United States v. Harry James Smiskin, Yakama Nation Commerce Association Yakama Nation, Applicants-Intervenors. United States of America v. Kato Smiskin

487 F.3d 1260, 2007 U.S. App. LEXIS 11622
CourtCourt of Appeals for the Ninth Circuit
DecidedMay 18, 2007
Docket05-30590
StatusPublished

This text of 487 F.3d 1260 (United States v. Harry James Smiskin, Yakama Nation Commerce Association Yakama Nation, Applicants-Intervenors. United States of America v. Kato Smiskin) is published on Counsel Stack Legal Research, covering Court of Appeals for the Ninth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Harry James Smiskin, Yakama Nation Commerce Association Yakama Nation, Applicants-Intervenors. United States of America v. Kato Smiskin, 487 F.3d 1260, 2007 U.S. App. LEXIS 11622 (9th Cir. 2007).

Opinion

487 F.3d 1260

UNITED STATES of America, Plaintiff-Appellant,
v.
Harry James SMISKIN, Defendant-Appellee,
Yakama Nation Commerce Association; Yakama Nation, Applicants-Intervenors.
United States of America, Plaintiff-Appellant,
v.
Kato Smiskin, Defendant-Appellee.

No. 05-30590.

No. 05-30591.

United States Court of Appeals, Ninth Circuit.

Argued and Submitted October 17, 2006.

Filed May 18, 2007.

James A. McDevitt, United States Attorney, and Jane Kirk, Assistant United States Attorney, Yakima, WA, for the plaintiff-appellant.

Rebecca L. Pennell, Federal Defenders of Eastern Washington and Idaho, Yakima, WA, for defendant-appellee Kato Smiskin.

Russell Mazzola, Mazzola Law Office, Yakima, WA, for defendant-appellee Harry James Smiskin.

Sharon I. Haensly, Debora Juarez, Gabriel S. Galanda, and Daniel W. Ferm, Williams, Kastner & Gibbs PLLC, Seattle, WA, for amicus The Yakama Nation.

Jack W. Fiander, Towtnuk Law Offices, Ltd., Sacred Ground Legal Services, Inc., Yakima, WA, for amicus Yakama Nation Commerce Association.

Appeal from the United States District Court for the Eastern District of Washington; Edward F. Shea, District Judge, Presiding. D.C. Nos. CR-04-02107-EFS, CR-04-02108-EFS.

Before D.W. NELSON, DAVID R. THOMPSON, and RICHARD A. PAEZ, Circuit Judges.

PAEZ, Circuit Judge.

The Right to Travel provision of the Yakama Treaty of 1855 secures to Yakama tribal members the right to travel upon the public highways.1 Applying this treaty provision, the district court dismissed the Government's indictment charging tribal members Kato and Harry Smiskin ("Smiskins") with violations of the federal Contraband Cigarette Trafficking Act ("CCTA"). At issue in this appeal is whether the Government's basis for maintaining a CCTA prosecution against the Smiskins—their alleged failure to comply with the State of Washington's requirement that individuals give notice to state officials prior to transporting unstamped cigarettes within the State—violated the Right to Travel provision of the Yakama Treaty. The district court determined that the State's pre-notification requirement, as applied to Yakama tribal members, did indeed violate the Treaty, and, therefore, that the unstamped cigarettes that the Smiskins allegedly transported could not be considered contraband within the meaning of the CCTA. Finding no legal basis for the Government's prosecution of the Smiskins under the CCTA, the court dismissed the indictment. The Government timely appeals.

We have jurisdiction pursuant to 28 U.S.C. § 1291. We review de novo legal determinations and applications of law to fact, including the interpretation and application of treaty language. See Cree v. Flores, 157 F.3d 762, 768 (9th Cir.1998) ("Cree II"); United States v. Washington, 969 F.2d 752, 754 (9th Cir.1992). We hold that the district court did not err in interpreting and applying the Yakama Treaty to dismiss the indictment against the Smiskins. We affirm.2

I. Background

Defendants Kato and Harry Smiskin are members of the Confederated Tribes and Bands of the Yakama Nation ("Yakama Nation"). In June 2004, Agents of the Bureau of Alcohol, Tobacco, Firearms and Explosives ("ATF") seized 4,205 cartons of unstamped cigarettes from Harry Smiskin's residence, located on the Yakama Indian Reservation.3 Based on previous investigation and surveillance, ATF Agents suspected the Smiskins of transporting unstamped cigarettes from smoke shops on an Idaho Indian reservation to smoke shops on various Indian reservations in Washington.

The Smiskins were indicted on charges of violating the federal Contraband Cigarette Trafficking Act, 18 U.S.C. § 2342(a). Under the CCTA, it is "unlawful for any person knowingly to ship, transport, receive, possess, sell, distribute, or purchase contraband cigarettes." Id. The CCTA incorporates state law to define "contraband cigarettes:" "`Contraband cigarettes' means a quantity in excess of 10,000 cigarettes, which bear no evidence of the payment of applicable State or local cigarette taxes in the State or locality where such cigarettes are found," and which are in the possession of a person not otherwise authorized by the State to possess such cigarettes. Id. § 2341(2).

Thus, whether the Smiskins transported contraband cigarettes under the CCTA turns on Washington State law. The State generally requires wholesalers to affix either a "tax paid" or "tax exempt" stamp to cigarette packaging prior to sale. See Rev.Code Wash. § 82.24.030. Individuals other than licensed wholesalers may only transport unstamped cigarettes if they have "given notice to the [Liquor Control Board] in advance of the commencement of transportation." Id. § 82.24.250(1). State law does not exempt Yakama tribal members from this pre-notification requirement.4

Because the Smiskins did not provide notice to the State prior to transporting unstamped cigarettes,5 the cigarettes were unauthorized under State law and contraband under the CCTA. As a result, the Smiskins' possession and transportation of the contraband cigarettes violated the terms of the CCTA. The question that remains is whether a violation of the State's pre-notification requirement can provide a valid basis for a CCTA prosecution of Yakama tribal members.

II. Discussion

A. Applicability of the CCTA

Federal laws of general applicability are presumed to apply with equal force to Indian tribes. See United States v. Baker, 63 F.3d 1478, 1484 (9th Cir.1995); United States v. Farris, 624 F.2d 890, 893 (9th Cir.1980). We held in Baker that the CCTA is a law of general applicability. See 63 F.3d at 1484. There are three established exceptions, however, that preclude the application of an otherwise generally applicable federal law to Indian tribes. See id. at 1485; Farris, 624 F.2d at 893-94. The Smiskins argue that this case falls within the Indian treaty exception. As we explained in Baker, a "federal statute of general applicability that is silent on the issue of applicability to Indian tribes will not apply to them if . . . the application of the law to the tribe would abrogate rights guaranteed by Indian treaties."6 63 F.3d at 1485 (internal quotation marks omitted). Congress must therefore expressly apply a statute to Indians in order to abrogate their treaty rights. See Farris,

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United States v. Smiskin
487 F.3d 1260 (Ninth Circuit, 2007)
United States v. Baker
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Cree v. Waterbury
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United States v. Farris
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Bluebook (online)
487 F.3d 1260, 2007 U.S. App. LEXIS 11622, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-harry-james-smiskin-yakama-nation-commerce-association-ca9-2007.