United States v. Harvey

64 M.J. 13, 2006 CAAF LEXIS 1202, 2006 WL 2727974
CourtCourt of Appeals for the Armed Forces
DecidedSeptember 22, 2006
Docket04-0801/MC
StatusPublished
Cited by138 cases

This text of 64 M.J. 13 (United States v. Harvey) is published on Counsel Stack Legal Research, covering Court of Appeals for the Armed Forces primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Harvey, 64 M.J. 13, 2006 CAAF LEXIS 1202, 2006 WL 2727974 (Ark. 2006).

Opinions

Chief Judge GIERKE

delivered the opinion of the Court.

This Court has repeatedly reaffirmed that the military judge is the “last sentinel” in the trial process to protect a court-martial from unlawful command influence.1 Here, the primary issue is whether the military judge properly performed his sentinel duties when confronted with some.unusual circumstances surrounding the convening authority being present in the courtroom during a portion of [15]*15the court-martial. We hold that these trial developments raised the issue of unlawful command influence. The military judge failed to inquire adequately into this issue and failed to place the appropriate burden on the Government to rebut the existence of the command influence or to establish that it did not prejudice the proceedings. Therefore, the military judge erred in failing to perform his sentinel duties. For the reasons stated below, we reverse the decision of the lower court.

At the outset we note that we granted review on three issues.2 Here, we focus on Issue I (the unlawful command influence issue) and also address Issue II (denial of speedy appellate review). Appellant’s claim as to Issue II is meritorious, thereby entitling her to additional relief. But the merits of Issue II also impacts the remedy we fashion to address the error relating to Issue I. Because of the error relating to unlawful command influence and the remedy we find appropriate, it is not necessary for us to address Issue III (improper sentence reassessment).

I. BACKGROUND

The operative facts are not in dispute and are presented accurately by the lower court:

The convening authority at the time the appellant’s court-martial was convened and the charges referred was Major P.J. Loughlin, United States Marine Corps, Commanding Officer of Headquarters and Headquarters Squadron (H&HS), Marine Corps Air Station, Yuma, Arizona. He signed the convening order, detailing five officer members. He also signed the amendment to the convening order detailing four enlisted members and removing an officer member. After challenges, one officer and three enlisted members remained to hear the case. By the time trial on the merits commenced before those four members, Lieutenant Colonel M.L. Saunders had succeeded Major Loughlin in command and Major Loughlin assumed duties as Executive Officer [XO]. After the trial counsel finished his closing argument on findings, there was a brief recess before the military judge gave instructions to the members. After the recess, in an Article 39a, UCMJ, 10 U.S.C. § 839a, session, the following discussion ensued:
MJ: The court will come to order. All parties present when the court recessed are again present.
The members are absent.
During the last recess — I guess I should say during the closing arguments of counsel the courtroom was pretty full of spectators. I saw an individual come in, sit down in the courtroom. During the last recess I just said to the trial counsel, who’s the man in the flight suit? He told me it was the XO of the Squadron which happens to be our convening authority in this case, the individual [who] actually picked the members, referred the case to trial, sat in on closing arguments. I want to make that part of the record.
[16]*16Defense, do you want to be heard on this?
DC: Yes, sir, we do. We’d like to ask for a mistrial at this point because of his presence. It was obvious — I didn’t know he was there at the time. It with [sic] obvious during the whole closing argument that the panel was looking over our shoulder.
MJ: I didn’t see that.
DC: We believe Captain Cisneros, the President, is intimately familiar with Major Loughlin.
MJ: Well, she may be the only individual that knows him because the other enlisted members are not from that Squadron and I have no idea whether they even recognized or knew who he was. I can tell you that I’m about as far away from him as they were and I couldn't even tell whether he was an officer or not because he was in a flight suit. I couldn’t see any rank insignia on his name patch.
DC: But Captain Cisneros knows him. MJ: Oh, I know she does.
DC: And it’s a small base. Everybody knows the XO of H&HS. It’s our opinion that he’s going to influence their deliberation and influence the weight. He heard all the evidence, you know, and they’re going to be influenced by that fact.
MJ: Okay. Your motion for a mistrial is denied. But, if you desire, I will give a limiting instruction, but that’s a choice you’re going to have to make on the limiting instruction in whether you want to highlight it to the members, specifically if the enlisted members did not know who he was, or whether you want me to give them a limiting instruction telling them that they should not consider it whatsoever, the fact that the convening authority sat in for the closing arguments.
DC: No, we’re not going to highlight it at this time.
MJ: Do you have any other remedy that you would desire?
DC: There’s no other remedy that would be effective other than a mistrial, but that’s not an option.
MJ: Well, you’re not getting a mistrial so is there anything else you want?
DC: Nothing else we can ask for.
MJ: Then I’ll be glad to give a limiting instruction.
DC: No, sir.
MJ: Do you desire to voir dire any of the members?
DC: No, sir.
MJ: Anything else we need to take up? TC: No, sir.
MJ: Staff Sergeant Perez, let’s call the members in.
The Article 39(a) session terminated.3

Following the session pursuant to Article 39(a), Uniform Code of Military Justice (UCMJ), 10 U.S.C. § 839(a) (2000), the military judge, the trial counsel, and the trial defense counsel took no further action to address the issue of unlawful command influence. The court-martial eventually convicted Appellant on charges of conspiracy, false official statement, wrongful use of lysergic acid diethylamide (LSD), methamphetamine, and cocaine, wrongful inhalation of “Glade” aerosol with the intent to become intoxicated, wrongful possession of methamphetamine and cocaine, and communication of a threat (two specifications).4

On appeal Appellant asserts that the military judge failed to conduct further inquiry to establish what impact, if any, the convening authority’s presence had on the proceedings and erred in summarily denying the defense’s motion for mistrial. More specifically, Appellant makes four points to support this argument: (1) the facts surrounding the [17]

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Cite This Page — Counsel Stack

Bluebook (online)
64 M.J. 13, 2006 CAAF LEXIS 1202, 2006 WL 2727974, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-harvey-armfor-2006.