionary 483 (1986) (“to reflect on; think about with a degree of care or caution.”). Applying these definitions of “consider,” §§ 3591(a) and 3593(e), when read together, require the jury to 1) weigh or deliberate over the balance of the aggravating versus mitigating factors; and then 2) find whether, based on that weighing process, any imbalance in favor of a death sentence is sufficient to justify the death penalty. 3

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United States v. Haynes, 265 F. Supp. 2d 914, 2003 U.S. Dist. LEXIS 8670, 2003 WL 21229943 (W.D. Tenn. 2003).

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