United States v. Harry Clardy, United States of America v. Phillip Alfonso Tucker

540 F.2d 439, 1976 U.S. App. LEXIS 7905
CourtCourt of Appeals for the Ninth Circuit
DecidedJuly 22, 1976
Docket75-3409 and 75-3410
StatusPublished
Cited by45 cases

This text of 540 F.2d 439 (United States v. Harry Clardy, United States of America v. Phillip Alfonso Tucker) is published on Counsel Stack Legal Research, covering Court of Appeals for the Ninth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Harry Clardy, United States of America v. Phillip Alfonso Tucker, 540 F.2d 439, 1976 U.S. App. LEXIS 7905 (9th Cir. 1976).

Opinion

OPINION

MOORE, Circuit Judge:

Phillip Alfonso Tucker (“Tucker”) and Harry Clardy (“Clardy”) appeal from a judgment of the United States District Court for the Western District of Washington, entered on a jury verdict convicting them of assault with intent to murder in violation of 18 U.S.C. § 113(a). Each appellant argues that several allegedly prejudicial trial and pretrial incidents require a new trial.

We disagree and accordingly affirm.

On October 27, 1974, inside the United States Penitentiary at McNeil Island, Clardy and Tucker stabbed fellow inmate Leonard Walker in the mouth and arm. Walker had refused to pay interest on a loan which he had obtained from Clardy, and the stabbing was apparently appellants’ notion of retribution. Neither appellant challenges the sufficiency of evidence which proved these facts.

Later in the day, Tucker was confined in segregation where he was joined by Clardy three days later. An indictment charging the two with the crime was handed up on April 1,1975, their arraignment followed on April 18, 1975, and the trial commenced on July 28, 1975.

Both appellants contend that the failure to commence trial sooner deprived them of their speedy trial rights under the Sixth Amendment. That right assertedly attached when appellants were de facto arrested by being placed in segregated confinement after the attack. However, such discipline is not an “arrest” for speedy trial purposes. Cf. United States v. Smith, 464 F.2d 194 (10th Cir.), cert. denied, 409 U.S. 1066, 93 S.Ct. 566, 34 L.Ed.2d 519 (1972). The identifying indicia of a de facto arrest sketched in United States v. Marion, 404 U.S. 307, at 320,92 S.Ct. 455,30 L.Ed.2d 468 (1971), are for the most part absent here. The prison discipline did not focus public obloquy upon appellants, did not disrupt their “employment” or drain appellants’ financial resources. In short, it was not a public act with public ramifications, but a private act. Actual physical restraint may have increased and free association diminished, but unless we were to say that imprisonment ipso facto is a continuing arrest, these criteria bear little weight in the peculiar context of a penal institution where the curtailment of liberty is the general rule not the exception. Thus, speedy trial rights did not come into play until April 1, 1975, when appellants were indicted, and therefore, for purposes of such rights, the delay was only two months and 28 days. During this period, appellants’ rights were not infringed. The delay was relatively brief and was not employed by the Government to harass. During that period, several motions had to be considered and decided. We do not say that appellants’ status as prisoners automatically precluded assertion of the claim presently sub judice, see Strunk v. United States, 412 U.S. 434, at 439, 93 S.Ct. 2260, 37 L.Ed.2d 56 (1973); Smith v. Hooey, 393 U.S. 374, at 379, 89 S.Ct. 575, 21 L.Ed.2d 607 (1969), but that based upon all the facts and circumstances, their speedy trial claims are unpersuasive.

Appellants alternatively contend that the five month pre-indictment delay deprived them of due process under United States v. Marion, supra. Tucker claims that the investigation of the crime was completed long before the indictment, that the prison measures inhibited the preparation of his de *442 fense and that the passage of time partially dulled the memory of his alibi witnesses. Clardy goes further and claims that the Government intentionally delayed the indictment for tactical advantage. We disagree.

Relative to other cases which have presented this issue, see, e. g., United States v. Erickson, 472 F.2d 505 (9th Cir. 1973), it is questionable whether five months could even be characterized as legally cognizable delay. But that question aside, neither appellant has sufficiently demonstrated actual prejudice. The cases are legion which indicate that partial forgetfulness will not suffice. And whatever prejudice resulted from their segregated confinement flowed from the administrative decision to place the men in such facilities and had nothing to do with delay in processing the indictment. Moreover, there were good reasons for much of the delay. Until it became known whether the victim would live or die, the exact nature of the crime could not be ascertained. And until the victim had recuperated, he was incapable of rendering full assistance to the investigative effort. That he may have spoken to Government agents or have withstood transferral to a different hospital within a week of the crime does not mean that he could have endured the extended questioning inevitably associated with thorough case investigation. The case involved numerous witnesses and the investigation most certainly was handicapped by the fact that most of them were prison inmates. There was neither actual prejudice nor intentional delay.

Appellant Clardy next urges that the lower court abused its discretion in refusing to require the Government to disclose the names and addresses of all its prospective witnesses. This claim is merit-less. In United States v. Richter, 488 F.2d 170 (9th Cir. 1973), this Court held that although the district court is not statutorily compelled to grant such discovery, its inherent power to do justice might allow it to do so in the exercise of its discretion. For guidance, the court looked to F.R. Crim.P. 16, which was then the subject of proposed amendments to allow discovery of prosecution witness lists, and held that as a prerequisite to the exercise of discretion, the defendant must prove that the request is material and reasonable. Since the Richter decision was rendered, the proposed amendments to Rule 16 that would have authorized discovery of a prosecution’s witness list have been rejected. In view of this development and the clear possibility that disclosure of the names and exact whereabouts of inmates who planned to testify against the defendants might have endangered those witnesses, we conclude that the lower court’s denial of Clardy’s discovery motion was not an abuse of the lower court’s broad discretion on this issue.

Both appellants also contend that security measures deprived them of due process. Before the commencement of the afternoon session of the first day of trial, appellants’ counsel objected to the presence of armed plainclothes Deputy United States Marshals within the courtroom, and uniformed Postal guards outside the courtroom.

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Bluebook (online)
540 F.2d 439, 1976 U.S. App. LEXIS 7905, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-harry-clardy-united-states-of-america-v-phillip-alfonso-ca9-1976.